Common use of Disclosures in Commission Filings Clause in Contracts

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 33 contracts

Samples: Underwriting Agreement (Top Wealth Group Holding LTD), Underwriting Agreement (Top Wealth Group Holding LTD), Underwriting Agreement (Fenbo Holdings LTD)

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Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, however, that this representation and warranty shall not apply to the Underwriters’ Information. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 22 contracts

Samples: Underwriting Agreement (Energys Group LTD), Underwriting Agreement (Veg House Holdings Inc.), Escrow Agreement (CCSC Technology International Holdings LTD)

Disclosures in Commission Filings. None Since January 1, 2019, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 15 contracts

Samples: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (Second Sight Medical Products Inc)

Disclosures in Commission Filings. None Since January 1, 2016, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 15 contracts

Samples: Securities Purchase Agreement (Nano Dimension Ltd.), Securities Purchase Agreement (Nano Dimension Ltd.), Securities Purchase Agreement (Nano Dimension Ltd.)

Disclosures in Commission Filings. (i) None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 12 contracts

Samples: Underwriting Agreement (cbdMD, Inc.), Underwriting Agreement (cbdMD, Inc.), Underwriting Agreement (PDS Biotechnology Corp)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 9 contracts

Samples: Underwriting Agreement (Rennova Health, Inc.), Underwriting Agreement (Rennova Health, Inc.), Underwriting Agreement (Rennova Health, Inc.)

Disclosures in Commission Filings. None Since July 23, 2013, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 9 contracts

Samples: Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)

Disclosures in Commission Filings. None Since January 1, 2018, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 8 contracts

Samples: Underwriting Agreement (BK Technologies Corp), Underwriting Agreement (Polar Power, Inc.), Underwriting Agreement (Ballantyne Strong, Inc.)

Disclosures in Commission Filings. None Since June 2017, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 7 contracts

Samples: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)

Disclosures in Commission Filings. None Since August 28, 2020, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 7 contracts

Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.)

Disclosures in Commission Filings. None Since January 1, 2013, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 6 contracts

Samples: Underwriting Agreement (Bridgeline Digital, Inc.), Underwriting Agreement (Bridgeline Digital, Inc.), Underwriting Agreement (Bridgeline Digital, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with ; provided, however, that this representation and warranty shall not apply to the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Underwriters’ Information.

Appears in 5 contracts

Samples: Underwriting Agreement (Neuraxis, INC), Underwriting Agreement (Neuraxis, INC), Underwriting Agreement (Neuraxis, INC)

Disclosures in Commission Filings. None Since January 1, 2022, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 5 contracts

Samples: Underwriting Agreement (SurgePays, Inc.), Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Cel Sci Corp)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 5 contracts

Samples: Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.)

Disclosures in Commission Filings. None Since September 12, 2014, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 5 contracts

Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 5 contracts

Samples: Underwriting Agreement (Opgen Inc), Underwriting Agreement (Creative Realities, Inc.), Underwriting Agreement (Creative Realities, Inc.)

Disclosures in Commission Filings. None Since May 17, 2013, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 5 contracts

Samples: Underwriting Agreement (NXT-Id, Inc.), Placement Agency Agreement (NXT-Id, Inc.), Placement Agency Agreement (NXT-Id, Inc.)

Disclosures in Commission Filings. (i) None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)

Disclosures in Commission Filings. None Since August 8, 2012, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations promulgated of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 4 contracts

Samples: Underwriting Agreement (Eastside Distilling, Inc.), Underwriting Agreement (Eastside Distilling, Inc.), Underwriting Agreement (Eastside Distilling, Inc.)

Disclosures in Commission Filings. None Since _____________, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements thereinstatements, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has timely made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 4 contracts

Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Since January 1, 2020, the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 4 contracts

Samples: Underwriting Agreement (ComSovereign Holding Corp.), Underwriting Agreement (ComSovereign Holding Corp.), Underwriting Agreement (ComSovereign Holding Corp.)

Disclosures in Commission Filings. None To the Company’s knowledge, none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 3 contracts

Samples: Underwriting Agreement (Blink Charging Co.), Underwriting Agreement (Blink Charging Co.), Underwriting Agreement (Blink Charging Co.)

Disclosures in Commission Filings. None Since May 12, 2011, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 3 contracts

Samples: Underwriting Agreement (BioRestorative Therapies, Inc.), Underwriting Agreement (BioRestorative Therapies, Inc.), Underwriting Agreement (BioRestorative Therapies, Inc.)

Disclosures in Commission Filings. None To the knowledge of the Company, none of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 3 contracts

Samples: Underwriting Agreement (Garden Stage LTD), Underwriting Agreement (Garden Stage LTD), Underwriting Agreement (Garden Stage LTD)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, however, that this representation and warranty shall not apply to the Underwriters’ Information. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any contain an untrue statement of a material fact or omitted omit to state any material fact necessary in order to make the statements therein, in the light of the circumstances under in which they were made, not misleading. The ; and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Xenetic Biosciences, Inc.), Underwriting Agreement (Xenetic Biosciences, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations promulgated of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (AtheroNova Inc.), Underwriting Agreement (AtheroNova Inc.)

Disclosures in Commission Filings. None Since September 21, 2009, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Sorrento Therapeutics, Inc.), Underwriting Agreement (Sorrento Therapeutics, Inc.)

Disclosures in Commission Filings. None of the Company’s filings withwith the Commission, or other documents furnished toat the time of such filings, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations promulgated of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Zhibao Technology Inc.), Underwriting Agreement (Zhibao Technology Inc.)

Disclosures in Commission Filings. None Since August 14, 2013 (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc)

Disclosures in Commission Filings. None Since October 16, 2014, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The misleading and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder under the Exchange Act (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Precipio, Inc.), Underwriting Agreement (One Horizon Group, Inc.)

Disclosures in Commission Filings. None Since May 13, 2009, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (iBio, Inc.), Underwriting Agreement (iBio, Inc.)

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Disclosures in Commission Filings. None Since December 8, 2009, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Vuzix Corp), Underwriting Agreement (Vuzix Corp)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements thereinstatements, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Cavico Corp), Underwriting Agreement (Lihua International Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)

Disclosures in Commission Filings. None Sxxxx Xxxxx 00, 0000, (x) xxxx of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations promulgated of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Cryoport, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.)

Disclosures in Commission Filings. None Since November 23, 2010, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 2 contracts

Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and the Company has made all filings with the Commission required after September 4, 2015 under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (Sun BioPharma, Inc.)

Disclosures in Commission Filings. None Since December 12, 2013, (i) none of the Company’s filings with, or other documents furnished to, with the Commission (“SEC Filings”) contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Equity Distribution Agreement (xG TECHNOLOGY, INC.)

Disclosures in Commission Filings. None Since its initial public offering, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements thereinstatements, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 1 contract

Samples: Underwriting Agreement (Hyperdynamics Corp)

Disclosures in Commission Filings. None Since September 24, 2013, none of the Company’s filings withwith the Commission, or other documents furnished toat the time of such filings, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations promulgated of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (NanoFlex Power Corp)

Disclosures in Commission Filings. None Since September 1, 2009, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Placement Agency Agreement (Oramed Pharmaceuticals Inc.)

Disclosures in Commission Filings. None Since September 1, 2010, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Placement Agency Agreement (Oramed Pharmaceuticals Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, however, that this representation and warranty shall not apply to the Underwriter’s Information. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (Trident Digital Tech Holdings Ltd.)

Disclosures in Commission Filings. None Since December 12, 2013 (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: xG TECHNOLOGY, INC.

Disclosures in Commission Filings. (i) None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Form of Underwriting Agreement (Jaguar Animal Health, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , except as any filings may have been amended by a subsequent filing, and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (Cocrystal Pharma, Inc.)

Disclosures in Commission Filings. None of the Company’s filings withwith the Commission, or other documents furnished toas of their filing dates, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements thereinstatements, in the light of the circumstances under which they were made, not misleading. The ; and the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 1 contract

Samples: Underwriting Agreement (On Track Innovations LTD)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained contain any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements thereinstatements, in the light of the circumstances under which they were made, not misleading. The Company has timely made all filings with the Commission as required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”)Act.

Appears in 1 contract

Samples: Underwriting Agreement (China SLP Filtration Technology, Inc.)

Disclosures in Commission Filings. None Since October 22, 2014, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (Meridian Waste Solutions, Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (Pheton Holdings LTD)

Disclosures in Commission Filings. None Since September 25, 2012, (i) none of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The ; and (ii) the Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder (the “Exchange Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (CVSL Inc.)

Disclosures in Commission Filings. None of the Company’s filings with, or other documents furnished to, with the Commission contained any untrue statement of a material fact or omitted to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Company has made all filings with the Commission required under the Exchange Act and the rules and regulations of the Commission promulgated thereunder under the 1934 Act (the “Exchange 1934 Act Regulations”).

Appears in 1 contract

Samples: Underwriting Agreement (NephroGenex, Inc.)

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