Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 126 contracts
Samples: Amended and Restated Custodian Agreement (Vanguard Explorer Fund), Custodian Agreement (Vanguard Institutional Index Funds), Custodian Agreement (Shelton Greater China Fund)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 78 contracts
Samples: Form of Custodian Agreement (World Funds Trust), Custodian and Transfer Agent Agreement (Zacks Trust), Funds Transfer Services Agreement (Advisors' Inner Circle Fund II)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund (or a Portfolio) for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 17 contracts
Samples: Form of Custodian Agreement (Investment Managers Series Trust), Custodian and Transfer Agent Agreement (Metaurus Equity Component Trust), Custodian and Transfer Agent Agreement (LocalShares Investment Trust)
Exchange of Securities. Unless otherwise directed by an Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 16 contracts
Samples: Custodian Agreement (United States 12 Month Natural Gas Fund, LP), Custodian Agreement (United States Gasoline Fund, LP), Custodian Agreement (United States Heating Oil Fund, LP)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust (or a Fund) for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, event initiated by the issuer of the securities; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 10 contracts
Samples: Custodian Agreement (Sei Institutional Managed Trust), Custodian Agreement (New Covenant Funds), Custodian Agreement (Sei Institutional Investments Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust (or a Fund) for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 8 contracts
Samples: Custodian and Transfer Agent Agreement (Pointbreak ETF Trust), Custodian and Transfer Agent Agreement (Pointbreak ETF Trust), Custodian and Transfer Agent Agreement (Pointbreak ETF Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, stock-split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 7 contracts
Samples: Form of Custodian Agreement (SEI Catholic Values Trust), Custodian Agreement (SEI Catholic Values Trust), Custodian Agreement (Advisors' Inner Circle Fund II)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 6 contracts
Samples: Custodian Agreement (BBH International Equity Portfolio), Custodian Agreement (Lexington Global Income Fund), Custodian Agreement (59 Wall Street Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any involuntary reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 4 contracts
Samples: Custodian Agreement (Mutual of America Investment Corp), Form Of (Mutual of America Variable Insurance Portfolios, Inc.), Custodian Agreement (Mutual of America Investment Corp)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.. 6.7
Appears in 4 contracts
Samples: Custodian Agreement (European Equity Portfolio), Custodian Agreement (59 Wall Street Fund Inc), Custodian Agreement (Pacific Basin Equity Portflolio)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Fund, on behalf of a Portfolio, for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 2 contracts
Samples: Custodian and Transfer Agent Agreement (Uncommon Investment Funds Trust), Funds Transfer Services Agreement (Northern Lights Fund Trust Ii)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust (or a Fund) or Company for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, event initiated by the issuer of the securities; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 2 contracts
Samples: Custodian Agreement (Sei Institutional Investments Trust), Custodian Agreement (Sei Institutional Managed Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust (or a Fund) for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, ; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 2 contracts
Samples: Custodian Agreement (Sei Institutional International Trust), Custodian Agreement (Sei Institutional Investments Trust)
Exchange of Securities. Unless otherwise directed by Pursuant to Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 2 contracts
Samples: Custodian Agreement (PowerShares India Exchange-Traded Fund Trust), Form of Custodian Agreement (PowerShares India Exchange-Traded Fund Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.. 6.7
Appears in 2 contracts
Samples: Custodian Agreement (Vanguard Index Funds), Form of Custodian Agreement (Mackenzie Solutions)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund (or a Portfolio) for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.and
Appears in 2 contracts
Samples: Custodian and Transfer Agent Agreement (Northern Lights Fund Trust IV), Custodian and Transfer Agent Agreement (Metaurus Equity Component Trust)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund on behalf of a Portfolio for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Portfolio for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Samples: Custodian Agreement (Dow Jones Islamic Market Index Portfolio)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, ; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan. The Custodian shall provide prior notice of each such action to the Trust.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the such Fund for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Company for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, ; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Samples: Custodian Agreement (Matthews a Share Selections Fund, LLC)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities delivered to the Custodian in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund for other securities in connection with any reorganization, recapitalization, conversion, split-up, change of par value of shares or similar event, event initiated by the issuer of the securities; and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Samples: Custodian Agreement (SEI Structured Credit Fund, LP)
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Trust for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the a Fund for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Exchange of Securities. Unless otherwise directed by Instruction, the Custodian shall: (a) exchange securities held for the account of the Fund Company for other securities in connection with any reorganization, recapitalization, conversion, stock split-up, change of par value of shares or similar event, and (b) deposit any such securities in accordance with the terms of any reorganization or protective plan.
Appears in 1 contract
Samples: Custodian Agreement (AirShares(TM) EU Carbon Allowances Fund)
