ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a “Plan”), Financial Intermediary represents and warrants that it either:
Appears in 14 contracts
Samples: Jpmorgan Distribution Services (JPMorgan Trust III), Jpmorgan Distribution Services (Jp Morgan Fleming Mutual Fund Group Inc), Jpmorgan Distribution Services (JPMorgan Trust I)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“"ERISA”") (a “"Plan”), Financial Intermediary represents and warrants that it either:
Appears in 7 contracts
Samples: Mutual Fund Sales Agreement (Jpmorgan Trust Ii), Mutual Fund Sales Agreement (Jpmorgan Value Opportunities Fund Inc), Mutual Fund Sales Agreement (Jp Morgan Mutual Fund Group/Ma)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers Contract owners through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a “Plan”), Financial Intermediary represents and warrants that it either:
Appears in 7 contracts
Samples: Agreement (Jefferson National Life Annuity Account G), Agreement (Jefferson National Life Annuity Account G), Insurance Trust Distribution Fee Agreement (Jpmorgan Insurance Trust)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers Contractowners through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a an “ERISA Plan”), Financial Intermediary represents and warrants BD each represent and warrant that it either:
Appears in 2 contracts
Samples: Jpmorgan Distribution Services (Futurefunds Series Account of Great West Life & Ann Ins Co), Jpmorgan Distribution Services (Futurefunds Series Account of Great West Life & Ann Ins Co)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers through a Retirement Plan which is a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a “Plan”), Financial Intermediary represents and warrants that the arrangements provided for in this Agreement will be disclosed to such Retirement Plans(s) through their representatives and that it either:
Appears in 2 contracts
Samples: Mutual Fund Sales Agreement (Merrill Lynch Life Variable Annuity Separate Account D), Mutual Fund Sales Agreement (Ml of New York Variable Annuity Separate Account D)
ERISA Assets. To the extent Shares shares are purchased by Financial Intermediaries’ customers through a defined contribution an employee benefit plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“"ERISA”") (a “"Plan”"), Financial Intermediary represents and warrants that it either:
Appears in 1 contract
Samples: Selling and Service Agreement (Great-West Funds Inc)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers Contract owners through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a “Plan”), Financial Intermediary Distributor represents and warrants that it either:
Appears in 1 contract
Samples: Insurance Trust Distribution Fee Agreement (Jpmorgan Insurance Trust)
ERISA Assets. To the extent Shares shares are purchased by Financial Intermediaries’ customers through a defined contribution an employee benefit plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (a “Plan”), Financial Intermediary represents and warrants that it either:
Appears in 1 contract
Samples: Selling and Service Agreement (Maxim Series Fund Inc)
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) ERISA (a “Plan”), Financial Intermediary represents and warrants that it either:its receipt of fees pursuant to this Agreement and the provision of the services contemplated herein to any Plan(s) will not constitute a non-exempt “prohibited transaction” as such term is defined in Section 406 of ERISA and Section 4975 of the Code.
Appears in 1 contract
ERISA Assets. To the extent Shares are purchased by Financial Intermediaries’ customers Contract owners through a defined contribution plan subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“"ERISA”") (a “"Plan”), Financial Intermediary represents and warrants that it either:
Appears in 1 contract
Samples: Insurance Trust Distribution Fee Agreement (Jpmorgan Insurance Trust)
