Common use of Disclosure of Beneficial Ownership Information Clause in Contracts

Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE to the disclosure by the Firm to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE to the disclosure of your beneficial ownership information, please select Yes in Question 1 of the Shareholder Communication Instructions section of the New Account Application Form. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE to the disclosure of your beneficial ownership information by the Firm, please select No in Question 1. If you object, all materials to be delivered to you as a beneficial owner of securities will be delivered by us.

Appears in 3 contracts

Samples: compliance-documents-public.s3.amazonaws.com, compliance-documents-public.s3.amazonaws.com, Client Account Agreement

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Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s 's securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE to the disclosure by the Firm to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE to the disclosure of your beneficial ownership information, please select Yes in Question 1 of the Shareholder Communication Instructions section of the New Account Application Form. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE to the disclosure of your beneficial ownership information by the Firm, please select No in Question 1. If you object, all materials to be delivered to you as a beneficial owner of securities will be delivered by us.

Appears in 1 contract

Samples: compliance-documents-public.s3.amazonaws.com

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Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question PART 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE OBJECT to the disclosure by the Firm us to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE DO NOT OBJECT to the disclosure of your beneficial ownership information, please select Yes mark the first box in Question Part 1 of the Shareholder Communication Instructions section of the New Account Application Formform. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE OBJECT to the disclosure of your beneficial ownership information by the Firmus, please select No mark the second box in Question 1Part 1 of the form. If you objectdo this, all materials to be delivered to you as a beneficial owner of securities will be delivered by us. We have the right to charge a fee for this service.

Appears in 1 contract

Samples: www.soliumfinancial.com

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