Common use of Dealing Clause in Contracts

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure thatA copy of our Order Execution Policy can be found in the Important Information section - ▇▇▇▇▇: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in //▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section ▇/about/important- information/order-execution-policy of our website. We absorb all broker execution and therein under ‘compliance disclosures’research costs and do not levy any transaction costs ourselves. By your acceptance of Agreement to these terms, you confirm terms and conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Order Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Order Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Order Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash A copy of our Order Execution Policy can be found in your account; and (b) where you are selling investments, documents the Policies section of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution our website together with a list of the top five brokers used to execute our orders. We absorb all broker execution and research costs and do not levy any transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject costs ourselves. Agreement to the FCA Rules these terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Order Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Order Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Order Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we Citibank give them as binding on you. Any express instruction from us Citibank to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’Annex 5 to these terms. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us Citibank otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us Citibank (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we Citibank notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL A copy of our Best Execution Policy can be found in the Policies section of our website. Agreement to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules these terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in ▇▇▇.▇▇▇▇▇▇▇▇.▇▇.▇▇ under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Best Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Best Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Best Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.