Defiance. third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and travel related costs. Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). Fees are calculated pro rata and billed monthly Defiance Base fee – $[ ] per fund per year Setup – $[ ] per fund group
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (ETF Series Solutions), Fund Administration Servicing Agreement (ETF Series Solutions)