Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 11 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and will comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not and will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 10 contracts
Samples: Sales Agreement (Tortoise MLP Fund, Inc.), Sales Agreement (Tortoise Energy Infrastructure Corp), Equity Distribution Agreement (Tortoise Energy Capital Corp)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 10 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Capital Corp)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the rules and regulations of the Commission promulgated under the Advisers Act Rules and Regulations Act, and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 5 contracts
Samples: Purchase Agreement (Tortoise Energy Capital Corp), Purchase Agreement (Tortoise Energy Capital Corp), Purchase Agreement (Tortoise Energy Infrastructure Corp)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, ; the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 4 contracts
Samples: Placement Agency Agreement (Tortoise Energy Capital Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp), Tortoise Energy Infrastructure Corp
Description of Adviser. The description of the each Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and will comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the each Advisers Act, the Rules and Regulations and the each Advisers Act Rules and Regulations and is true and correct and does not and will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Nuveen Senior Income Fund), Equity Distribution Agreement (Nuveen Floating Rate Income Opportunity Fund), Equity Distribution Agreement (Nuveen Floating Rate Income Fund)
Description of Adviser. The description of the Adviser in the Registration Statement, the Original Registration Statement, the Preliminary Prospectus and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust), Underwriting Agreement (Gabelli Equity Trust Inc)
Description of Adviser. The description of the each Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and will comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Rules and Regulations, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not and will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Nuveen Municipal High Income Opportunity Fund 2), Equity Distribution Agreement (Nuveen Municipal Value Fund Inc)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus General Disclosure Package and the Prospectus (including any amendment or supplement thereto) complied and will comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Rules and Regulations, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not and will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Equity Distribution Agreement (Nuveen Municipal Value Fund Inc)
Description of Adviser. The description of the Adviser in the Registration Statement, the Basic Prospectus, the Preliminary Prospectus and the Prospectus (including any amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust)
Description of Adviser. The description of the Adviser in the Registration Statement, the Preliminary Prospectus and the Prospectus (including any 33461370v11 amendment or supplement thereto) complied and comply in all material respects with the applicable provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Underwriting Agreement (Priority Income Fund, Inc.)
