Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s portfolio, and constitutes the best net results for the Corporation.
Appears in 52 contracts
Samples: Investment Advisory and Management Agreement, Management Agreement (Evercore Investment Corp), Investment Advisory and Management Agreement (Rand Capital Corp)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 47 contracts
Samples: Investment Advisory Agreement (Carlyle GMS Finance, Inc.), Investment Advisory Agreement (Portman Ridge Finance Corp), Investment Advisory and Management Agreement (TPG Specialty Lending, Inc.)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s portfolio, and constitutes the best net results result for the Corporation.
Appears in 30 contracts
Samples: Investment Advisory Agreement (Golub Capital BDC 4 LLC), Agreement and Plan of Merger (GOLUB CAPITAL BDC, Inc.), Investment Advisory Agreement (Golub Capital Direct Lending Unlevered LLC)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Fund to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationFund’s portfolio, and constitutes the best net results for the CorporationFund.
Appears in 20 contracts
Samples: Investment Advisory and Management Agreement (Gladstone Capital Corp), Investment Advisory Agreement (Opportunistic Credit Interval Fund), Investment Management Agreement (AG Twin Brook Capital Income Fund)
Excess Brokerage Commissions. The Adviser Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines Advisor determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results result for the CorporationCompany.
Appears in 8 contracts
Samples: Investment Management Agreement (AG Twin Brook BDC, Inc.), Investment Advisory Agreement (Crescent Reincorporation Sub, Inc.), Investment Advisory Agreement (Crescent Capital BDC, Inc.)
Excess Brokerage Commissions. The Adviser Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser Advisor determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 8 contracts
Samples: Administration Agreement (AFC BDC Inc.), Investment Management Agreement (Horizon Technology Finance Corp), Investment Management Agreement (Horizon Technology Finance Corp)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s 's risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s 's portfolio, and constitutes the best net results for the Corporation.
Appears in 6 contracts
Samples: Administrative Services Agreement (Integrity Capital Income Fund, Inc.), Ares Capital Corp, And Management Agreement (Porticoes Capital Corp)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results result for the CorporationCompany.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Muzinich Corporate Lending Income Fund, Inc.), Investment Advisory Agreement (Andalusian Credit Company, LLC), Investment Management Agreement (Muzinich BDC, Inc.)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Fund to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s 's risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationFund’s portfolio, and constitutes the best net results for the Corporation.
Appears in 4 contracts
Samples: Investment Advisory and Management Agreement (New Mountain Guardian IV BDC, L.L.C.), Investment Advisory and Management Agreement (New Mountain Guardian IV Unlevered BDC, L.L.C.), Investment Advisory and Management Agreement (New Mountain Guardian IV Income Fund, L.L.C.)
Excess Brokerage Commissions. The Adviser Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser Advisor determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 4 contracts
Samples: Investment Advisory and Management Agreement (MONROE CAPITAL Corp), Investment Advisory and Management Agreement (Monroe Capital Income Plus Corp), Agreement (MONROE CAPITAL Corp)
Excess Brokerage Commissions. The Adviser is hereby authorizedrepresents, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s portfolio, and constitutes the best net results result for the Corporation.
Appears in 3 contracts
Samples: Investment Advisory Agreement (TriplePoint Global Venture Credit, LLC), Investment Advisory Agreement (TriplePoint Venture Growth BDC Corp.), Investment Advisory Agreement (TriplePoint Venture Growth BDC Corp.)
Excess Brokerage Commissions. The Adviser OFS Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser OFS Advisor determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 2 contracts
Samples: Investment Advisory and Management Agreement (OFS Capital, LLC), Investment Advisory and Management Agreement (OFS Capital Corp)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s 's risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s 's portfolio, and constitutes the best net results result for the Corporation.
Appears in 2 contracts
Samples: Investment Advisory Agreement (26North BDC, Inc.), Investment Advisory Agreement (26North BDC, Inc.)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the Corporation.
Appears in 2 contracts
Samples: Investment Advisory and Management Agreement (New Mountain Finance Holdings, L.L.C.), And Management Agreement (New Mountain Finance Corp)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Fund to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationFund’s portfolio, and constitutes the best net results for the Corporation.
Appears in 2 contracts
Samples: Investment Advisory and Management Agreement (New Mountain Guardian III BDC, L.L.C.), Investment Advisory and Management Agreement (New Mountain Guardian III BDC, L.L.C.)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, such transaction if the Adviser determines determines, in good faith, faith and taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s 's risk and skill in positioning blocks of securities, that such the amount of such commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s Company's portfolio, and constitutes the best net results result for the CorporationCompany.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Redwood Enhanced Income Corp.), Investment Advisory Agreement (Redwood Enhanced Income Corp.)
Excess Brokerage Commissions. The Adviser Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser Advisor determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s 's risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s 's portfolio, and constitutes the best net results for the Corporation.
Appears in 1 contract
Samples: Blackridge Investment Corp
Excess Brokerage Commissions. The Adviser Advisor is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser Advisor determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 1 contract
Samples: Investment Advisory and Management Agreement (Destiny Tech100 Inc.)
Excess Brokerage Commissions. The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation Company to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the CorporationCompany’s portfolio, and constitutes the best net results for the CorporationCompany.
Appears in 1 contract
Samples: Investment Advisory Agreement (Poliwogg Regenerative Medicine Fund, Inc.)
