Cross-References. Each of the following terms is defined in the Section set forth opposite such term: Aggregate Withholding Amount Section 3.5(b)(ii) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4

Appears in 2 contracts

Sources: Business Combination Agreement (Pfizer Inc), Business Combination Agreement (Mylan N.V.)

Cross-References. ~~Each~~ In addition to the terms set forth in Part I of the Definitions Addendum, the following terms is are defined in the text of this Agreement in the locations specified below: Acceptance Notice Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 13.2(c) Accepting Recipients Section ~~3.5(b)(ii~~13.2(d) Accepting Secondary Recipients Section 13.2(d) Affiliate Transaction Section 5.4(a) Agreement Preamble ~~Alternative Financing~~ Allocation Period Section ~~8.8(b~~4.2(a) ~~Alternative Transaction Resolutions~~ Assistant Secretary Section ~~8.6(b)(ii)(D~~5.13(c)(vi) ~~Alternative Transaction Structure~~ Audit Committee Section ~~3.4(a~~5.11(c) ~~Approvals~~ Board of Directors Section ~~8.7(a)(i~~5.1 Capital Account Section 3.1(b) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Certificate Section 3.3(a) ~~Exchange Agent~~ Chairman Section ~~3.5(a~~5.3(f) ~~Exchange Fund~~ Chief Executive Officer Section ~~3.5(a~~5.13(c)(i) ~~FCPA~~ Chief Financial Officer Section ~~6.10(b~~5.13(c)(iii) ~~FDCA~~ Chief Operating Officer Section ~~6.17(a)(i)(A~~5.13(c)(iv) ~~Financing~~ Chief Technical Officer Section ~~8.8(a~~5.13(c)(v) ~~Financing~~ Company Preamble Compelled Sale Section 14.4(a) Compelled Sale Notice Section 14.4(b) Compensation Committee Section 5.11(d) Co-Sale Members Section 13.3(a) Co-Sale Notice Section 13.3(b) Directors Section 5.1 Drag-Along Buyer Section 14.4(a) Effective Date Preamble Electing Members Section 14.4(a) Executive Committee Section 5.11(e) Fiat Director Section 5.3(a) Fiat First Offer Period Section 13.2(c) Fiat First Option Section 13.2(c) Fiat Termination Section 7.1(a) First Offer Price Section 13.2(b) First Sale Notice Section 13.2(b) Indemnified Persons Section 6.1(a) Independent Auditor Section 12.5 Independent Director Appointed by Fiat Section 5.3(a) LLC Act Recitals Major Decision Section 5.8(b) Members Preamble Non-Electing Members ▇▇▇▇▇▇▇ ▇▇.▇(▇) Offered Securities Section 13.2(b) Officers Section 5.13(a) Preemptive Rights Interests Section 14.3(a) Preemptive Rights Period Section 14.3(a) President Section 5.13(c)(ii) Proceeding Section 6.1(a) Quorum Member Section 11.4 Remaining Offered Securities Section 13.2(d) Sarbanes Oxley Act Section 12.5 Second Offer Period Section 13.2(d) Second Sale Notice Section 13.2(d) Secondary Recipients Section 13.2(d) Secretary Section 5.13(c)(vi) Selling Member Section 13.2(a) Subaccount Section 3.1(b) Third Party Agreements Section ~~8.8(d~~13.2(f) ~~First Extended Outside~~ Third Party Sale Start Date Section ~~10.1(c~~13.2(f) ~~Foundation Support~~ Transferred Interest Section 13.3(b) Unwinding Event Section 13.1(b)(vii) US Treasury Preamble VEBA Director Section 5.3(c) Withdrawn Member Section 7.1(b) Name and Notice Address of Members Number of Units Total Interest Number of Class A Units After Conversion of Class B Units Total Interest After Conversion of Class B Units Fiat North America LLC ▇▇▇ ▇▇▇▇▇ ▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ Attention: Chief Executive Officer 200,000.00 35.0000 % Fiat North America LLC ▇▇▇ ▇▇▇▇▇ ▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ Attention: Chief Executive Officer 384,301.00 23.5384 % 955,730.00 58.5384 % VEBA Holdcos: UAW VEBA Holdco CH-00, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % Name and Notice Address of Members Number of Units Total Interest Number of Class A Units After Conversion of Class B Units Total Interest After Conversion of Class B Units UAW VEBA Holdco CH-01, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-02, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-03, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-04, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-05, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-06, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-07, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % Name and Notice Address of Members Number of Units Total Interest Number of Class A Units After Conversion of Class B Units Total Interest After Conversion of Class B Units UAW VEBA Holdco CH-08, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-09, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-10, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-11, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 54,153.92 3.3169 % 54,153.92 3.3169 % UAW VEBA Holdco CH-12, LLC ▇.▇. ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Attention: ▇▇▇ ▇▇▇▇▇▇▇ 27,076.96 1.6585 % 27,076.96 1.6585 % Total for VEBA Holdcos: 676,924.00 41.4616 % 676,924.00 41.4616 % Total Number of Units 200,000 Class B 0 Class B TOTAL 100 % 100 % THE SALE, ASSIGNMENT, HYPOTHECATION, PLEDGE, ENCUMBRANCE OR OTHER DISPOSITION (EACH, A “TRANSFER”) AND VOTING OF THE MEMBERSHIP INTERESTS REPRESENTED BY THIS CERTIFICATE IS RESTRICTED BY THE TERMS OF THE LIMITED LIABILITY COMPANY AGREEMENT (AS DEFINED BELOW), A COPY OF WHICH IS ON FILE WITH THE SECRETARY OF THE COMPANY. THE COMPANY WILL NOT REGISTER THE TRANSFER OF SUCH SECURITIES ON THE BOOKS OF THE COMPANY UNLESS AND UNTIL THE TRANSFER HAS BEEN MADE IN COMPLIANCE WITH THE TERMS OF THE LIMITED LIABILITY COMPANY AGREEMENT. Certificate Number [ ] [ ] Class [A][B] Membership Interests Chrysler Group LLC, a Delaware limited liability company (the “Company”), hereby certifies that [ ] (together with any assignee of this Certificate, the “Holder”) is the registered owner of [ ] Class [A][B] Membership Interests in the Company. The rights, powers, preferences, restrictions and limitations of the interests in the Company are set forth in, and this Certificate and the limited liability company interests in the Company represented hereby are issued and shall in all respects be subject to the terms and provisions of, the Third Amended and Restated Limited Liability Company Agreement of the Company dated as of February 24, 2012, as the same may be further amended or restated from time to time (the “Limited Liability Company Agreement”). By acceptance of this Certificate, and as a condition to being entitled to any rights and/or benefits with respect to the limited liability company interests evidenced hereby, the Holder is deemed to have agreed to comply with and be bound by all the terms and conditions of the Limited Liability Company Agreement. The Company will furnish a copy of the Limited Liability Company Agreement to the Holder without charge upon written request to the Company at its principal place of business. Transfer of any or all of the limited liability company interests in the Company evidenced by this Certificate is subject to certain restrictions in the Limited Liability Company Agreement and can be effected only after compliance with all of those restrictions and the presentation to the Company of the Certificate, accompanied by an assignment in the form appearing on the reverse side of this Certificate, duly completed and executed by and on behalf of the transferor in such Transfer, and an application for transfer in the form appearing on the reverse side of this Certificate, duly completed and executed by and on behalf of the transferee in such Transfer. Each Class [A][B] Membership Interests in the Company shall constitute a “security” within the meaning of (i) Section ~~7.27(b~~8-102(a)(15) ~~FTC Section 8.7(a~~of the Uniform Commercial Code as in effect from time to time in the States of Delaware and New York and (ii) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed the Uniform Commercial Code of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare any other applicable jurisdiction that now or hereafter substantially includes the 1994 revisions to Article 8 thereof as adopted by the American Law Institute and the National Conference of Commissioners on Uniform State Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change and approved by the American Bar Association on February 14, 1995 (and each limited liability company interest in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4the Company shall be treated as such a “security” for all purposes, including, without limitation perfection of the security interest therein under Article 8 of each applicable Uniform Commercial Code). This Certificate and the limited liability company interests evidenced hereby shall be governed by and construed in accordance with the laws of the State of Delaware without regard to principles of conflicts of laws.

Appears in 2 contracts

Sources: Limited Liability Company Operating Agreement (Chrysler Group LLC), Limited Liability Company Operating Agreement (Chrysler Group LLC)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the text of this Agreement in the locations specified below: Term Cross-Reference Acceptance/Rejection Notice Section ~~set forth opposite such term: Aggregate Withholding~~ 9.2(c) Accepted Offer Section 9.2(d) Accepting Offering Members Section 9.2(d) Agents Section 13.1 Audit Committee Section 8.13(d) Blocker Corp Interests Section 12.7(a) Blocker Preferred Recitals Blocker Sub Preamble Board of Managers Section 8.1 Capital Account Section 3.5 Capmark Section 12.8 Chairman Section 8.3(a)(v) Chief Executive Officer Section 8.15(c)(i) Chief Financial Officer Section 8.15(c)(iii) Class A Managers Section 8.3(a)(i) Class B Managers Section 8.3(a)(ii) Class C-1 Membership Interests Section 3.1(a) Class E Preferred Redemption Date Section 12.6(a) Class E Preferred Redemption Notice Section 12.6(a)) Class E Preferred Redemption Value Section 12.6(a) Co-Sale Member Section 9.2(f)) Term Cross-Reference Co-Sale Offer Section 9.2(b) Company Preamble Compensation Committee Section 8.13(e) Credit Downgrade Section 5.3 Direct Conflict Section 8.7 Distributable Amount Section ~~3.5(b)(ii~~5.1(b) ~~Agreement~~ Effective Date Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals ~~Split Off TO~~ Exempt Transfer Section ~~8.5(a~~9.1 FIM Preamble GM Recitals GM Control Assignee Definition of “Initial Class B Holders” GM Holdco Preamble GM Preferred Holdco Preamble GM Preferred Redemption Date Section 12.5(b) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal GM Preferred Redemption Notice Section ~~8.11(c~~12.5(b) ~~Termination Payment~~ GM Preferred Redemption Value Section ~~10.3(b~~12.5(b) ~~Utah Preamble Utah Acquisition~~ Hurdle Rate Section 5.1(d)(i) Managers Section 8.1 Moody's Definition of “Rating Agencies” New Guaranteed Notes Recitals Newco Section 12.7(a) Offer Section 9.2(b) Term Cross-Reference Offering Members Section 9.2(b) Offered Membership Interests Section 9.2(a) Officers Section 8.15(a) Original Agreement Recitals Pass-through Entity Section ~~8.11(c~~9.6(d) ~~Utah Affiliate Contract~~ Predecessor Recitals Preemptive Holder Section ~~7.22 Utah Anti~~12.3(a) Preemptive Offer Section 12.3(a) Preemptive Offer Period Section 12.3(a) Preemptive Reoffer Period Section 12.3(c) Preemptive Securities Section 12.3(a) Preemptive Share Section 12.3(b) President Section 8.15(c)(ii)(A) President, Auto Finance Section 8.15(c)(ii)(B) Pro Rata Share Section 9.2(f) Proceeding Section 11.1(a) Purchasing Holder Section 12.3(f) Regulatory Allocations Section 6.15 ResCap Section 12.8 S&P Definition of “Rating Agencies” Sale Notice Section 9.2(a) Secretary Section 8.15(c)(iv) Subinterest Section 12.8 Term Cross-~~Takeover Measure~~ Reference Tax Distributions Section ~~7.27(a~~5.1(e)(ii) ~~Utah Benefit Plan~~ Tax Matters Member Section ~~7.12(a~~4.4 Ten Percent Holders Section 9.2(b) ~~Utah Board Recitals Utah Business~~ Transferring Holder Section ~~7.19(a)(iv~~9.2(a) ~~Utah Cash Award~~ Voting Power Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.7(a)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Accounting Referee Section ~~3.5(b)(ii~~1.4(d)(i) Affordable Care Act Section 3.15(k) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Allocation Objections Statement Section ~~8.8(b~~1.6 Allocation Schedule Section 1.6 AML Laws Section 3.19(e) ~~Alternative Transaction Resolutions~~ Anti-Corruption Laws Section ~~8.6(b)(ii)(D~~3.19(a) ~~Alternative Transaction Structure~~ Balance Sheet Section ~~3.4(a~~3.6(a) ~~Approvals~~ Bankruptcy and Equity Exception Section ~~8.7(a)(i~~3.2 Base Purchase Price Section 1.2 Business Management Executive Section 6.4(b) ~~Asset Sale~~ CCPA Section ~~3.4(b)(i~~5.2(c) ~~Asset Sale Agreement~~ Claim Section ~~3.4(b)(i~~5.14(c)(i) ~~Asset Sale Effective Time~~ Claim Notice Section ~~3.4(b)(iii~~10.2(a) ~~Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ Closing Section 2.1 Closing Date Section 2.1 ~~Combination~~ Closing Legal Impediment Section 7.1(a) Closing Payment Section 1.2 COBRA Section 6.3(a) Company Recitals ~~Combination Documents~~ Confidential Information Section ~~8.5(a~~5.4(b) ~~Competing Proposal~~ Confidentiality Agreement Section ~~8.11(f)(i~~5.4(a) ~~Continuing Employee~~ Consideration Section ~~8.18(a)(i~~1.6 Data Protection Laws Section 3.23(a) ~~Contribution Recitals Converted Spinco Option~~ Data Protection Requirements Section ~~4.1(a~~3.23(a) ~~Converted Spinco RSU Award~~ Effective Date Introductory Paragraph Estimated Closing Adjustment Section ~~4.1(b~~1.3(a) ~~Converted Spinco SAR~~ Estimated Closing Adjustment Statement Section ~~4.1(a~~1.3(a) ~~Discharge Resolutions~~ Existing Packaging Section ~~8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a~~5.8(d) FCPA Section ~~6.10(b~~3.19(a) ~~FDCA~~ Final Business Employee List Section ~~6.17(a)(i)(A~~6.1(a) ~~Financing~~ Final Closing Adjustment Section ~~8.8(a~~1.4(e) ~~Financing Agreements~~ Final Statement Section ~~8.8(d~~1.4(a) ~~First Extended Outside~~ Financial Statements Section 3.6(a) GDPR Section 5.2(c) Identified Specified Litigation Section 5.1(d)(ix) Inactive Business Employee Transfer Date Section ~~10.1(c~~6.1(a)(iv) ~~Foundation Support Agreement~~ Inactive Offer Employee Section ~~7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i~~6.1(a)(iv) Indemnified ~~Parties~~ Party Section ~~8.10(a~~10.2(a) ~~Individual Withholding Amount~~ Indemnifying Party Section ~~3.5(b)(ii~~10.2(a) Initial Outside Date Section ~~10.1(c~~9.1(c) ~~Interim Period~~ Insurance Policies Section ~~8.1(a~~3.22 Leased Real Property Section 3.8(b) ~~Legal Restraint~~ Leases Section ~~9.1(g~~3.8(b) ~~Liquidator~~ Material Contracts Section ~~3.3(a~~3.10(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Material Relationships Section ~~8.4(c~~3.18 Multiemployer Plan Section 3.15(b) ~~New Plans~~ Notice of Disagreement Section ~~8.18(b~~1.4(b)(ii) ~~NYSE Recitals~~ OFAC Section ~~6.10(b)(iii~~3.19(c) ~~Old Plans~~ Offer Employees Section ~~8.18(b~~6.1(a) ~~One-Step Spin-Off Recitals~~ Order Section 3.12 Outside Date Section ~~10.1(c~~9.1(c) Owned Real Property Section 3.8(a) Parent Introductory Paragraph Parent 401(k) Plan Section 6.2(e) Parent Award Payments Section 6.5 Parent Management Executive Section 6.4(a) Parent Policies Section 5.18 Parties ~~Preamble~~ Introductory Paragraph Party ~~Preamble Permanent Financing~~ Introductory Paragraph PCI-DSS Section ~~8.8(g~~3.23(a) ~~PHSA~~ Personal Data Section ~~6.17(a)(i)(A~~5.2(c) ~~Pluto Preamble Pluto~~ Personal Information Section 3.23(a) Pre-Closing Period Section 5.1 Pre-Closing Restructuring Section 5.15 Preliminary Statement Section 1.4(a) Privileged Communications Section 12.14 Purchase Price Section 1.2 Purchase Price Adjustment Section 1.4(e) Purchased Equity Interests Recitals Purchaser Introductory Paragraph Purchaser Indemnitees Section 10.1(a) Purchaser Releasees Section 5.14(c)(ii) Purchaser Severance Plan Section 6.1(c) R&W Insurance Policy Section 5.13 Retained Claims Section 5.22 Retained IP Section 5.8(a) Sanctioned Country Section 3.19(c) Sanctioned Persons Section 3.19(c) SDN List Definition of OFAC Sanctioned Person Seller Indemnitees Section 10.1(b) Seller Releasees Section 5.14(c)(iii) Sellers Recitals Specified Policies Definition of Accounting Principles Statement Date Section 3.6(a) Target Benefit Plan Section ~~6.12(a~~3.15(a) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Third Party Claim Section ~~8.18 Pluto Expenses Section 10.3(c~~10.2(a) ~~Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale~~ Transition Services Agreement Section ~~3.2(a~~2.2(a)(ii) ~~Securities Filings~~ U.S. Purchased Companies Section ~~8.5(a~~8.2(a) ~~Separation Recitals Share Sale~~ Unresolved Matters Section ~~3.2(a~~1.4(d)(iii) ~~Share Sale Agreement~~ Warranty Section ~~3.2(a) Share Sale Deed of Transfer~~ 3.20 Welfare Plans Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.46.3(a)

Appears in 1 contract

Sources: Equity Purchase Agreement (Resideo Technologies, Inc.)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: Aggregate Withholding Amount Section 3.5(b)(ii) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) CleanTerm Cross-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy StatementReference Acceptance/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Rejection Notice Section ~~8.11(c~~9.2(c) ~~Termination Payment~~ Accepted Offer Section ~~10.3(b~~9.2(d) ~~Utah Preamble Utah Acquisition Agreement~~ Accepting Offering Members Section ~~8.11(c~~9.2(d) ~~Utah Affiliate Contract~~ Agents Section ~~7.22 Utah Anti~~13.1 Term Cross-~~Takeover Measure~~ Reference Audit Committee Section ~~7.27(a~~8.13(d) ~~Utah Benefit Plan~~ Blocker Corp Interests Section ~~7.12(a~~12.6(a) ~~Utah~~ Board ~~Recitals Utah Business~~ of Managers Section ~~7.19(a)(iv~~8.1 Capital Account Section 3.5 Capmark Section 12.7 Chairman Section 8.3(a)(v) ~~Utah Cash Award~~ Chief Executive Officer Section ~~8.18(d~~8.15(c)(i) ~~Utah Covered Employees~~ Chief Financial Officer Section ~~8.19(a~~8.15(c)(iii) ~~Utah Change in Recommendation~~ Class A Managers Section ~~8.11(c~~8.3(a)(i) ~~Utah Creditors~~ Class B Managers Section ~~8.22 Utah Employee Section 8.18(a)(i~~8.3(a)(ii) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Class C-1 Membership Interests Section 3.1(a) ~~Utah Merger Notes~~ Co-Sale Member Section ~~3.1(g)(ii~~9.2(f) ~~Utah Merger Proposal~~ Co-Sale Offer Section ~~3.1(g)(i~~9.2(b) ~~Utah Merger Resolution~~ Company Preamble Compensation Committee Section ~~8.6(b)(ii)(A~~8.13(e) ~~Utah~~ Credit Downgrade Section 5.3 Direct Conflict Section 8.7 Distributable Amount Section 5.1(b) Effective Date Preamble Exempt Transfer Section 9.1 FIM Preamble First Amendment Recitals GM Recitals GM Control Assignee Definition of “Initial Class B Holders” GM Holdco Preamble GM Preferred Holdco Preamble Hurdle Rate Section 5.1(b)(ii) Indemnified Persons Section 11.1(a) Independent Auditor Section 4.6 Indirect Conflict Section 8.7 Managers Section 8.1 Newco ~~Preamble Utah Newco Board~~ Section 12.6(a) Offer Section 9.2(b) Offering Members Section 9.2(b) Offered Membership Interests Section 9.2(a) Officers Section 8.15(a) Original Agreement Recitals ~~Utah Newco Liquidation~~ Pass-through Entity Section ~~3.3(a~~9.6(d) ~~Utah Newco Liquidation Distribution~~ Predecessor Recitals Preemptive Holder Section ~~3.3(a~~12.3(a) ~~Utah Newco Liquidation Resolutions~~ Preemptive Offer Section ~~8.6(b)(ii)(C~~12.3(a) ~~Utah Newco Ordinary Shares~~ Preemptive Offer Period Section ~~7.6(c~~12.3(a) ~~Utah Newco Sub Preamble Utah Newco Sub Board~~ Preemptive Reoffer Period Section 12.3(c) Preemptive Securities Section 12.3(a) Preemptive Share Section 12.3(b) Term Cross-Reference President Section 8.15(c)(ii)(A) President, Auto Finance Section 8.15(c)(ii)(B) Pro Rata Share Section 9.2(f) Proceeding Section 11.1(a) Purchase Agreement Recitals ~~Utah Newco Sub Ordinary Shares~~ Purchasing Holder Section ~~7.6(c~~12.3(f) ~~Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock~~ Redemption Date Section ~~7.6(a~~12.5(b) ~~Utah Recommendation Recitals Utah~~ Redemption Notice Section 12.5(b) Redemption Value Section 12.5(b) Regulatory ~~Agency~~ Allocations Section ~~7.17(a~~6.15 ResCap Section 12.7 Sale Notice Section 9.2(a) ~~Utah Regulatory Permits~~ Secretary Section ~~7.17(a~~8.15(c)(iv) ~~Utah SEC Documents~~ Subinterest Section ~~7.8(a~~12.7 Tax Matters Member Section 4.4 Ten Percent Holders Section 9.2(b) ~~Utah Shareholders Meeting~~ Transferring Holder Section ~~8.6(a)(i~~9.2(a) ~~Utah Shareholders Meeting Materials~~ Voting Power Section ~~8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4~~7.7(a)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement

Cross-References. ~~Each of the~~ The following terms is are defined in the following Sections of this Agreement: Acquired Shares Recitals Actual Working Capital Shortage Section ~~set forth opposite such term: Aggregate Withholding~~ 1.4.1 Adjustment Amount Section 3.5(b)(ii) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale 1.4.2 Affiliate Agreement Section ~~3.4(b)(i) Asset Sale Effective Time~~ 3.22.1 Affiliate Transaction Section ~~3.4(b)(iii)~~ 3.22.1 Agreement Preface Calculation Statement Section ~~8.4(a) Clean-Up Spin-Off~~ 1.4.1 Cap Section ~~8.16~~ 5.2.1 Circular 698 Section 3.21.1 Circular 698 Returns Section 10.4.1 Closing Section ~~2.1~~ 1.3.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside 1.3.1 Closing Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section ~~6.8(a) Spinco Healthcare Laws~~ 1.4.1 Company Preface Company Affiliate Section ~~6.17(b) Spinco Lenders~~ 3.22.1 Company Disclosure Schedule Article II Company Shares Recitals Company Software Section ~~8.8(a) Spinco~~ 3.14.5 Company Systems Section 3.14.5 Confidential Information Section 11.4.1 Deloitte Section 1.4.1 Excluded Inventories Section 7.2.10 FCPA Section 2.7.1 Financial Statements Section 3.5 Fundamental Representations Section 5.2.1 HKIAC Section 13.1 Improvements Section 3.11.4 Indemnification Notice Section 5.2.5 Indemnified Party Section 5.2.5 Indemnifying Party Section 5.2.5 Indemnitee Section 5.2.1 Inventions Agreement Section 3.19.5 Inventories Section 3.10.1 Joint Defense Proceeding Section 5.2.5 Lease/Leases Section 3.11.1 Leased Real Property Section 3.11.1 Legal Proceedings Section 2.6 Licenses Section 3.15 Material Contracts Section ~~6.11(a) Spinco~~ 3.13.1 New Operating Contract Section 11.7.2 Non-U.S. Official Section 2.7.4 Operating Contract Assignment Section 11.7.2 Party/Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Preface Payment Section ~~10.3(b) Utah Preamble Utah Acquisition Agreement~~ 3.21.4 Payment Due Date Section ~~8.11(c) Utah Affiliate Contract~~ 1.3.2 Personally Identifiable Information Section ~~7.22 Utah Anti~~3.26.1 Plan/Plans Section 3.20 Post Closing Calculation Items Section 1.4.1 Pre-~~Takeover Measure~~ Closing Tax Period Section ~~7.27(a) Utah Benefit Plan~~ 5.2.1 Prime Rate Section ~~7.12(a) Utah Board~~ 1.4.2 Privacy Rights Section 3.26.1 Purchase Price Section 1.2.1 Purchaser Preface Representatives Section 11.4.1 Restricted Period Section 9.1 Restructuring Schedule Section 3.19.1 Returned Inventories Section 1.3.5 SAFE Section 2.7.2 Self-owned Brands Business Recitals ~~Utah~~ Seller Preface Seller C698 Claim Section 10.4.3 Survival Date Section 5.2.2 Third-party Platform Business Recitals Third Party Proceeding Section ~~7.19(a)(iv) Utah Cash Award~~ 5.2.5 Threshold Section ~~8.18(d) Utah Covered~~ 5.2.1 Transferred Domain Names Section 7.2.8 Transferred Employees Section ~~8.19(a) Utah Change in Recommendation~~ 3.19.1 Transfer Taxes Section ~~8.11(c) Utah Creditors~~ 10.3 Transferred Assets Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.43.10.1

Appears in 1 contract

Sources: Share Purchase Agreement (Vipshop Holdings LTD)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: ~~Aggregate Withholding Amount Section 3.5(b)(ii)~~ Term Cross-Reference Act Recitals Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Allocation Period Section ~~8.1(a~~4.2(a) ~~Legal Restraint~~ Assistant Secretary Audit Committee Section ~~9.1(g~~5.13(c)(iv) ~~Liquidator~~ Section ~~3.3(a~~5.11(c) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Board of Managers Section ~~8.4(c~~5.1 CarCo HoldCo Preamble CarCo Management Company Definition of “CarCo Management Units” Capital Account Section 3.l(c) ~~New Plans~~ CGIGGI Definition of “HoldCo LLC Agreement” CGI CarCo Managers Section ~~8.18(b~~5.3(a) ~~NYSE Recitals OFAC~~ Chairman Section ~~6.10(b)(iii~~5.3(dc) ~~Old Plans~~ Chief Executive Officer Section ~~8.18(b~~5.13(c)(id) ~~One-Step Spin-Off Recitals Outside Date~~ Chief Financial Officer Section ~~10.1(c~~5.13(c)(iii) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Class E-1 Membership Interests Section 3.1(a) ~~Utah Merger Notes~~ Company Preamble Compensation Committee Section ~~3.1(g)(ii~~5.1l(d) ~~Utah Merger Proposal~~ Conversion PreambleRecitals DC Contributors DC Holding ▇▇ ▇▇▇▇▇ Manager DCNAF Definition of “HoldCo LLC Agreement” Definition of “HoldCo LLC Agreement” Section ~~3.1(g)(i~~5.3(c) ~~Utah Merger Resolution~~ Definition of “HoldCo LLC Agreement” Direct Conflict Section ~~8.6(b)(ii)(A~~5.8 Effective Date. Preamble Executive CommitteeFourth Agreement Section 5.1l(e)Preamble GCL Recitals HoldCo Preamble Hurdle Rate Section 4.4(a)(i) ~~Utah Newco~~ Indemnified Persons Indirect Conflict (a) Section 5.8 immediate family member Definition of “Independent Manager” Indemnified Persons Section 6.1(a) Indirect Conflict Section 5.8 Losses Section 4.2(a) Managers Section 5.1 Officers Section 5.13(a) President Section 5.13(c)(ii) Proceeding Section 6.1(a) Profits Section 4.2(a) Secretary Section 5.13(c)(iv) Subaccount Section 3.1(c) Third Agreement Vice-Chairmen Preamble ~~Utah Newco Board Recitals Utah Newco Liquidation~~ Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.3(d)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement

Cross-References. ~~Each of the~~ The following terms is are defined in the following Sections of this Agreement: Acquisition Price Section set forth opposite such term: Aggregate Withholding Amount Section 3.5(b)(ii) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale 1.2.1 Acquired Shares Recitals Affiliate Agreement Section ~~3.4(b)(i) Asset Sale Effective Time~~ 3.22.1 Affiliate Transaction Section ~~3.4(b)(iii) Calculation~~ 3.22.1 Agreement Preface Circular 698 Section ~~8.4(a) Clean-Up Spin-Off~~ 3.21.1 Circular 698 Returns Section ~~8.16~~ 9.3.1 Closing Section ~~2.1~~ 1.3 Closing Date Section ~~2.1 Combination~~ 1.3 Company Preface Company Affiliate Section 3.22.1 Company Deductible Section 5.2.3 Company Disclosure Schedule Article II Company Shares Recitals ~~Combination Documents~~ Confidential Information Section ~~8.5(a) Competing Proposal~~ 10.4.1 Disposal Proceeds Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) 5.2.1 FCPA Section ~~6.10(b) FDCA~~ 2.7.1 Guarantor/Guarantors Preface HKIAC Section ~~6.17(a)(i)(A) Financing~~ 12.1 Improvements Section ~~8.8(a) Financing Agreements~~ 3.11.4 Indemnification Notice Section ~~8.8(d) First Extended Outside Date~~ 5.2.5 Indemnified Party Section ~~10.1(c) Foundation Support~~ 5.2.5 Indemnifying Party Section 5.2.5 Indemnitee Section 5.2.1 Inventions Agreement Section ~~7.27(b) FTC~~ 3.19.4 Joint Defense Proceeding Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered 5.2.5 Key Employees Section ~~8.18 Pluto Expenses~~ 3.19.1 Lease/Leases Section ~~10.3(c) Pluto Tax Opinion~~ 3.11.1 Leased Real Property Section ~~8.3(c) Premium Cap~~ 3.11.1 Legal Proceedings Section ~~8.10(b) Proxy Statement/Prospectus~~ 2.6 Licenses Section ~~8.5(a) Remedial Actions~~ 3.15 Management Accounts Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco 3.5 Material Contracts Section ~~6.11(a) Spinco Parties Preamble Spinco Regulatory Agency~~ 3.13 Non-U.S. Official Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah 2.7.4 Ordinary Shares Recitals ~~Utah~~ Owned Real Property Section 3.11.1 Party/Parties ~~Preamble Utah~~ Preface Payment Section 3.21.4 Payment Due Date Section 1.3.2 Personally Identifiable Information Section 3.26.1 Plan/Plans Section 3.20 Pre-Closing Tax Period Section 5.2.1 Privacy Rights Section 3.26.1 Purchaser Preface Real Property Section 3.11.1 Representatives Section 10.4.1 SAFE Section 2.7.2 Seller/Sellers Preface Seller C698 Claim Section 9.3.3 Seller Deductible Section 5.2.3 Seller Party/Seller Parties Preface Series A Preferred ~~Stock~~ Shares Recitals Series A-1 Preferred Shares Recitals Series B Preferred Shares Recitals Subscribed Shares Recitals Subscription Price Section ~~7.6(a) Utah Recommendation Recitals Utah Regulatory Agency~~ 1.2.2 Survival Date Section ~~7.17(a) Utah Regulatory Permits~~ 5.2.2 Third Party Proceeding Section ~~7.17(a) Utah SEC Documents~~ 5.2.5 Total Purchase Price Section ~~7.8(a) Utah Shareholders Meeting~~ 1.2.2 Transfer Taxes Section ~~8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4~~9.2

Appears in 1 contract

Sources: Share Purchase and Subscription Agreement (Vipshop Holdings LTD)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Accounting Referee Section ~~3.5(b)(ii~~1.5(d)(i) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Allocation Objection Notice Section ~~8.8(b~~8.5 Audited BRS Corp. Financial Statements Section 3.5(a) ~~Alternative Transaction Resolutions~~ Audited Company Financial Statements Section ~~8.6(b)(ii)(D~~3.5(a) ~~Alternative Transaction Structure~~ Audited Financial Statements Section ~~3.4(a~~3.5(a) ~~Approvals~~ Base Purchase Price Section ~~8.7(a)(i~~1.3 Basket Section 10.5(c) ~~Asset Sale~~ Blocker PSA Recitals BRS Corp. Introductory Paragraph BRS Corp. Financial Statements Section ~~3.4(b)(i~~3.5(a) ~~Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ BRS Newco Introductory Paragraph Closing Section 2.1 Closing Date Section 2.1 ~~Combination Recitals Combination Documents~~ Closing Legal Impediment Section ~~8.5(a~~7.1(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Company Introductory Paragraph Company Financial Statements Section 3.5(a) ~~Exchange Fund~~ Company Indemnitees Section 10.4 Company Pass-Through Return Section 8.1(a) Confidentiality Agreement Section 6.4 Covenant and Exclusion Indemnity Cap Section 10.5(c) Current Representation Section 12.16(a) Designated Person Section 12.16(b) Effective Date Introductory Paragraph Equityholder Introductory Paragraph Equityholder Basket Section 10.5(e) Escrow Agent Section 1.4(b)(iii) Escrow Agreement Section 1.4(b)(iii) Estimated Closing Adjustment Section 1.4(a) Estimated Closing Adjustment Statement Section 1.4(a) Final Statement Section 1.5(a) Financing Section 6.7(a) Fundamental Indemnity Cap Section 10.5(c) Fundamental Representations Section 7.2(a) General Indemnity Cap Section 10.5(c) GPP Agreement Recitals Group Companies Financial Statements Section 3.5(a) ~~FCPA~~ Guaranteed Obligations Section ~~6.10(b~~12.17(a) ~~FDCA~~ Indemnifying Party Section ~~6.17(a)(i)(A~~10.6(a) ~~Financing~~ IRS Section ~~8.8(a~~3.14(a) ~~Financing Agreements~~ Labor Contract Section ~~8.8(d~~3.15(a) ~~First Extended~~ Leased Real Property Section 3.7(b) Leases Section 3.7(b) Legal Requirement Section 3.12 Material Contract Section 3.9(b) Monetizing Sponsors Recitals Multiemployer Plan Section 3.14(b) Notice of Claim Section 10.6(a) Notice of Disagreement Section 1.5(b)(ii) Outside Date Section ~~10.1(c~~9.1(e) ~~Foundation Support Agreement~~ Parties Introductory Paragraph Party Introductory Paragraph Potential Contributor Section ~~7.27(b~~10.5(j) ~~FTC~~ Preliminary Statement Section ~~8.7(a~~1.5(a) ~~Gross Number~~ Purchase Section ~~3.5(b)(i~~1.2(a) ~~Indemnified Parties~~ Purchase Closing Section ~~8.10(a~~2.1 Purchase Price Section 1.3 Purchase Price Adjustment Section 1.5(e) ~~Individual Withholding Amount~~ Purchase Price Allocation Section ~~3.5(b)(ii~~8.5 Purchased Interests Recitals Purchaser Introductory Paragraph Purchaser Basket Section 10.5(g) ~~Initial Outside~~ Purchaser Guarantor Introductory Paragraph Purchaser Indemnitee Section 10.2 Receivables Section 3.5(d) Registered Company IP Section 3.8(a) Restructuring Closing Section 2.1 Restructuring Transactions Section 1.1 Securities Act Section 3.2(g) Statement Date Section ~~10.1(c~~3.5(a) ~~Interim Period~~ Third Party Claim Section ~~8.1(a~~10.6(b) ~~Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ~~ TPG Blocker Recitals ~~Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE~~ TPG Growth Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Unaudited BRS Corp. Financial Statements Section ~~6.8(a~~3.5(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Unaudited BRS Financial Statements Section ~~8.25(a~~3.5(a) ~~Subsequent Spinco~~ Unaudited Company Financial Statements Section ~~8.25(a~~3.5(a) ~~Subsequent~~ Unaudited ~~Spinco~~ Financial Statements Section ~~8.25(a~~3.5(a) ~~Superior Proposal~~ Unresolved Matters Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.41.5(d)(iii)

Appears in 1 contract

Sources: Recapitalization and Equity Purchase Agreement (United States Steel Corp)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Accounting Referee Section ~~3.5(b)(ii~~2.3(d)(i) Acquired Assets Section 1.2 Acquired UPCs Section 1.2(i) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Assumed Benefit Plan Assets Section ~~8.8(b~~1.2(m) ~~Alternative Transaction Resolutions~~ Assumed Liabilities Section ~~8.6(b)(ii)(D~~1.4 Assumed Litigation Section 1.4(h) ~~Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale~~ Bailment Agreement Section ~~3.4(b)(i~~3.2(a)(iv) ~~Asset Sale Effective Time~~ Balance Sheets Section ~~3.4(b)(iii~~4.5(a) ~~Calculation~~ Brazil Environmental Cap Section ~~8.4(a~~9.4(e) ~~Clean-Up Spin-Off~~ Brazil Environmental Deductible Section ~~8.16~~ 9.4(e) Brazil Environmental Indemnity Claim Section 9.3(f) Business Management Executive Section 7.8(b) Business Transfer Documents Section 3.2(a)(ii) Cap Section 9.4(c) Claim Notice Section 9.3(a) Closing Section ~~2.1~~ 3.1 Closing Date Section ~~2.1 Combination Recitals Combination~~ 3.1 Closing Legal Impediment Section 8.1(a) Closing Payment Section 2.1(a) COBRA Section 7.5(a) Competing Activity Section 6.16(a) Confidential Information Section 6.4(b) Confidentiality Agreement Section 6.4(a) Continuation Period Section 7.1(c) Continuing Pension Plan Payment Section 7.12(c) Continuing Pension Plans Section 7.12(b) Controlling Environmental Party Section 9.3(f)(i) Current Representation Section 13.14(a) De Minimis Amount Section 9.4(a) Deductible Section 9.4(b) Designated Person Section 13.14(b) Disability Period Section 7.1(b) DYMO Business Section 1.3(p) Effective Date Introductory Paragraph Employee Representatives Section 7.5(d) Environmental Liabilities Section 1.4(f) Environmental Response Section 9.3(f)(i) Equipment Section 1.2(b) Estimated Closing Adjustment Section 2.2(a) Estimated Closing Adjustment Statement Section 2.2(a) Excluded Assets Section 1.3 Excluded Equipment Section 1.3(o) Excluded HR Liabilities Section 7.4(b) Excluded Liabilities Section 1.5 Excluded Transfer Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) 3.3 FCPA Section ~~6.10(b~~4.20(a) ~~FDCA~~ Final Closing Adjustment Section ~~6.17(a)(i)(A~~2.3(e) ~~Financing~~ Final Statement Section ~~8.8(a~~2.3(a)(i) ~~Financing Agreements~~ Financial Statements Section ~~8.8(d~~4.5(a) ~~First Extended Outside Date~~ FSA Participants Section ~~10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i~~7.5(b) Indemnified ~~Parties~~ Party Section ~~8.10(a~~9.3(a) ~~Individual Withholding Amount~~ Indemnifying Party Section ~~3.5(b)(ii~~9.3(a) Initial Outside Date Section ~~10.1(c~~11.1(c) ~~Interim Period~~ Inventory Section ~~8.1(a~~1.2(a) Leased Real Property Section 4.8(b) Leases Section 4.8(b) Legal ~~Restraint~~ Requirement Section ~~9.1(g~~4.13 Liability Section 1.4 Material Contracts Section 4.10(b) ~~Liquidator~~ Material Relationships Section ~~3.3(a~~4.19 Multiemployer Plan Section 4.15(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Non-Controlling Environmental Party Section ~~8.4(c~~9.3(f)(i) ~~New Plans~~ Notice of Disagreement Section ~~8.18(b~~2.3(b)(ii) ~~NYSE Recitals OFAC~~ Offer Employee Section ~~6.10(b)(iii~~7.1(a) ~~Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~11.1(c) ~~Parties Preamble Party Preamble Permanent Financing~~ Owned Real Property Section ~~8.8(g~~4.8(a) ~~PHSA~~ Packaging Section ~~6.17(a)(i)(A~~6.9(a) ~~Pluto Preamble Pluto Benefit~~ Parent Introductory Paragraph Parent Allocation Section 2.4(a) Parent Cafeteria Plan Section ~~6.12(a~~7.5(b) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Parent Equity Award Section ~~8.18(d~~7.7 Parent Fiscal Year Section 7.6 Parent Group Return Section 10.2(a) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Parent Management Executive Section 7.8(a) ~~Utah Shareholders Meeting~~ Parent Retiree Welfare Plans Section ~~8.6(a)(i~~4.15(e) ~~Utah Shareholders Meeting Materials~~ Parties Introductory Paragraph Party Introductory Paragraph Potential Contributor Section ~~8.6(a)(ii~~9.5 Preliminary Statement Section 2.3(a)(i) ~~Utah Shareholders Meeting Resolutions~~ Proprietary Software Section ~~8.6(b)(iii~~4.9(j) ~~Utah Voting Debt~~ Pro-Rata Annual Bonus Section ~~7.6(b~~7.6 PTO Days Section 7.5(c) ~~Withholding~~ Public Official Section 4.20(b) Purchase Price Section 2.1(a) Purchase Price Adjustment Section 2.3(e) Purchase Price Allocation Section 2.4(a) Purchased Company Return Section 10.2(a) Purchaser Introductory Paragraph Purchaser 401(k) Plan Section 7.3 Purchaser Allocation Section 2.4(a) Purchaser Cafeteria Plan Section 7.5(b) ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ Section 9.2(a) Purchaser Return Section 10.2(b) Qualifying Offer Section 7.1(e) Regulatory Fee Section 11.3(b) Retained Customer Program Liabilities Section 1.5(c) Retained IP Section 6.9(a) Seller Indemnitees Section 9.2(b) Seller Retention Agreements Section 7.4(b) Separation Assets Section 1.6 Separation Liabilities Section 1.6 Statement Date Section 4.5(a) Tax ~~Confirmation~~ Claim Notice Section ~~8.4~~10.4(a)(ii) Tax Proceeding Section 10.4(b) Third Party Claim Section 9.3(a) Transfer Taxes Section 10.9 Transferred Employee Section 7.1(a) Transferred HR Liabilities Section 7.4(a) Transition Services Agreement Section 3.2(a)(iii) Union Contracts Section 4.16(a) Unresolved Matters Section 2.3(d)(iii) US Pension Plans Section 7.13 WARN Act Section 1.4(d) Warranty Section 4.21 Welfare Plans Section 7.5(a)

Appears in 1 contract

Sources: Stock and Asset Purchase Agreement (Newell Brands Inc)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Term Section ~~3.5(b)(ii~~ACA Section 3.13(h) Affiliate Transactions Section 3.20(b) Agreement Preamble ~~Alternative Financing~~ Allocation Schedule Section ~~8.8(b~~6.08(c) ~~Alternative Transaction Resolutions~~ Allocation Statement Section ~~8.6(b)(ii)(D~~2.08 Annual Financial Statements Section 3.06(a) ~~Alternative Transaction Structure~~ Applicable Plans Section ~~3.4(a~~7.01(b) ~~Approvals~~ Assets Section ~~8.7(a)(i~~3.19(b) ~~Asset Sale~~ Benefit Period Section ~~3.4(b)(i~~7.01(b) ~~Asset Sale Agreement~~ Business Limitations Section ~~3.4(b)(i~~8.01(b) ~~Asset Sale Effective Time~~ Buyer Preamble Buyer Designated Shared Contracts Section ~~3.4(b)(iii~~5.04(b) Buyer Indemnitees Section 9.02(a) Buyer Replacement Contracts Section 5.04(b) Calculation Principles Schedule 1.01(a) Cap Section ~~8.4(a~~9.04(d) ~~Clean-Up Spin-Off~~ Claim Notice Section ~~8.16~~ 9.03(a) Closing Section ~~2.1~~ 2.03 Closing Date Section ~~2.1 Combination~~ 2.03 Closing Legal Impediment Section 8.01(a) Combined Marks Section 5.09(a) Confidential Information Section 5.13(a) D&O Indemnitees Section 5.16(a) Deductible Section 9.04(a) DeVry ED Recitals ~~Combination~~ DeVry New York Recitals DeVry New York Purchase Price Section 2.08 DeVry University Recitals DeVry University Purchase Price Section 2.08 DOE Preacquisition Response Section 8.01(b) DVU Equity Interests Recitals DVU Transferred Entities Recitals Earn-Out Calculation Section 2.07(b) Earn-Out Objection Section 2.07(c) Earn-Out Payment Section 2.07(e) Ed Settlement Section 5.08(a) Education Services Agreement Section 2.04(a)(vi) Effect Section 1.01 Elections Section 6.08(a) Excluded Plan Section 7.01(d) Existing Materials Section 5.09(b) Final Closing Balance Sheet Section 2.06(a)(i) Final Closing Documents Section ~~8.5(a~~2.06(c) ~~Competing Proposal~~ Final Closing Statement Section ~~8.11(f)(i~~2.06(a)(ii) ~~Continuing Employee~~ Final Purchase Price Section ~~8.18(a)(i~~2.06(a)(ii)(3) ~~Contribution Recitals Converted Spinco Option~~ Financial Statements Section ~~4.1(a~~3.06(a) ~~Converted Spinco RSU Award~~ FTC Order Section ~~4.1(b~~5.18(b) ~~Converted Spinco SAR~~ HCERA Section ~~4.1(a~~3.13(h) ~~Discharge Resolutions~~ Health Care Reform Laws Section ~~8.6(b)(iii~~3.13(h) ~~Distribution Recitals DOJ~~ Health Plan Section ~~8.7(a~~3.13(h) ~~DTA~~ Indemnified Party Section ~~3.3(c~~9.03(a) ~~Dutch Dividend Withholding Tax~~ Indemnifying Party Section ~~3.3(a~~9.03(a) ~~Exchange Agent~~ Independent Firm Section ~~3.5(a~~2.06(d) ~~Exchange Fund~~ Information Section ~~3.5(a~~5.11(d) ~~FCPA~~ Insurance Policies Section ~~6.10(b~~3.17 Interim Financial Statements Section 3.06(a) ~~FDCA~~ LC Requirement Expiration Date Section ~~6.17(a)(i)(A~~5.08(a) ~~Financing Section 8.8(a) Financing~~ Lease Agreements Section ~~8.8(d~~5.04(c)(iii) ~~First Extended~~ Lease Assignment Agreements Section 5.04(c)(i) Lease Sublease Agreements Section 5.04(c)(ii) Lease Transfer Agreements Section 5.04(c) Licenses Section 3.08(b) Material Contract Section 3.16(a) Material Suppliers Section 3.24 Net Working Capital Schedule 1.01(a) New DVU 401(k) Plans Section 7.01(c) Non-Assignable Contract Section 5.06(a) Notice of Objection Section 2.06(c) Order Section 3.09 Outside Date Section ~~10.1(c~~10.01(d) ~~Foundation Support Agreement~~ Owned Real Property Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c3.18(a) Parties Preamble Party Preamble ~~Permanent Financing~~ Post-Closing Educational Consents Section ~~8.8(g~~3.22(b) ~~PHSA~~ Potential Contributor Section ~~6.17(a)(i)(A~~9.05 Pre-Closing Educational Consents Section 3.22(b) ~~Pluto Preamble Pluto Benefit Plan~~ Preliminary Closing Statement Section ~~6.12(a~~2.05(a) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Preliminary Purchase Price Section ~~8.18 Pluto Expenses~~ 2.05(b) Privileged Information Section ~~10.3(c~~5.11(d) ~~Pluto Tax Opinion~~ Privileges Section ~~8.3(c~~5.11(d) ~~Premium~~ Purchase Price Section 2.02 Purchase Price Cap Section ~~8.10(b~~2.07(d) ~~Proxy Statement/Prospectus~~ Receiving Party Section ~~8.5(a~~5.06(b) ~~Remedial Actions~~ Regulatory Approvals Section ~~8.7(b~~5.03(a) ~~Remedies Exception~~ Representation Cap Section ~~5.2(c~~9.04(c) ~~Request~~ Review Documents Section ~~8.4(a~~3.27 Sample Preliminary Closing Statement Section 2.05(a) ~~Sale~~ Scheduled Guarantee Section 5.07(a) Seller Preamble Seller Defined Contribution Plans Section 7.01(c) Seller Indemnitees Section 9.02(b) Separation Section 5.04(a) Separation Agreement Section ~~3.2(a~~2.04(a)(vii) ~~Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale~~ Shared Space Agreement Section ~~3.2(a~~5.04(c)(iv) ~~Share Sale Deed of~~ Subleased Shared Property Section 5.04(c)(ii) Tax Claim Section 6.07(a) Tax Refund Section 6.01(c) Third Party Approvals Section 5.06(a) Third Party Claim Section 9.03(a) Transfer Taxes Section ~~3.2(b~~6.02 Transferring Party Section 5.06(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Transition Services Agreement Section ~~8.11(c~~2.04(a)(v) ~~Utah Affiliate Contract~~ University Recitals University Intellectual Property Section ~~7.22 Utah Anti-Takeover Measure~~ 3.15(d) University IT Assets Section ~~7.27(a~~3.15(f) ~~Utah Benefit Plan~~ University Licensed Intellectual Property Section ~~7.12(a~~3.15(a) ~~Utah Board Recitals Utah Business~~ Unresolved Items Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.42.06(d)

Appears in 1 contract

Sources: Stock Purchase Agreement (Adtalem Global Education Inc.)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the text of this Agreement in the locations specified below: Term Cross-Reference 2012 Special Meeting Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 8.4(g) Additional Purchase Right Section ~~3.5(b)(ii~~12.5(b) Agents Section 13.1 Applicable Distribution Percentage Section 5.1 Asset Purchase Recitals Assumed Tax Rate Section 5.5 Board of Managers Section 8.1(a) Capital Account Section 3.5 Chairman Section 8.4(b) Chief Executive Officer Section 8.13(c)(i) Chief Financial Officer Section 8.13(c)(iii) Class A Redemption Agreement ~~Preamble Alternative Financing~~ Recitals Class C Redemption Agreement Recitals Competitive Information Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Commencement Date Section ~~2.1 Combination~~ 14.14(b) Diluted Drag-Along Percentage Section 14.15(c) DIP Holdco 3 Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Direct Conflict Section 8.8(a) ~~Financing Agreements~~ Drag-Along Percentage Section ~~8.8(d~~14.15(a) ~~First Extended Outside~~ Drag-Along Sale Section 14.15(a) Drag-Along Sellers Section 14.15(a) Drag-Along Sale Notice Section 14.15(a) Dragged Holder Section 14.15(a) Early Release Date Section ~~10.1(c~~14.14(a) ~~Foundation Support~~ Electing Member Section 12.5(b) ▇▇▇▇▇▇▇ Recitals Equity Amount Section 14.1 Fourth Amended Agreement Effective Date Preamble General Motors Recitals Incremental Shares Section ~~7.27(b~~14.15(b) ~~FTC~~ Incremental Share Notice Section ~~8.7(a) Gross Number Section 3.5(b)(i~~14.15(c) Indemnified ~~Parties~~ Persons Section ~~8.10(a~~11.1(a) ~~Individual Withholding Amount~~ Independent Auditor Section ~~3.5(b)(ii~~4.4 Indirect Conflict Section 8.8(a) Initial ~~Outside~~ Effective Date Recitals Insolvency Act Section ~~10.1(c~~7.11(b) ~~Interim~~ Investment Commitment Agreement Recitals IRS Section 4.3(a)(ii) Issuance Notice Section 12.5(a) Issuer Shares Section 14.14(a) Lead Underwriters Section 14.14(a) LLP Preamble Lock-Up Period Section 14.14(a) Management Interests Section 14.1 Managers Section 8.1(a) ~~Legal Restraint~~ MDA Recitals Non-Exercising Members Section ~~9.1(g~~12.5(b) ~~Liquidator~~ Officers Section ~~3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii~~8.13(a) Old ~~Plans~~ Delphi Recitals Other Class B Holders Recitals PBGC Recitals President Section ~~8.18(b~~8.13(c)(ii) ~~One-Step Spin-Off Recitals Outside~~ Pricing Committee Section 14.16 Proceeding Section 11.1(a) 14 Public Offering Date Section ~~10.1(c~~14.14(a) ~~Parties Preamble Party Preamble Permanent Financing~~ Purchasing Member Section ~~8.8(g~~12.5(d) ~~PHSA~~ Redemptions Recitals Reduction Percentage Section ~~6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan~~ 5.1 Regulatory Allocations Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal 6.14 Removal Notice Section ~~8.11(c~~7.8 Reorganization Plan Recitals Requested Drag-Along Sale Notice Section 14.15(a) ~~Termination Payment~~ Rights Modification Agreement Recitals Second Amended Agreement Recitals Secretary Section ~~10.3(b~~8.13(c)(iv) ~~Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board~~ Specified Holders Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Tax Distribution Section ~~3.4(b)(iv~~5.5 Tax Matters Member Section 4.3(a) ~~Utah Material Contracts~~ Third Amended Agreement Preamble Voting Power Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.7(a)

Appears in 1 contract

Sources: Limited Liability Partnership Agreement

Cross-References. ~~Each~~ In addition to the terms set forth in Part I of the Definitions Addendum, the following terms is are defined in the text of this Agreement in the locations specified below: Acceptance Notice Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 13.2(c) Accepting Recipients Section ~~3.5(b)(ii~~13.2(d) Accepting Secondary Recipients Section 13.2(d) Affiliate Transaction Section 5.4(a) Agreement Preamble ~~Alternative Financing~~ Allocation Period Section ~~8.8(b~~4.2(a) ~~Alternative Transaction Resolutions~~ Assistant Secretary Section ~~8.6(b)(ii)(D~~5.13(c)(vi) ~~Alternative Transaction Structure~~ Audit Committee Section ~~3.4(a~~5.11(c) ~~Approvals~~ Board of Directors Section ~~8.7(a)(i~~5.1 Capital Account Section 3.1(b) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Certificate Section 3.3(a) ~~Exchange Agent~~ Chairman Section ~~3.5(a~~5.3(f) ~~Exchange Fund~~ Chief Executive Officer Section ~~3.5(a~~5.13(c)(i) ~~FCPA~~ Chief Financial Officer Section ~~6.10(b~~5.13(c)(iii) ~~FDCA~~ Chief Operating Officer Section ~~6.17(a)(i)(A~~5.13(c)(iv) ~~Financing~~ Chief Technical Officer Section ~~8.8(a~~5.13(c)(v) ~~Financing~~ Company Preamble Compelled Sale Section 14.4(a) Compelled Sale Notice Section 14.4(b) Compensation Committee Section 5.11(d) Co-Sale Members Section 13.3(a) Co-Sale Notice Section 13.3(b) Directors Section 5.1 Drag-Along Buyer Section 14.4(a) Effective Date Preamble Electing Members Section 14.4(a) Executive Committee Section 5.11(e) Fiat Director Section 5.3(a) Fiat First Offer Period Section 13.2(c) Fiat First Option Section 13.2(c) Fiat Termination Section 7.1(a) First Offer Price Section 13.2(b) First Sale Notice Section 13.2(b) Indemnified Persons Section 6.1(a) Independent Auditor Section 12.5 Independent Director Appointed by Fiat Section 5.3(a) LLC Act Recitals Major Decision Section 5.8(b) Members Preamble Non-Electing Members Section 14.4(a) Offered Securities Section 13.2(b) Officers Section 5.13(a) Preemptive Rights Interests Section 14.3(a) Preemptive Rights Period Section 14.3(a) President Section 5.13(c)(ii) Proceeding Section 6.1(a) Quorum Member Section 11.4 Remaining Offered Securities Section 13.2(d) Sarbanes Oxley Act Section 12.5 Second Offer Period Section 13.2(d) Second Sale Notice Section 13.2(d) Secondary Recipients Section 13.2(d) Secretary Section 5.13(c)(vi) Selling Member Section 13.2(a) Subaccount Section 3.1(b) Third Party Agreements Section ~~8.8(d~~13.2(f) ~~First Extended Outside~~ Third Party Sale Start Date Section ~~10.1(c~~13.2(f) ~~Foundation Support~~ Transferred Interest Section 13.3(b) Unwinding Event Section 13.1(b)(vii) US Treasury Preamble VEBA Director Section 5.3(c) Withdrawn Member Section 7.1(b) THE SALE, ASSIGNMENT, HYPOTHECATION, PLEDGE, ENCUMBRANCE OR OTHER DISPOSITION (EACH, A “TRANSFER”) AND VOTING OF THE MEMBERSHIP INTERESTS REPRESENTED BY THIS CERTIFICATE IS RESTRICTED BY THE TERMS OF THE LIMITED LIABILITY COMPANY AGREEMENT (AS DEFINED BELOW), A COPY OF WHICH IS ON FILE WITH THE SECRETARY OF THE COMPANY. THE COMPANY WILL NOT REGISTER THE TRANSFER OF SUCH SECURITIES ON THE BOOKS OF THE COMPANY UNLESS AND UNTIL THE TRANSFER HAS BEEN MADE IN COMPLIANCE WITH THE TERMS OF THE LIMITED LIABILITY COMPANY AGREEMENT. Certificate Number [ ] [ ] Class [A][B] Membership Interests Chrysler Group LLC, a Delaware limited liability company (the “Company”), hereby certifies that [ ] (together with any assignee of this Certificate, the “Holder”) is the registered owner of [ ] Class [A][B] Membership Interests in the Company. The rights, powers, preferences, restrictions and limitations of the interests in the Company are set forth in, and this Certificate and the limited liability company interests in the Company represented hereby are issued and shall in all respects be subject to the terms and provisions of, the Third Amended and Restated Limited Liability Company Agreement of the Company dated as of February 24, 2012, as the same may be further amended or restated from time to time (the “Limited Liability Company Agreement”). By acceptance of this Certificate, and as a condition to being entitled to any rights and/or benefits with respect to the limited liability company interests evidenced hereby, the Holder is deemed to have agreed to comply with and be bound by all the terms and conditions of the Limited Liability Company Agreement. The Company will furnish a copy of the Limited Liability Company Agreement to the Holder without charge upon written request to the Company at its principal place of business. Transfer of any or all of the limited liability company interests in the Company evidenced by this Certificate is subject to certain restrictions in the Limited Liability Company Agreement and can be effected only after compliance with all of those restrictions and the presentation to the Company of the Certificate, accompanied by an assignment in the form appearing on the reverse side of this Certificate, duly completed and executed by and on behalf of the transferor in such Transfer, and an application for transfer in the form appearing on the reverse side of this Certificate, duly completed and executed by and on behalf of the transferee in such Transfer. Each Class [A][B] Membership Interests in the Company shall constitute a “security” within the meaning of (i) Section ~~7.27(b~~8-102(a)(15) ~~FTC Section 8.7(a~~of the Uniform Commercial Code as in effect from time to time in the States of Delaware and New York and (ii) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed the Uniform Commercial Code of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare any other applicable jurisdiction that now or hereafter substantially includes the 1994 revisions to Article 8 thereof as adopted by the American Law Institute and the National Conference of Commissioners on Uniform State Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change and approved by the American Bar Association on February 14, 1995 (and each limited liability company interest in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4the Company shall be treated as such a “security” for all purposes, including, without limitation perfection of the security interest therein under Article 8 of each applicable Uniform Commercial Code). This Certificate and the limited liability company interests evidenced hereby shall be governed by and construed in accordance with the laws of the State of Delaware without regard to principles of conflicts of laws.

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Chrysler Group LLC)

Cross-References. ~~Each of the~~ The following terms is defined elsewhere in this Agreement in the ~~Section~~ Sections set forth ~~opposite such term~~below shall have the respective meanings therein defined: ~~Aggregate Withholding Amount~~ 338 Forms Section ~~3.5(b)(ii~~6.6.9 338(h)(10) Election Section 6.6.8 ADSP Section 6.6.9 Agreement Preamble ~~Alternative Financing~~ Allocation Schedule Section ~~8.8(b) Alternative Transaction Resolutions~~ 6.6.9 Allocations Section ~~8.6(b)(ii)(D) Alternative Transaction Structure~~ 6.6.9 Antitrust Filings Section ~~3.4(a) Approvals~~ 6.8 Auditor Section ~~8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ 2.6.3 Closing Section 2.1 Closing Balance Sheet Section 2.6.1 Closing Date Section 2.1 ~~Combination Recitals Combination Documents~~ Direct Claim Notice Section ~~8.5(a~~6.2.4(a) ~~Competing Proposal~~ Direct Claim Notice Period Section ~~8.11(f)(i~~6.2.4(a) ~~Continuing~~ Direct Payment Section 2.2.2 Employee List Section ~~8.18(a)(i) Contribution Recitals Converted Spinco Option~~ 3.12.2 Encumbrances Section ~~4.1(a) Converted Spinco RSU Award~~ 3.15.1 Escrow Account or Accounts Section ~~4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange~~ 2.2.3 Escrow Agent Section ~~3.5(a~~2.2.3 Escrow Agreement Section 2.2.3 Escrow Payment Section 2.2.3 ESOP Stockholder’s Representative Section 2.5.1 Expenses Section 6.1.1 FAR Section 3.24.3 Federal Preamble Final Closing Balance Sheet Section 2.6.4 Final Escrow Distribution Section 6.2.10(b) ~~Exchange Fund~~ Fully Diluted Per Share Closing Purchase Price Section ~~3.5(a~~2.2.2(a) ~~FCPA~~ GAAP Section ~~6.10(b~~2.6.1 Governmental Entity Section 3.4.2 Indemnified Persons Section 6.13.1 Independent Contractor List Section 3.12.5 Initial Escrow Distribution Section 6.2.10(a) ~~FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside~~ Initial Escrow Distribution Date Section ~~10.1(c~~6.2.10(a) ~~Foundation Support~~ Insurance Amount Section 6.13.2 Key Person Non-Compete Agreement Section ~~7.27(b~~7.2.8(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section ~~6.11(a~~3.17.1 Non-ESOP Stockholders’ Representative Section 2.4.1 Objection Section 2.6.2 Parent Preamble Parent Indemnitees Section 6.2.2(a) ~~Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory~~ Permits Section ~~6.17(a)(i)(B~~3.8 Post Closing Tax Period Section 6.6.2(b)(i) ~~Spinco Stock Exchange~~ Pre-Closing Tax Period Section ~~8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt~~ 6.6.2(a) Purchase Price Section ~~6.6(b) Split Off Exchange Offer Recitals Split Off TO~~ 2.2.1 Shadow Stockholder or Shadow Stockholders Section ~~8.5(a) Subsequent Audited Spinco Financial Statements~~ 3.11.8 Shadow Stockholder Releases Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary 7.2.18 Shares Recitals ~~Utah Parties Preamble Utah Preferred Stock~~ Special Account Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.46.12

Appears in 1 contract

Sources: Stock Purchase Agreement (Caci International Inc /De/)

Cross-References. Each of the following terms ~~is defined~~ shall have the meaning specified in the Section of this Agreement set forth opposite such term: ~~Aggregate Withholding~~ Accountants Section 2.4(d) Actual Closing Schedule Section 2.4(b) Adjustment Escrow Amount Section ~~3.5(b)(ii~~2.3(b) Adjustment Escrow Fund Section 2.3(b) Affiliated Persons Section 6.1(a) Agreement Preamble ~~Alternative Financing~~ Assets Section ~~8.8(b~~4.7 Balance Sheet Section 4.4(a)(ii) ~~Alternative Transaction Resolutions~~ Balance Sheet Date Section ~~8.6(b)(ii)(D~~4.4(a)(ii) ~~Alternative Transaction Structure~~ Base Amount Section ~~3.4(a~~2.2 Business Partner Section 6.1(c) Buyer Preamble Buyer Returns Section 6.2(a) Closing Section 7.1 Closing Date Section 7.1 Closing Payment Section 2.3(c) Company Recital B Company Intellectual Property Section 4.8(c) Company Shares Recital D Confidentiality Agreement Section 6.1(a) Confidentiality Exceptions Section 6.1(a) Data Partners Section 4.24 Data Protection Requirements Section 4.24 Deductible Section 8.5(a) Direct Claim Section 8.4(h) Direct Claim Notice Section 8.4(h) Employee Benefit Plan(s) Section 4.16(a) Employment Agreement(s) Section 7.2(e) Escrow Agent Section 2.3(b) Escrow Agreement Section 2.3(b) Estimated Closing Amount Section 2.4(a) Estimated Closing Schedule Section 2.4(a) Executive Order Definition of “Sanction Laws” Export Approvals Section ~~8.7(a)(i~~4.26(a) ~~Asset Sale~~ Final Closing Amount Section ~~3.4(b)(i~~2.4(e) ~~Asset Sale Agreement~~ Final Net Working Capital Section ~~3.4(b)(i~~2.4(e) ~~Asset Sale Effective Time~~ Financial Statements Section ~~3.4(b)(iii~~4.4(a) ~~Calculation~~ Holdings Preamble Holdings Shares Recital C Immaterial Software License Section 4.8(b) Improvements Section 4.19(b) Incidental License Section 4.8(b) Indemnified Party Section 8.4(a) ~~Clean-Up Spin-Off~~ Indemnifying Party Section ~~8.16 Closing Section 2.1 Closing~~ 8.4(a) Indemnity Holdback Release Date Section ~~2.1 Combination Recitals Combination Documents~~ 8.5(h)(ii) Initial Deductible Section 8.5(a) ~~Competing Proposal~~ Initial Indemnity Holdback Release Date Section ~~8.11(f)(i~~8.5(h)(i) ~~Continuing~~ Insurance Policies Section 4.15 Key Employee Section ~~8.18(a)(i~~4.17(b) ~~Contribution Recitals Converted Spinco Option~~ Leased Real Property Section ~~4.1(a~~4.19(b) ~~Converted Spinco RSU Award~~ Net Recoveries Section ~~4.1(b~~8.5(e)(ii) ~~Converted Spinco SAR~~ Notary Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.3(e)

Appears in 1 contract

Sources: Shares Purchase Agreement (One Stop Systems, Inc.)

Cross-References. ~~Each of the~~ The following ~~terms is~~ terms, appearing in this Agreement in capitalized form, are defined in the sections noted: (a) Combined Net Worth Section ~~set forth opposite such term: Aggregate Withholding~~ 3.01(a)(iii) Company(ies) Section 3.01(a)(iii) Company Assets Section 5.10 Companies Ordinance Section 5.01 Contract Date Balance Sheets Section 5.04 Contract Date Financials Section 5.04 Contract Date Introduction Current Balance Sheets Section 5.05 Deferred Shares Section 5.27(b) Employee Benefit Plans Section 5.16 Employment Agreements Section 4.02(p) Environmental Laws Section 5.17 Escrow Agent Section 3.02(a) Escrow Agreement Section 4.02(n) Escrow Amount Section ~~3.5(b)(ii~~3.02(a) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section ~~6.8(a~~5.04 Four Employees Section 9.02(c) ~~Spinco Healthcare Laws~~ Four Employees' Bonus Section ~~6.17(b~~9.02(c) ~~Spinco Lenders~~ ▇▇▇▇ Section ~~8.8(a~~4.02(o) ~~Spinco Material Contracts~~ Hong Kong GAAP Section ~~6.11(a~~3.01(a)(iii) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Income Statements Section ~~8.25(a~~5.04 Independent Firm Section 3.02(b) ~~Subsequent Spinco Financial~~ Land and Building Certificates Section 4.02(i) Material Contract Section 5.03 Net Value Adjustment Section 3.01(a)(iii) New STD Section 9.02(a) Nominee Recitals Other Employment Agreements Section 4.02(p) Plans Section 5.16 Plomax Introduction Principal Shareholders Introduction Purchase Price Section 3.01 Purchaser Recitals Purchaser Parties Introduction Purchaser's Accountant Section 3.02(b) Purchaser's Counsel Section 4.03 Purchaser's Other Agreements Section 4.03(i)(ii) Recoton Stock Section 3.01(a)(ii) Seller Parties Introduction Sellers Introduction Sellers' Accountants Section 3.02(b) Sellers' Counsel Section 4.02(s) Sellers' Other Agreements Section 4.02(s)(ii) Shareholders Agreement Section 4.02(o) Statements of Cash Flow Section ~~8.25(a) Subsequent Unaudited Spinco Financial Statements~~ 5.04 STD Bermuda Introduction STD BVI Introduction STD Hong Kong Introduction STD USA Section ~~8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination~~ 1.03 Stock Recitals Stock Payment Section ~~10.3(b~~3.01(a)(ii) ~~Utah Preamble Utah Acquisition~~ Stock Security Section 3.02(a) Territory Section 9.01(a) Three Employees Section 4.02(p) U.S. Agreement Section ~~8.11(c) Utah Affiliate Contract~~ 1.03 U.S. GAAP Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.43.01(a)(iii)

Appears in 1 contract

Sources: Stock Purchase Agreement (Recoton Corp)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the text of this Agreement in the locations specified below: Acceptance/Rejection Notice Section ~~set forth opposite such term: Aggregate Withholding~~ 9.2(c) Accepted Offer Section 9.2(d) Accepting Offering Members Section 9.2(d) Agents Section 13.1 Audit Committee Section 8.13(d) Blocker Corp Interests Section 12.7(a) Blocker Preferred Recitals Blocker Sub Preamble Board of Managers Section 8.1 Capital Account Section 3.5 Capmark Section 12.8 Chairman Section 8.3(a)(v) Chief Executive Officer Section 8.15(c)(i) Chief Financial Officer Section 8.15(c)(iii) Class A Managers Section 8.3(a)(i) Class B Managers Section 8.3(a)(ii) Class C-1 Membership Interests Section 3.1(a) Class E Preferred Redemption Date Section 12.6(a) Class E Preferred Redemption Notice Section 12.6(a)) Class E Preferred Redemption Value Section 12.6(a) Co-Sale Member Section 9.2(f)) Co-Sale Offer Section 9.2(b) Company Preamble Compensation Committee Section 8.13(e) Credit Downgrade Section 5.3 Direct Conflict Section 8.7 Distributable Amount Section ~~3.5(b)(ii~~5.1(b) ~~Agreement~~ Effective Date Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals ~~Split Off TO~~ Exempt Transfer Section ~~8.5(a~~9.1 FIM Preamble GM Recitals GM Control Assignee Definition of “Initial Class B Holders” GM Holdco Preamble GM Preferred Holdco Preamble GM Preferred Redemption Date Section 12.5(b) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal GM Preferred Redemption Notice Section ~~8.11(c~~12.5(b) ~~Termination Payment~~ GM Preferred Redemption Value Section ~~10.3(b~~12.5(b) ~~Utah Preamble Utah Acquisition Agreement~~ Hurdle Rate Section ~~8.11(c~~5.1(d)(i) ~~Utah Affiliate Contract~~ Managers Section ~~7.22 Utah Anti-Takeover Measure~~ 8.1 Moody's Definition of “Rating Agencies” New Guaranteed Notes Recitals Newco Section ~~7.27(a~~12.7(a) ~~Utah Benefit Plan~~ Offer Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.49.2(b)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Gmac LLC)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ 280G Stockholder Vote Section ~~3.5(b)(ii~~7.19(ii) ~~Agreement Preamble~~ Additional Merger Consideration Section 3.3 Alternative Financing Section ~~8.8(b~~7.5(b) ~~Alternative Transaction Resolutions~~ Annual Business Financial Statements Section ~~8.6(b)(ii)(D~~5.5(a) ~~Alternative Transaction Structure~~ Antitrust and Foreign Investment Filing Fees Section ~~3.4(a~~9.4(c)(iii) ~~Approvals~~ Applicable Percentage Section ~~8.7(a)(i~~3.1(c)(i) ~~Asset Sale~~ Business Financial Statements Section ~~3.4(b)(i~~5.5(a) ~~Asset Sale Agreement~~ Certificate of Merger Section ~~3.4(b)(i~~2.3 Chosen Courts Section 10.2 Closing Section 2.2 Closing Date Section 2.2 COBRA Section 6.15(h) ~~Asset Sale~~ Company Preamble Company Board Recitals Company Designated Directors Section 2.5(b) Company Indepndent Director Section 2.5(ii) Company Merger Tax Opinion Section 7.2(c) DDTC Section 6.21(c)(i)(A) Distribution Recitals Distribution Documents Section 5.21 Distribution Tax Opinions Section 7.2(b) Effective Time Section ~~3.4(b)(iii) Calculation~~ 2.3 Equity Commitment Letter Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) 6.33 Equity Financing Section ~~8.8(a~~6.33 Export Control Laws Section 5.25(a) ~~Financing Agreements~~ Funds Section ~~8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i)~~ 6.33 General Partner of Merger Partner Equityholders Recitals Indemnified Parties Section ~~8.10(a~~7.8(a) ~~Individual Withholding Amount~~ Information Section ~~3.5(b)(ii) Initial Outside Date Section 10.1(c)~~ 7.6 Interim Period Section ~~8.1(a~~7.1 IRS Submission Section 7.2(g) ITAR Section 5.25(a)(i) Legal Restraint Section ~~9.1(g~~8.1(d) ~~Liquidator~~ Merger Section ~~3.3(a~~2.1 Merger Partner Preamble Merger Partner Designated Directors Section 2.5(b) ~~NASDAQ Recitals Negative Withholding~~ Merger Partner Environmental Permit Section 6.17(a) Merger Partner Equity Interests Section 3.1(a) Merger Partner Equityholder Preamble Merger Partner Equityholder Contribution Section 2.1 Merger Partner Equityholder Contribution Amount Section 2.1 Merger Partner Financial Statements Section 6.7(a) Merger Partner Foreign Benefit Plan Section 6.15(i) Merger Partner Leased Real Property Section 6.9(b) Merger Partner Material Contracts Section 6.12(a) Merger Partner Merger Tax ~~Confirmation~~ Opinion Section ~~8.4(c~~7.2(c) Merger Partner Proprietary Software Section 6.16(g) Merger Partner Real Property Leases Section 6.9(b) New ~~Plans~~ SpinCo Entity Section ~~8.18(b~~5.1 NISPOM Section 5.7(iv) ~~NYSE Recitals~~ OFAC Section ~~6.10(b)(iii~~5.25(c)(i)(B) ~~Old Plans~~ Order Section ~~8.18(b~~4.4(B) ~~One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~9.1(b) ~~Parties Preamble~~ Party Preamble ~~Permanent Financing~~ Printing Fees Section ~~8.8(g~~9.3(c)(i) ~~PHSA~~ Redactable Information Section ~~6.17(a)(i)(A~~7.2(g) ~~Pluto Preamble Pluto Benefit Plan~~ Registered Merger Partner Intellectual Property Section ~~6.12(a~~6.16(a) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Registered SpinCo Intellectual Property Section ~~8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b~~5.18(c)(x) Remedies Exception Section ~~5.2(c~~4.2 Replacement Company Designee Section 2.6(b) ~~Request~~ Requisite Regulatory Approval Section ~~8.4(a~~8.1(a) ~~Sale Agreement~~ Retained Shares Recitals Rule 144 Section ~~3.2(a) Securities Filings~~ 6.27 SEC Filing Fees Section ~~8.5(a~~9.3(c)(ii) Separation Recitals ~~Share Sale~~ SpinCo Preamble SpinCo Board Section ~~3.2(a~~2.5(b) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco SpinCo Common Stock Recitals ~~Spinco Common Stock Sale~~ SpinCo Environmental Permit Section ~~3.5(b~~5.19(a) ~~Spinco Financial Statements~~ SpinCo Financing Section ~~6.8(a~~5.23 SpinCo Financing Agreements Section 7.5(d) ~~Spinco Healthcare Laws~~ SpinCo Leased Real Property Section ~~6.17(b~~5.11(b) ~~Spinco Lenders Section 8.8(a) Spinco~~ SpinCo Material Contracts Section ~~6.11(a~~5.13(a) ~~Spinco Parties Preamble Spinco Regulatory Agency~~ SpinCo Owned Real Property Section ~~6.17(a)(i)(B~~5.11(a) ~~Spinco Regulatory Permits~~ SpinCo Proprietary Software Section ~~6.17(a)(i)(B~~5.18(g)(i) ~~Spinco Stock Exchange~~ SpinCo Real Property Leases Section ~~8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt~~ 5.11(b) SpinCo Stockholder Approval Section ~~6.6(b~~5.22(b) ~~Split Off Exchange Offer Recitals Split Off TO~~ SpinCo Share Issuance Section ~~8.5(a~~7.14 Surviving Entity Section 2.1 Threshold Percentage Section 3.1(c)(i) ~~Subsequent Audited Spinco Financial Statements~~ WARN Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.46.13 (c)

Appears in 1 contract

Sources: Merger Agreement (Jacobs Solutions Inc.)

Cross-References. ~~Each of the~~ The following terms is are defined in the following Sections of this Agreement. Term Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 338(h)(10) Election Section ~~3.5(b)(ii~~8.1(j)(i) ~~Agreement~~ Acadia Recitals Accounting Firm Section 2.3(d) Acquired Competing Business Section 8.8 Acquired Employees Section 8.3(b) Acquisition Transaction Section 7.6 Adjustment Section 11.1(a)(iii) Agreed Adjustments Section 2.3(d) Benefit Plans Section 5.17(a) Breach Notification Log Section 5.10(h) Buyer Preamble ~~Alternative Financing~~ Claim Notice Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 11.3 Closing Date Section ~~2.1 Combination~~ 3.1 Closing Date Balance Sheet Section 2.3(d) Closing Working Capital Section 2.3(d) Confidential Information Section 8.2 Confidentiality Agreement Section 8.2 Competing Business Section 8.8 Contest Section 8.1(f)(ii) Corporate Group Company Section 8.1(j)(i) Damage Repair Amount Section 7.8 Deductible Section 11.1(b)(ii) Defect Notice Section 7.10(c) Defects Section 7.10(c) DOJ Section 7.2(b) Environmental Conditions Section 7.10(e) Environmental Inspection Period Section 7.10(e) Environmental Permits Section 5.19(c) Environmental Reports Section 5.19(d) Escrow Agreement Section 2.2(b) Escrow Release Date Section 2.2(b) Estimated Closing Working Capital Section 2.3(b) Existing Environmental Reports Section 7.10(e) Existing Surveys Section 7.10(b) Existing Title Work Section 7.10(a) Facility Recitals ~~Combination Documents~~ Facilities Recitals Financial Statements Section 5.4 Financing Section 6.5 FTC Section 7.2(b) Governmental Programs Section 5.10(a) Governmental Permits Section 5.8 Group Company Indemnified Persons Section 8.5(a) ~~Competing Proposal~~ Group Company Shares Section ~~8.11(f)(i~~8.1(j)(i) ~~Continuing Employee~~ HIPAA Section ~~8.18(a)(i~~5.10(h) ~~Contribution~~ HITECH Section 5.10(h) HRH Recitals ~~Converted Spinco Option~~ HRR Recitals Indemnified Party Section ~~4.1(a~~11.3 Indemnitor Section 11.3 Interim Balance Sheet Section 5.4 Leased Real Property Section 5.12(b) ~~Converted Spinco RSU Award~~ JC Section ~~4.1(b~~5.10(f) ~~Converted Spinco SAR~~ Material Contracts Section ~~4.1(a~~5.15(a) ~~Discharge Resolutions~~ Material Leases Section ~~8.6(b)(iii~~5.12(b) ~~Distribution Recitals DOJ~~ New Surveys Section ~~8.7(a~~7.10(b) ~~DTA~~ New Title Work Section ~~3.3(c~~7.10(a) ~~Dutch Dividend Withholding Tax~~ Non-Compete Area Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim 8.8 Non-Compete Period Section ~~8.1(a~~8.8 Nose Coverage Section 8.5 Nose Premium Section 8.5 Owned Real Property Section 5.12(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parent Preamble Parties Preamble ~~Party Preamble Permanent Financing~~ Preliminary Closing Date Balance Sheet Section ~~8.8(g~~2.3(c)(i) ~~PHSA~~ Preliminary Working Capital Determination Section ~~6.17(a)(i)(A~~2.3(c)(ii) ~~Pluto Preamble Pluto Benefit~~ Purchase Price Section 2.2 Purchase Price Adjustments Section 2.3(a) Purchase Price Allocation Section 8.1(k) Representatives Section 8.2 Retirement Plan Section ~~6.12(a~~8.3(e) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Seller Preamble Seller Escrow Expense Section ~~8.18 Pluto Expenses Section 10.3(c~~2.2(b) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Seller Financial Statements Section ~~6.8(a~~4.7 Sendero Definition of “Group Companies” Tail Insurance Section 8.5 Third Party Claim Section 11.5(a) ~~Spinco Healthcare Laws~~ Title Company Section ~~6.17(b~~7.10(a) ~~Spinco Lenders~~ Title Evidence Section ~~8.8(a~~7.10(c) ~~Spinco Material Contracts~~ Title Policies Section ~~6.11(a~~7.10(d) ~~Spinco Parties Preamble Spinco Regulatory Agency~~ Unresolved Claim Section ~~6.17(a)(i)(B~~2.2(b) ~~Spinco Regulatory Permits~~ Update Section ~~6.17(a)(i)(B~~7.5 Units Recitals WARN Act Section 5.18(c) ~~Spinco Stock Exchange~~ Working Capital Excess Section ~~8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt~~ 2.4(a) Working Capital Shortfall Section ~~6.6(b~~2.4(b) ~~Split Off Exchange Offer Recitals Split Off TO~~ Working Capital Target Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.42.3(a)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Acadia Healthcare Company, Inc.)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: ~~Aggregate Withholding Amount Section 3.5(b)(ii)~~ Act Recitals Agreement Preamble ~~Alternative Financing~~ Allocation Period Section ~~8.8(b~~4.2(a) ~~Alternative Transaction Resolutions~~ Assistant Secretary Section ~~8.6(b)(ii)(D~~5. 13(c)(iv) ~~Alternative Transaction Structure~~ Board of Managers Section ~~3.4(a~~5.1 Capital Account Section 3. l (c) ~~Approvals~~ CGI Definition of “HoldCo LLC Agreement” CGI ▇▇▇▇▇ Managers Section ~~8.7(a)(i~~5.3(a) ~~Asset Sale~~ Chairman Section ~~3.4(b)(i~~5.3(d) ~~Asset Sale Agreement~~ Chief Executive Officer Section ~~3.4(b)(i~~5. 13(c)(i) ~~Asset Sale~~ Chief Financial Officer Section 5.13 (c)(iii) Class D-l Membership Interests Section 3.1 (a) Company Preamble DC Contributors Definition of “HoldCo LLC Agreement” DC Holding Definition of “HoldCo LLC Agreement” ▇▇ ▇▇▇▇▇ Manager Section 5.3(c) DCNAF Definition of “HoldCo LLC Agreement” Direct Conflict Section 5.8 Effective ~~Time~~ Date Preamble ▇▇▇▇▇ Management Company Definition of “Equity Incentive Plan” ▇▇▇▇▇ HoldCo Preamble HoldCo Preamble Hurdle Rate Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i4.4(a)(i) Indemnified ~~Parties~~ Persons Section ~~8.10(a~~6.1 (a) ~~Individual Withholding Amount~~ indirect Conflict Section ~~3.5(b)(ii~~5.8 immediate family member Definition of “Independent Manager” Losses Section 4.2(a) ~~Initial Outside Date~~ Managers Section ~~10.1(c~~5.1 Officers Section 5. 13(a) ~~Interim Period~~ President Section ~~8.1(a~~5. 13(c)(ii) ~~Legal Restraint~~ Proceeding Section ~~9.1(g~~6.1 (a) ~~Liquidator~~ Profits Section ~~3.3(a~~4.2(a) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Secretary Section ~~8.4(c~~5. 13(c)(iv) ~~New Plans~~ Securitization Residual Value Section ~~8.18(b~~4.4(c) ~~NYSE Recitals OFAC~~ Subaccount Section ~~6.10(b)(iii~~3. l (c) ~~Old Plans~~ Third Agreement Preamble Vice Chairman Section ~~8.18(b~~5.3(d) ~~One-Step Spin-Off Recitals Outside Date~~ Vice Chairmen Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.3(d)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Chrysler Financial Services Americas LLC)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Chrysler Group LLC)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: ~~Aggregate Withholding Amount Section 3.5(b)(ii)~~ Act Recitals Agreement Preamble ~~Alternative Financing~~ Allocation Period Section ~~8.8(b~~4.2(a) ~~Alternative Transaction Resolutions~~ Assistant Secretary Section ~~8.6(b)(ii)(D~~5. 13(c)(iv) ~~Alternative Transaction Structure~~ Board of Managers Section ~~3.4(a~~5.1 Capital Account Section 3. l (c) ~~Approvals~~ CGI Definition of “HoldCo LLC Agreement” CGI F▇▇▇▇ Managers Section ~~8.7(a)(i~~5.3(a) ~~Asset Sale~~ Chairman Section ~~3.4(b)(i~~5.3(d) ~~Asset Sale Agreement~~ Chief Executive Officer Section ~~3.4(b)(i~~5. 13(c)(i) ~~Asset Sale~~ Chief Financial Officer Section 5.13 (c)(iii) Class D-l Membership Interests Section 3.1 (a) Company Preamble DC Contributors Definition of “HoldCo LLC Agreement” DC Holding Definition of “HoldCo LLC Agreement” D▇ ▇▇▇▇▇ Manager Section 5.3(c) DCNAF Definition of “HoldCo LLC Agreement” Direct Conflict Section 5.8 Effective ~~Time~~ Date Preamble F▇▇▇▇ Management Company Definition of “Equity Incentive Plan” F▇▇▇▇ HoldCo Preamble HoldCo Preamble Hurdle Rate Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i4.4(a)(i) Indemnified ~~Parties~~ Persons Section ~~8.10(a~~6.1 (a) ~~Individual Withholding Amount~~ indirect Conflict Section ~~3.5(b)(ii~~5.8 immediate family member Definition of “Independent Manager” Losses Section 4.2(a) ~~Initial Outside Date~~ Managers Section ~~10.1(c~~5.1 Officers Section 5. 13(a) ~~Interim Period~~ President Section ~~8.1(a~~5. 13(c)(ii) ~~Legal Restraint~~ Proceeding Section ~~9.1(g~~6.1 (a) ~~Liquidator~~ Profits Section ~~3.3(a~~4.2(a) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Secretary Section ~~8.4(c~~5. 13(c)(iv) ~~New Plans~~ Securitization Residual Value Section ~~8.18(b~~4.4(c) ~~NYSE Recitals OFAC~~ Subaccount Section ~~6.10(b)(iii~~3. l (c) ~~Old Plans~~ Third Agreement Preamble Vice Chairman Section ~~8.18(b~~5.3(d) ~~One-Step Spin-Off Recitals Outside Date~~ Vice Chairmen Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.3(d)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (DaimlerChrysler Financial Services Americas LLC)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: Additional Gold SEC Documents Section 6.7(a) Agent Agreement Section 3.2(b) Aggregate ~~Withholding~~ Adjustment Amount Section ~~3.5(b)(ii~~3.1(c)(ii)(A) ~~Agreement Preamble~~ Alternative Notice Section 7.9(c) Alternative SpinCo Financing Section ~~8.8(b~~7.5(b) ~~Alternative Transaction Resolutions~~ Applicable Percentage Section ~~8.6(b)(ii)(D~~3.1(c)(i) ~~Alternative Transaction Structure~~ Burdensome Condition Section ~~3.4(a~~7.4(c) ~~Approvals~~ Certificate of Merger Section ~~8.7(a)(i) Asset Sale~~ 2.3 Chosen Courts Section ~~3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ 10.2 Closing Section ~~2.1~~ 2.2 Closing Date Section ~~2.1 Combination Recitals Combination Documents~~ 2.2 COBRA Section ~~8.5(a~~5.15(i) Commitment Letter Section 7.5(a) Competing Proposal Section ~~8.11(f)(i~~7.9(g)(i) ~~Continuing Employee~~ Competitive Business Section ~~8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii~~7.12(c) Distribution Recitals ~~DOJ~~ Distribution Documents Section ~~8.7(a~~5.20 Distribution Tax Opinion Section 7.2(b) ~~DTA~~ Effective Time Section ~~3.3(c) Dutch Dividend Withholding Tax~~ 2.3 Excess Adjustment Amount Section ~~3.3(a~~3.1(c)(ii) Exchange Agent Section ~~3.5(a~~3.2(b) Exchange Fund Section ~~3.5(a~~3.2(b) ~~FCPA~~ Exchange Ratio Increase Amount Section 3.1(c)(i) Final Adjustment Amount Section 3.1(c)(iii)(B) Final Adjustment Cap Section 3.1(c)(iii)(C) Gold Preamble Gold Adverse Recommendation Change Section 7.9(a) Gold Alternative Financing Section 7.6(b) Gold Audit Committee Section 6.7(b) Gold Board Recitals Gold Board Recommendation Recitals Gold Charter Amendment Recitals Gold Environmental Permit Section 6.19(a) Gold Financing Section 7.6(a) Gold Financing Agreements Section 7.6(d) Gold Foreign Benefit Plan Section 6.17(j) Gold Leased Real Property Section 6.10(b) ~~FDCA~~ Gold Material Contracts Section ~~6.17(a)(i)(A~~6.13(a) ~~Financing~~ Gold Merger Tax Opinion Section ~~8.8(a~~7.2(c) ~~Financing Agreements~~ Gold Owned Real Property Section ~~8.8(d~~6.10(a) ~~First Extended Outside Date~~ Gold Preferred Stock Section ~~10.1(c~~6.3(a) ~~Foundation Support Agreement~~ Gold Products Section ~~7.27(b~~6.9(b) ~~FTC~~ Gold Real Property Leases Section ~~8.7(a~~6.10(b) ~~Gross Number~~ Gold Shareholders Meeting Section ~~3.5(b)(i~~7.3(d)(i) Gold Software Section 6.18(h) Gold Special Dividend Section 3.1(c)(ii)(A) Gold Termination Fee Section 9.3(b) Indemnified Parties Section ~~8.10(a~~7.8(a) ~~Individual Withholding~~ Initial Adjustment Amount Section ~~3.5(b)(ii~~3.1(c)(iii)(D) Initial ~~Outside Date~~ Adjustment Cap Section ~~10.1(c~~3.1(c)(iii)(E) Intended Tax Treatment Section 7.2(a) Interim Period Section ~~8.1(a~~7.1(a) Intermediate Adjustment Amount Section 3.1(c)(iii)(F) Intermediate Adjustment Cap Section 3.1(c)(iii)(G) IRS Pre-Submission Conference Request Section 7.2(h)(i) IRS Submission Section 7.2(h)(i) Legal Restraint Section ~~9.1(g~~8.1(d) ~~Liquidator~~ Mercury Preamble Mercury Audit Committee Section ~~3.3(a~~4.6 Mercury Board Recitals Mercury Designated Director Section 2.5 Mercury Foreign Benefit Plan Section 5.15(j) ~~NASDAQ~~ Mercury Merger Tax Opinion Section 7.2(c) Merger Recitals ~~Negative Withholding Tax Confirmation~~ Merger Consideration Section ~~8.4(c~~3.1(a)(i) Merger Sub Preamble Merger Sub Common Stock Section 3.1(a)(v) Merger Sub Shareholder Approval Section 7.22 Negotiation Period Section 7.9(c) New ~~Plans~~ SpinCo Group Member Section ~~8.18(b~~5.1 Order Section 5.8(a) ~~NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~9.1(b) Parties Preamble Party Preamble Permanent SpinCo Financing Section ~~8.8(g~~7.5(g) ~~PHSA~~ Permanent SpinCo Financing Agreements Section ~~6.17(a)(i)(A~~7.5(g) ~~Pluto Preamble Pluto Benefit Plan~~ Redactable Information Section ~~6.12(a~~7.2(h)(iv) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Registered Gold Intellectual Property Section ~~8.18 Pluto Expenses~~ 6.18(a) Registered SpinCo Intellectual Property Section ~~10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b~~5.16(a) Remedies Exception Section ~~5.2(c~~4.2 Required SpinCo Information Section 7.5(d) ~~Request~~ Requisite Regulatory Approval Section ~~8.4(a~~8.1(a) ~~Sale Agreement~~ Restricted Period Section ~~3.2(a~~7.12(c) Securities Filings Section ~~8.5(a~~7.3(a) ~~Separation Recitals Share Sale~~ SpinCo Preamble SpinCo Audited Financial Statements Section ~~3.2(a~~7.24(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco SpinCo Board Recitals ~~Spinco Commitment Letter Section 8.8(a) Spinco~~ SpinCo Common Stock Recitals ~~Spinco Common Stock Sale~~ SpinCo Environmental Permit Section ~~3.5(b~~5.17(a) ~~Spinco~~ SpinCo Financing Section 7.5(a) SpinCo Financing Agreements Section 7.5(d) SpinCo Material Contracts Section 5.11(a) SpinCo Owned Real Property Section 5.9(a) SpinCo Products Section 5.8(b) SpinCo Proposal Section 7.10 SpinCo Software Section 5.16(e) SpinCo Stockholder Approval Section 5.21(b) SpinCo Subsequent Unaudited Financial Statements Section ~~6.8(a~~7.24(b) ~~Spinco Healthcare Laws~~ SpinCo Transferred Leased Property Section ~~6.17(b~~5.9(b) ~~Spinco Lenders~~ SpinCo Transferred Property Leases Section ~~8.8(a~~5.9(b) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco SpinCo Unaudited Nine-Month Financial Statements Section ~~8.25(a~~7.24(a) ~~Subsequent Spinco~~ SpinCo Unaudited Financial Statements Section ~~8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a~~5.5(a) Superior Proposal Section ~~8.11(f)(ii~~7.9(g)(ii) ~~Superior Proposal Notice~~ Surviving Corporation Section ~~8.11(c~~2.1 Trade Controls Section 5.13(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare WARN Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.12(c)

Appears in 1 contract

Sources: Merger Agreement (Gentherm Inc)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: ~~Aggregate Withholding Amount Section 3.5(b)(ii)~~ Term Cross-Reference Act Recitals Agreement Preamble ~~Alternative Financing~~ Allocation Period Section ~~8.8(b~~4.2(a) ~~Alternative Transaction Resolutions~~ Assistant Secretary Section ~~8.6(b)(ii)(D~~5. 13(c)(iv) ~~Alternative Transaction Structure~~ Board of Managers Section ~~3.4(a~~5.1 Capital Account Section 3. l (c) ~~Approvals~~ CGI Definition of “HoldCo LLC Agreement” CGI ▇▇▇▇▇ Managers Section ~~8.7(a)(i~~5.3(a) ~~Asset Sale~~ Chairman Section ~~3.4(b)(i~~5.3(d) ~~Asset Sale Agreement~~ Chief Executive Officer Section ~~3.4(b)(i~~5. 13(c)(i) ~~Asset Sale~~ Chief Financial Officer Section 5.13 (c)(iii) Class D-l Membership Interests Section 3.1 (a) Company Preamble DC Contributors Definition of “HoldCo LLC Agreement” DC Holding Definition of “HoldCo LLC Agreement” ▇▇ ▇▇▇▇▇ Manager Section 5.3(c) DCNAF Definition of “HoldCo LLC Agreement” Direct Conflict Section 5.8 Effective ~~Time~~ Date Preamble ▇▇▇▇▇ Management Company Definition of “Equity Incentive Plan” ▇▇▇▇▇ HoldCo Preamble HoldCo Preamble Hurdle Rate Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i4.4(a)(i) Indemnified ~~Parties~~ Persons Section ~~8.10(a~~6.1 (a) ~~Individual Withholding Amount~~ indirect Conflict Section ~~3.5(b)(ii~~5.8 immediate family member Definition of “Independent Manager” Losses Section 4.2(a) ~~Initial Outside Date~~ Managers Section ~~10.1(c~~5.1 Officers Section 5. 13(a) ~~Interim Period~~ President Section ~~8.1(a~~5. 13(c)(ii) ~~Legal Restraint~~ Proceeding Section ~~9.1(g~~6.1 (a) ~~Liquidator~~ Profits Section ~~3.3(a~~4.2(a) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Secretary Section ~~8.4(c~~5. 13(c)(iv) ~~New Plans~~ Securitization Residual Value Section ~~8.18(b~~4.4(c) ~~NYSE Recitals OFAC~~ Subaccount Section ~~6.10(b)(iii~~3. l (c) ~~Old Plans~~ Third Agreement Preamble 8 Term Cross-Reference Vice Chairman Section ~~8.18(b~~5.3(d) ~~One-Step Spin-Off Recitals Outside Date~~ Vice Chairmen Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.3(d)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Additional Miami Public Documents Section ~~3.5(b)(ii~~6.8(a) ADR Section 7.24(a) ADR Facility Section 7.24(a) ADS Recitals Agent Section 3.2(a) Agent Agreement ~~Preamble~~ Section 3.2(a) Alternative Commitment Letter Section 7.7(a) Alternative Financing Section ~~8.8(b~~7.7(a) Alternative ~~Transaction Resolutions~~ Financing Agreements Section ~~8.6(b)(ii)(D~~7.7(b) Alternative ~~Transaction Structure~~ Notice Section ~~3.4(a~~7.10(b) Announcement Section 7.23(c) Approvals Section ~~8.7(a)(i~~7.6(a) ~~Asset Sale~~ Audited Financial Statements Section ~~3.4(b)(i~~7.17(a) ~~Asset Sale Agreement~~ Certificate of Merger Section ~~3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a)~~ 2.3 Clean-Up Spin-Off ~~Section 8.16~~ Recitals Closing Section ~~2.1~~ 2.2 Closing Date Section ~~2.1 Combination Recitals Combination Documents~~ 2.2 Common Shares Trust Section ~~8.5(a~~3.3(b) Companies Act Section 3.2(b) Competing Proposal Section ~~8.11(f)(i~~7.10(f)(i) ~~Continuing Employee~~ Custodian Section ~~8.18(a)(i~~7.24(a) ~~Contribution Recitals Converted Spinco Option~~ Data Security Requirements Section ~~4.1(a~~5.20(c) ~~Converted Spinco RSU Award~~ Deposit Agreement Section ~~4.1(b~~7.24(a) ~~Converted Spinco SAR~~ Depositary Bank Section ~~4.1(a) Discharge Resolutions Section 8.6(b)(iii~~7.24(a) Distribution Recitals Distribution Documents Section 5.24 Distribution Fund Section 3.2(a) DOJ Section ~~8.7(a~~7.6(a) ~~DTA~~ Effective Time Section ~~3.3(c~~2.3 ERISA Section 5.13(a) ~~Dutch Dividend Withholding Tax~~ Excess ADSs Section 3.3(a) Exchange ~~Agent Section 3.5(a) Exchange Fund Section 3.5(a)~~ Offer Recitals FCPA Section ~~6.10(b) FDCA Section 6.17(a)(i)(A~~5.10(b) Financing Section ~~8.8(a~~7.7(a) Financing Adjustment Amount Section 9.3(f)(i) Financing Agreements Section ~~8.8(d~~7.7(a) ~~First Extended Outside Date~~ Financing Expense Reimbursement Section ~~10.1(c~~9.3(f)(iii) ~~Foundation Support Agreement~~ Financing Obligations Section ~~7.27(b~~6.9(b) Form 8-A Section 7.4(a) Form F-6 Section 7.4(a) FTC Section ~~8.7(a~~7.6(a) ~~Gross Number~~ Houston Preamble Table of Contents Houston Audit Committee Section ~~3.5(b)(i~~4.7 Houston Benefit Plan Section 5.13(a) ~~Indemnified Parties~~ Houston Board Recitals Houston Non-U.S. Plan Section ~~8.10(a~~5.13(f) ~~Individual Withholding Amount~~ Houston Tax Opinion Section ~~3.5(b)(ii) Initial Outside Date Section 10.1(c~~7.3(b)(i) Interim Period Section ~~8.1(a~~7.1 Intermediate Holdco Preamble Intermediate Holdco Common Stock Section 3.1(a)(vii) ~~Legal Restraint~~ Internal Controls Section ~~9.1(g~~6.8(b) ~~Liquidator~~ Lenders Section 6.9(c) 2.1 Merger Consideration Section 3.1(a)(i) Merger Sub Preamble Merger Sub Common Stock Section 3.1(a)(vi) Miami Preamble Miami Adverse Recommendation Change Section 7.4(e)(iii) Miami Affiliate Contract Section 6.23 Miami Audit Committee Section 6.8(b) Miami Benefit Plan Section 6.13(a) Miami Board Recitals Miami Business Section 6.20(a)(ii) Miami Material Contracts Section 6.12(a) Miami Non-U.S. Plan Section 6.13(f) Miami Public Documents Section 6.8(a) Miami Recommendation Section 6.26 Miami Share Issuance Recitals Miami Shareholder Approval Section 6.27 Miami Shareholders Meeting Section 7.4(e)(i) Miami Voting Debt Section 6.6(b) Multiemployer Plan Section 5.13(d) Negotiation Period Section 7.10(b) NYSE Section 3.3(a) ~~NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals~~ OFAC Section ~~6.10(b)(iii~~5.10(e) ~~Old Plans~~ Official List Section ~~8.18(b)~~ 6.5 One-Step Spin-Off Recitals Outside Date Section ~~10.1(c~~9.1(c) Parties Preamble Party Preamble ~~Permanent Financing~~ PII Section ~~8.8(g~~5.20(c) ~~PHSA~~ Pre-Funded Interest Amount Section ~~6.17(a)(i)(A~~9.3(f)(ii) ~~Pluto~~ Projected Closing Date Section 7.8(b) Protocol Remedies Exception Section 7.23(b) Section 4.2 Schedule TO Section 7.4(a) Seattle Preamble ~~Pluto~~ Table of Contents Seattle Benefit Plan Section ~~6.12(a~~5.13(a) ~~Pluto~~ Seattle Board Recitals ~~Pluto Common Stock Recitals Pluto Covered Employees~~ Seattle Commitment Letter Section ~~8.18 Pluto Expenses~~ 6.9(a) Seattle Controls Section ~~10.3(c~~4.7 Seattle Financial Statements Section 5.8(a) ~~Pluto Tax Opinion~~ Seattle Material Contracts Section ~~8.3(c~~5.11(a) ~~Premium Cap~~ Seattle Shareholder Approval Section ~~8.10(b) Proxy Statement/Prospectus~~ 5.25 Seattle Voting Debt Section ~~8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a~~5.6(b) Separation Recitals ~~Share Sale~~ Separation Committee Section ~~3.2(a~~7.19(b) ~~Share Sale Agreement~~ Sponsor Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a7.23(f) Superior Proposal Section ~~8.11(f)(ii~~7.10(f)(ii) ~~Superior Proposal Notice~~ Surviving Corporation Section ~~8.11(c~~2.1 Takeover Code Section 7.10(b) Termination Payment Section ~~10.3(b~~9.3(b) ~~Utah Preamble Utah Acquisition Agreement~~ Threshold Percentage Section ~~8.11(c~~3.1(c) ~~Utah Affiliate Contract~~ WARN Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.14(d)

Appears in 1 contract

Sources: Merger Agreement (Hewlett Packard Enterprise Co)

Cross-References. ~~Each of the~~ The following capitalized terms is are defined in the Section of the Agreement set forth opposite each such term: ~~Aggregate Withholding Amount~~ Acquisition Proposal Section ~~3.5(b)(ii~~6.6 Articles of Merger Section 1.7 Audited Cyanco Financial Statements Section 3.5(c) Base Shares Section 1.5 Benefit Plan Section 3.8(a) CERCLA Section 3.10(c) Certificates Section 2.2(b) Closing Section 1.8 Closing Date Section 1.8 Company Preamble Company Common Stock Preamble Company Disclosure Schedule Article III Company’s Financial Advisor Section 3.17 Company Intellectual Property Rights Section 3.16(b) Company Material Contracts Section 3.14 Company SEC Reports Section 3.5(a) Company Stock Option Section 2.4(a) Company Stock Option Plan Section 2.4(a) Confidentiality Agreement ~~Preamble Alternative Financing~~ Section ~~8.8(b~~6.5(a) ~~Alternative Transaction Resolutions~~ Cyanco Section ~~8.6(b)(ii)(D~~3.1 Cyanco Financial Statements Section 3.5(c) ~~Alternative Transaction Structure~~ Dissenting Shares Section 2.3(a) Effective Time Section 1.7 Employment Laws Section 3.12(b) Exchange Act Section 1.1(a) GAAP Section 3.5 Governmental Entity Section 3.4(a) ~~Approvals~~ HSR Act Section ~~8.7(a)(i~~3.4(a) ~~Asset Sale Section 3.4(b)(i) Asset Sale~~ Joint Venture Agreement Section ~~3.4(b)(i~~3.1 Major Customers Section 3.21 Major Suppliers Section 3.21 Merger Section 1.4(a) ~~Asset Sale Effective Time~~ Merger Consideration Section ~~3.4(b)(iii~~2.1(c) ~~Calculation~~ Minimum Condition Section ~~8.4(a~~1.1(a) ~~Clean-Up Spin-Off~~ Offer Section ~~8.16 Closing~~ 1.1(a) Offer Documents Section 1.1(b) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Option Consideration Section 2.4(a) Parent Preamble Parent Material Adverse Effect Section 4.1 Paying Agent Section 2.2(a) Principal Company Stockholders Preamble Purchaser Preamble Purchaser Common Stock Section 2.1 ~~Closing Date~~ Proxy Statement Section ~~2.1 Combination Recitals Combination Documents~~ 6.2(a) Real Property Section ~~8.5(a~~3.15(b) ~~Competing Proposal~~ Representatives Section ~~8.11(f)(i~~6.5(a) ~~Continuing Employee~~ SEC Section ~~8.18(a)(i~~1.1(b) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Securities Act Section 3.5(a) ~~Exchange Fund~~ Schedule 14D-9 Section ~~3.5(a~~1.2(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off Schedule TO Section ~~8.5(a~~1.1(b) ~~Subsequent Audited Spinco Financial Statements~~ Shares Preamble Stockholders’ Meeting Section ~~8.25(a~~6.1(a) ~~Subsequent Spinco Financial Statements~~ Subsidiary Section ~~8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a~~3.1(a) Superior Proposal Section ~~8.11(f)(ii~~6.6 Support Agreement Preamble Surviving Corporation Section 1.4(a) ~~Superior Proposal Notice~~ SWDA Section ~~8.11(c~~3.10(c) Termination ~~Payment~~ Fee Section ~~10.3(b~~8.3 Termination Fee Trigger Event Section 8.3 Top-Up Option Section 1.5(a) ~~Utah~~ Top-Up Purchase Section 1.5(a) Top-Up Shares Section 1.5(a) Transaction Agreements Preamble Transactions Preamble URBCA Preamble Utah ~~Acquisition Agreement~~ Control Shares Acquisitions Act Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah 3.19 Voting Debt Section ~~7.6(b) Withholding Tax Confirmation Section 8.4~~3.2(a)

Appears in 1 contract

Sources: Merger Agreement (Nevada Chemicals Inc)

Cross-References. ~~Each of the~~ The following terms is defined elsewhere in this Agreement in the ~~Section~~ Sections set forth ~~opposite such term~~below shall have the respective meanings therein defined: ~~Aggregate Withholding Amount~~ Accounts Receivable Section ~~3.5(b)(ii~~3.9 Adjustment Years Schedule 2.2.2(b), Section (b) Agreement Preamble ~~Alternative Financing~~ APS Facility Renovation Expense Statement Section ~~8.8(b~~2.2.4.1 Arbiter Section 2.2.4.3 Balance Sheet Date Section 3.5(a) ~~Alternative Transaction Resolutions~~ Buyer Preamble Buyer Indemnified Parties Section ~~8.6(b)(ii)(D~~6.3.1 Buyer Indemnifying Parties Section 6.3.2 Buyer's Parent Preamble CGM Section 6.17 Change of Control Schedule 2.2.2(b), Section (i)(i) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Balance Sheets Section 2.2.4.1 Closing Conditions Section 2.4.1 Closing Date Section ~~2.1 Combination Recitals Combination Documents~~ 2.4.1 Closing Date Cash Statement Section ~~8.5(a~~2.2.4.1 Closing Distributions Section 2.3.1 Closing Month Schedule 2.2.2(b), Section (i)(ii) ~~Competing Proposal~~ Closing Statements Section ~~8.11(f)(i) Continuing Employee~~ 2.2.4.1 CNWC Statements Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent 2.2.4.1 Company Preamble Company Balance Sheet Section 3.5(a) ~~Exchange Fund~~ Company Financial Statements Section 3.5(a) Company Insurance Contracts Section 3.21 Company Plans Section 3.13.1 Company Proprietary Rights Section 3.20.1 Consents Section 7.2.4 Court of Chancery Section 9.8 CTA/KAL Sale Agreement Section 3.33 Delaware Federal Court Section 9.8 EAA Section 3.26(a) EBITDA Schedule 2.2.2(b), Section (i)(iii) Employee List Section 3.14.2 Escrow Amount Section 2.2.2(b)(i)(B) Estimated US Closing Balance Sheet Section 2.2.3.1 Estimated US CNWC Section 2.2.3.1 Exchange Act Section 6.5 FCPA Section ~~6.10(b~~3.25 GEA Statement Section 2.2.4.1 Final Post Closing Statements Section 2.2.4.4 First Post-Closing Year Schedule 2.2.2(b), Section (i)(iv) ~~FDCA~~ Holding Company Preamble HSR Act Section ~~6.17(a)(i)(A~~6.9.2(a) ~~Financing~~ IEEPA Section ~~8.8(a~~3.26(a) ~~Financing Agreements~~ IRS Section ~~8.8(d~~3.12.6(b) Indemnification Claim Section 6.3.3 Indemnified Person Section 6.3.3 Indemnifying Party Section 6.3.3 Initial US Purchase Price Adjustment Section 2.2.1.1(b) Interim Statements Section 3.5(a) Liabilities Section 3.7 Material Customers Section 3.28.1 Material Suppliers Section 3.28.2 Materiality Qualifications Section 3.35 Maximum Target for the First ~~Extended Outside Date~~ Post-Closing Year Schedule 2.2.2(b), Section ~~10.1(c~~(a)(i) ~~Foundation Support~~ Maximum Target for the Second Post-Closing Year Schedule 2.2.2(b), Section (b)(i) Minimum Target Schedule 2.2.2(b), Section (c) Minimum Target for the First Post-Closing Year Schedule 2.2.2(b), Section (a)(ii) Maximum Target for the Second Post-Closing Year Schedule 2.2.2(b), Section (b)(ii) Non-Competition Agreement Section ~~7.27(b~~7.2.18 Notice of Claim Section 6.3.3 Operating Company Preamble Party Preamble Permits Section 3.10 Post-Closing Payment Arbiter Schedule 2.2.2(b), Section (g)(ii) ~~FTC~~ Post-Closing Payment Companies Schedule 2.2.2(b), Section ~~8.7(a~~(i)(vi) ~~Gross Number~~ Post-Closing Payments Section ~~3.5(b)(i~~2.2.1(b) Pre-Closing Period Section 5.1.1 Pre-Closing Tax Period Section 6.7.1 PTGH Purchase Price Section 2.2.1.2(b) PTH Purchase Price Section 2.2.1.2(a) Purchase Notice Section 6.20(b)(i) Qualified Plan Section 3.13.2(a) Sale Notice Section 6.20 Second Post-Closing Year Schedule 2.2.2(b), Section (i)(v) Section 3.15 Claims Section 6.3.5.2(a) Section 6.7.1 Claims Section 6.3.5.2(c) Securities Act Section 4.4(b) Section 338 Election Section 6.7.4 Seller Indemnified Parties Section ~~8.10(a~~6.3.2 Seller Indemnifying Parties Section 6.3.1 Seller Objection Section 2.2.4.2 Seller Reps Section 6.3.1 Sellers Preamble Sellers' Objection Schedule 2.2.2(b), Section (g)(i) ~~Individual Withholding~~ Sellers' Representative Preamble; Section 9.9.1 Selling Shareholder Section 6.20(a) Setoff Amount Section ~~3.5(b)(ii) Initial Outside Date~~ 6.3.9 Setoff Notice Section ~~10.1(c) Interim~~ 6.3.9 Shares R. 2 Straddle Period Section ~~8.1(a~~6.7.2 Straddle Period Returns Section 6.7.3(b) ~~Legal Restraint~~ Tax Adjustment Section ~~9.1(g~~6.7.4 Tax Proceeding Section 6.7.12 TES Section 6.20(a) ~~Liquidator~~ Third Amended Loan Agreement Section ~~3.3(a~~9.4 ▇▇▇▇ Section 6.20(a) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Third Party Claim Section ~~8.4(c~~6.3.4(a) ~~New Plans~~ Timken Statement Section ~~8.18(b~~2.2.4.1 Transactions Recital R.5 12-Month Period Schedule 2.2.2(b), Section (c) ~~NYSE Recitals OFAC~~ US Purchase Price Section ~~6.10(b)(iii) Old Plans~~ 2.2.1.1 US Trigger Amount Section ~~8.18(b) One-Step Spin-Off Recitals Outside Date~~ 2.2.3.2 WARN Section ~~10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit~~ 6.22 Welfare Plan Section ~~6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ 3.13.4 WFS Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale 3.16 WFS Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.43.16

Appears in 1 contract

Sources: Share Purchase Agreement (Vse Corp)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Accounting Referee Section ~~3.5(b)(ii~~2.3(d)(i) Acquired Assets Section 1.2 Acquired UPCs Section 1.2(i) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Assumed Benefit Plan Assets Section ~~8.8(b~~1.2(m) ~~Alternative Transaction Resolutions~~ Assumed Liabilities Section ~~8.6(b)(ii)(D~~1.4 Assumed Litigation Section 1.4(h) ~~Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale~~ Bailment Agreement Section ~~3.4(b)(i~~3.2(a)(iv) ~~Asset Sale Effective Time~~ Balance Sheets Section ~~3.4(b)(iii~~4.5(a) ~~Calculation~~ Brazil Environmental Cap Section ~~8.4(a~~9.4(e) ~~Clean-Up Spin-Off~~ Brazil Environmental Deductible Section ~~8.16~~ 9.4(e) Brazil Environmental Indemnity Claim Section 9.3(f) Business Management Executive Section 7.8(b) Business Transfer Documents Section 3.2(a)(ii) Cap Section 9.4(c) Claim Notice Section 9.3(a) Closing Section ~~2.1~~ 3.1 Closing Date Section ~~2.1 Combination Recitals Combination~~ 3.1 Closing Legal Impediment Section 8.1(a) Closing Payment Section 2.1(a) COBRA Section 7.5(a) Competing Activity Section 6.16(a) Confidential Information Section 6.4(b) Confidentiality Agreement Section 6.4(a) Continuation Period Section 7.1(c) Continuing Pension Plan Payment Section 7.12(c) Continuing Pension Plans Section 7.12(b) Controlling Environmental Party Section 9.3(f)(i) Current Representation Section 13.14(a) De Minimis Amount Section 9.4(a) Deductible Section 9.4(b) Designated Person Section 13.14(b) Disability Period Section 7.1(b) DYMO Business Section 1.3(p) Effective Date Introductory Paragraph Employee Representatives Section 7.5(d) Environmental Liabilities Section 1.4(f) Environmental Response Section 9.3(f)(i) Equipment Section 1.2(b) Estimated Closing Adjustment Section 2.2(a) Estimated Closing Adjustment Statement Section 2.2(a) Excluded Assets Section 1.3 Excluded Equipment Section 1.3(o) Excluded HR Liabilities Section 7.4(b) Excluded Liabilities Section 1.5 Excluded Transfer Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) 3.3 91 FCPA Section ~~6.10(b~~4.20(a) ~~FDCA~~ Final Closing Adjustment Section ~~6.17(a)(i)(A~~2.3(e) ~~Financing~~ Final Statement Section ~~8.8(a~~2.3(a)(i) ~~Financing Agreements~~ Financial Statements Section ~~8.8(d~~4.5(a) ~~First Extended Outside Date~~ FSA Participants Section ~~10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i~~7.5(b) Indemnified ~~Parties~~ Party Section ~~8.10(a~~9.3(a) ~~Individual Withholding Amount~~ Indemnifying Party Section ~~3.5(b)(ii~~9.3(a) Initial Outside Date Section ~~10.1(c~~11.1(c) ~~Interim Period~~ Inventory Section ~~8.1(a~~1.2(a) Leased Real Property Section 4.8(b) Leases Section 4.8(b) Legal ~~Restraint~~ Requirement Section ~~9.1(g~~4.13 Liability Section 1.4 Material Contracts Section 4.10(b) ~~Liquidator~~ Material Relationships Section ~~3.3(a~~4.19 Multiemployer Plan Section 4.15(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Non-Controlling Environmental Party Section ~~8.4(c~~9.3(f)(i) ~~New Plans~~ Notice of Disagreement Section ~~8.18(b~~2.3(b)(ii) ~~NYSE Recitals OFAC~~ Offer Employee Section ~~6.10(b)(iii~~7.1(a) ~~Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~11.1(c) ~~Parties Preamble Party Preamble Permanent Financing~~ Owned Real Property Section ~~8.8(g~~4.8(a) ~~PHSA~~ Packaging Section ~~6.17(a)(i)(A~~6.9(a) ~~Pluto Preamble Pluto Benefit~~ Parent Introductory Paragraph Parent Allocation Section 2.4(a) Parent Cafeteria Plan Section ~~6.12(a~~7.5(b) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Parent Equity Award Section ~~8.18(d~~7.7 Parent Fiscal Year Section 7.6 Parent Group Return Section 10.2(a) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Parent Management Executive Section 7.8(a) ~~Utah Shareholders Meeting~~ Parent Retiree Welfare Plans Section ~~8.6(a)(i~~4.15(e) ~~Utah Shareholders Meeting Materials~~ Parties Introductory Paragraph Party Introductory Paragraph Potential Contributor Section ~~8.6(a)(ii~~9.5 Preliminary Statement Section 2.3(a)(i) ~~Utah Shareholders Meeting Resolutions~~ Proprietary Software Section ~~8.6(b)(iii~~4.9(j) ~~Utah Voting Debt~~ Pro-Rata Annual Bonus Section ~~7.6(b~~7.6 PTO Days Section 7.5(c) ~~Withholding~~ Public Official Section 4.20(b) Purchase Price Section 2.1(a) Purchase Price Adjustment Section 2.3(e) Purchase Price Allocation Section 2.4(a) Purchased Company Return Section 10.2(a) Purchaser Introductory Paragraph Purchaser 401(k) Plan Section 7.3 Purchaser Allocation Section 2.4(a) Purchaser Cafeteria Plan Section 7.5(b) -▇▇- ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ Section 9.2(a) Purchaser Return Section 10.2(b) Qualifying Offer Section 7.1(e) Regulatory Fee Section 11.3(b) Retained Customer Program Liabilities Section 1.5(c) Retained IP Section 6.9(a) Seller Indemnitees Section 9.2(b) Seller Retention Agreements Section 7.4(b) Separation Assets Section 1.6 Separation Liabilities Section 1.6 Statement Date Section 4.5(a) Tax ~~Confirmation~~ Claim Notice Section ~~8.4~~10.4(a)(ii) Tax Proceeding Section 10.4(b) Third Party Claim Section 9.3(a) Transfer Taxes Section 10.9 Transferred Employee Section 7.1(a) Transferred HR Liabilities Section 7.4(a) Transition Services Agreement Section 3.2(a)(iii) Union Contracts Section 4.16(a) Unresolved Matters Section 2.3(d)(iii) US Pension Plans Section 7.13 WARN Act Section 1.4(d) Warranty Section 4.21 Welfare Plans Section 7.5(a) ARTICLE XIII GENERAL PROVISIONS

Appears in 1 contract

Sources: Stock and Asset Purchase Agreement

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the text of this Agreement in the locations specified below: Agents Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 13.1 Audit Committee Section ~~3.5(b)(ii~~8.13(d) ~~Agreement~~ Blocker Corp Interests Section 12.6(a) Blocker Preferred Recitals Blocker Sub Preamble ~~Alternative Financing~~ Board of Managers Section ~~8.8(b~~8.1 Capital Account Section 3.5 Chief Executive Officer Section 8.15(c)(i) ~~Alternative Transaction Resolutions~~ Chief Financial Officer Section ~~8.6(b)(ii)(D~~8.15(c)(iii) ~~Alternative Transaction Structure~~ Class C-1 Membership Interests Section ~~3.4(a~~3.1(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Class E Preferred Redemption Date Section ~~2.1 Combination Recitals Combination Documents~~ 12.5(a) Class E Preferred Redemption Notice Section ~~8.5(a~~12.5(a) ~~Competing Proposal~~ Class E Preferred Redemption Value Section ~~8.11(f)(i~~12.5(a) ~~Continuing Employee~~ Class E Preferred Total Coupon Section ~~8.18(a)(i~~12.5(a)(i) ~~Contribution Recitals Converted Spinco Option~~ Company Preamble Compensation Committee Section ~~4.1(a~~8.13(e) ~~Converted Spinco RSU Award~~ Credit Downgrade Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside 5.2 Effective Date Preamble End Date Section ~~10.1(c~~11.2(b) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals ~~Split Off TO~~ FIM Preamble GM Recitals GM Holdco Preamble GM Preferred Holdco Preamble GM Preferred Redemption Date Section ~~8.5(a~~12.4(b) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal GM Preferred Redemption Notice Section ~~8.11(c~~12.4(b) ~~Termination Payment~~ GM Preferred Redemption Value Section ~~10.3(b~~12.4(b) ~~Utah Preamble Utah Acquisition~~ Hurdle Rate Section 5.1(d)(i) Majority Holders Section 7.16 Managers Section 8.1 Moody’s Definition of “Rating Agencies” New Guaranteed Notes Recitals Newco Section 12.6(a) Officers Section 8.15(a) Original Agreement Recitals Pass-through Entity Section ~~8.11(c~~9.5(b) ~~Utah Affiliate Contract~~ Predecessor Recitals Preemptive Holder Section ~~7.22 Utah Anti-Takeover Measure~~ 12.3(a) Preemptive Offer Section ~~7.27(a~~12.3(a) ~~Utah Benefit Plan~~ Preemptive Offer Period Section ~~7.12(a~~12.3(a) ~~Utah Board Recitals Utah Business~~ Preemptive Securities Section ~~7.19(a)(iv~~12.3(a) ~~Utah Cash Award~~ Preemptive Share Section ~~8.18(d~~12.3(b) ~~Utah Covered Employees~~ President Section ~~8.19(a~~8.15(c)(ii)(A) ~~Utah Change in Recommendation~~ President, Auto Finance Section ~~8.11(c~~8.15(c)(ii)(B) ~~Utah Creditors~~ Proceeding Section ~~8.22 Utah Employee~~ 11.1(a) Regulatory Allocations Section ~~8.18(a)(i~~6.15 S&P Definition of “Rating Agencies” Secretary Section 8.15(c)(iv) ~~Utah Healthcare Laws~~ Super Majority Holders Section ~~7.17(b~~7.10 Tax Distributions Section 5.1(e)(ii) ~~Utah Liquidation~~ Tax Matters Member Section ~~3.4(b)(iv) Utah Liquidation Distribution~~ 4.4 Voting Power Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.7(a)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Gmac LLC)

Cross-References. ~~Each of the~~ The following terms is defined elsewhere in this Agreement in the ~~Section~~ Sections set forth ~~opposite such term~~below shall have the respective meanings therein defined: ~~Aggregate Withholding Amount~~ Affected Employees Section ~~3.5(b)(ii)~~ 7.14 Agreement Preamble ~~Alternative Financing~~ Antitrust Filings Section ~~8.8(b~~7.8 Athena Preamble Athena Financial Statements Section 3.5 Athena Government Contract Section 3.24.1 Athena Insurance Contracts Section 3.19 Athena Plans Section 3.11.1 Athena Proprietary Rights Section 3.18.1 Audited Financial Statements Section 3.5 Auditor Section 2.4.3 Bid Section 3.24.1(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Balance Sheet Section 2.4.1 Closing Date Section 2.1 ~~Combination Recitals Combination Documents~~ Company Preamble Company Common Stock Section ~~8.5(a~~3.2.2 Company Share Section 3.2.2 Confidentiality Agreement Section 7.10.1 Direct Claim Notice Section 7.2.4(a) ~~Competing Proposal~~ Direct Claim Notice Period Section ~~8.11(f)(i~~7.2.4(a) ~~Continuing~~ Direct Payment Section 2.2.2 Discussion Period Section 2.4.3 Employee List Section ~~8.18(a)(i) Contribution Recitals Converted Spinco Option~~ 3.12.2 Encumbrances Section ~~4.1(a) Converted Spinco RSU Award~~ 3.15.1 Escrow Section ~~4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange~~ 2.2.3 Escrow Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support 2.2.3 Escrow Agreement Section ~~7.27(b) FTC~~ 2.2.3 Escrow Distribution Section ~~8.7(a) Gross Number~~ 7.2.10 Escrow Payment Section ~~3.5(b)(i) Indemnified Parties~~ 2.2.3 Expenses Section ~~8.10(a) Individual Withholding Amount~~ 7.1.1 FAR Section ~~3.5(b)(ii) Initial Outside Date~~ 3.24.3 Federal Preamble Final Closing Balance Sheet Section ~~10.1(c) Interim Period~~ 2.4.4 GAAP Section ~~8.1(a) Legal Restraint~~ 2.4.1 Governmental Entity Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties 3.4.2 Holding Preamble ~~Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto~~ Holding Common Stock ~~Recitals Pluto Covered Employees~~ Section ~~8.18 Pluto Expenses~~ 3.2.1 Holding Share Section ~~10.3(c) Pluto Tax Opinion~~ 3.2.1 Indemnified Directors and Officers Section ~~8.3(c) Premium Cap~~ 7.13 Indemnified Party Section ~~8.10(b) Proxy Statement/Prospectus~~ 7.2.3 Indemnifying Party Section ~~8.5(a) Remedial Actions~~ 7.2.3 Interim Balance Sheet Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco 3.5 Interim Financial Statements Section ~~6.8(a~~3.5 Objection Section 2.4.2 ▇▇▇▇▇▇▇▇▇ Quarterdeck Section 3.14 OC Section 3.1 OC Interests Section 3.3 Parent Preamble Parent Indemnitees Section 7.2.2(a) ~~Spinco Healthcare Laws~~ Parent Liens Section ~~6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco~~ 2.1 Party or Parties Preamble ~~Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory~~ Permits Section ~~6.17(a)(i)(B~~3.8 Post Closing Tax Period Section 7.6.2(b)(i) ~~Spinco Stock Exchange~~ Pre-Closing Tax Period Section ~~8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt~~ 7.6.2(a) Prior Period Returns Section ~~6.6(b~~7.6.1 Purchase Price Section 2.2.1 SBIR Section 3.24.1(d) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Second Direct Claim Notice Section ~~8.11(c~~7.2.4(a) ~~Termination Payment~~ Second Direct Claim Notice Period Section ~~10.3(b~~7.2.4(a) ~~Utah~~ Seller Preamble ~~Utah Acquisition Agreement~~ Seller Indemnitees Section ~~8.11(c~~7.2.1(a) ~~Utah Affiliate Contract~~ Shares Recitals Special Consents Section ~~7.22 Utah Anti-Takeover Measure~~ 8.2.5 Straddle Period or Straddle Periods Section ~~7.27(a~~7.6.2(a) ~~Utah Benefit~~ Subsidiaries Shares Section 3.3 Survival Date Section 9.1 Transaction Recitals Welfare Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.43.11.6

Appears in 1 contract

Sources: Stock Purchase Agreement (Caci International Inc /De/)

Cross-References. Each of the following terms is defined in the ~~Section~~ section set forth opposite such term~~: Aggregate Withholding Amount~~ . Adverse Recommendation Change Section ~~3.5(b)(ii~~5.2(a) Agreement Preamble ~~Alternative Financing~~ Antitrust Laws Section ~~8.8(b~~6.3(d) ~~Alternative Transaction Resolutions~~ CERCLA Section ~~8.6(b)(ii)(D~~3.16(a) ~~Alternative Transaction Structure~~ Certificate Section 2.1(a) Certificate of Merger Section 1.3 Closing Section 1.2 Closing Date Section 1.2 Code Section 3.13(c) Company Preamble Company Board Section 2.3(f) Company Common Stock Section 3.2(a) Company Disclosure Letter Article III Company Intellectual Property Section 3.15(a) Company Permits Section 3.8 Company Plan Section 3.13(a) Company Preferred Stock Section 3.4(a) ~~Approvals~~ Company Recommendation Section ~~8.7(a)(i~~3.2(c) ~~Asset Sale~~ Company Restricted Share Section ~~3.4(b)(i~~2.3(b) ~~Asset Sale~~ Company Restricted Share Consideration Section 2.3(b) Confidentiality Agreement Section ~~3.4(b)(i~~3.26 D&O Premium Section 6.7(b) ~~Asset Sale~~ Dissenting Shares Section 2.4(a) Effective Time Section ~~3.4(b)(iii~~1.3 Employment Agreements Section 5.1(iv) ~~Calculation~~ Excluded Shares Section ~~8.4(a~~2.1(b) ~~Clean-Up Spin-Off~~ Financial Statements Section ~~8.16 Closing~~ 3.5(c) GAAP Section ~~2.1 Closing~~ 3.4(c)(iv) Governmental Entity Section 3.3 Grant Date Section ~~2.1 Combination Recitals Combination Documents~~ 3.4(c) HSR Act Section ~~8.5(a~~3.3 Indemnified Parties Section 6.7(a) ~~Competing Proposal~~ Intervening Event Section ~~8.11(f)(i~~5.2(b)(ii) ~~Continuing Employee~~ IRS Section ~~8.18(a)(i~~3.13(b) ~~Contribution Recitals Converted Spinco~~ Leased Real Property Section 3.14(a) Material Contract Section 3.9(a) Merger Section 1.1 Merger Consideration Section 2.1(a) Merger Sub Preamble ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Section 3.19 Notice Period Section 5.2(b)(i)(B) Option Consideration Section ~~4.1(a~~2.3(a) ~~Converted Spinco RSU Award~~ Options Section ~~4.1(b~~2.3(a) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section ~~10.1(c~~8.1(b)(i) ~~Foundation Support Agreement~~ Parent Preamble Paying Agent Section ~~7.27(b~~2.2(a) ~~FTC~~ Payment Fund Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b2.2(a) Proxy ~~Statement/Prospectus~~ Statement Section ~~8.5(a~~3.10 Representatives Section 5.2(a) ~~Remedial Actions~~ Restraints Section ~~8.7(b~~7.1(c) ~~Remedies Exception~~ Solvent Section ~~5.2(c~~4.8 Special Meeting Section 6.2(a) ~~Request Section 8.4(a) Sale Agreement~~ Stockholder Approval Section 3.2(a) ~~Securities Filings~~ Stockholders Recitals Subsequent Notice Period Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a5.2(b)(i)(B) Superior Proposal Section ~~8.11(f)(ii~~5.2(c) ~~Superior Proposal Notice~~ Surviving Corporation Section ~~8.11(c~~1.1 Termination Fee Section 8.2(b) ~~Termination Payment~~ Top Customers Section ~~10.3(b~~3.25 Top Suppliers Section 3.25 Transaction Funds Section 4.6 Transactions Section 3.2(a) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Uncertificated Shares Section ~~7.6(c~~2.1(a) ~~Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares~~ Valid Transfer Section ~~7.6(c~~2.2(b) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting ~~Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4~~Agreements Recitals

Appears in 1 contract

Sources: Merger Agreement (Adams Golf Inc)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Accounting Referee Section ~~3.5(b)(ii~~2.3(d)(i) Acquired Assets Section 1.2 Acquired UPCs Section 1.2(i) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Assumed Benefit Plan Assets Section ~~8.8(b~~1.2(m) ~~Alternative Transaction Resolutions~~ Assumed Liabilities Section ~~8.6(b)(ii)(D~~1.4 Assumed Litigation Section 1.4(h) ~~Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale~~ Bailment Agreement Section ~~3.4(b)(i~~3.2(a)(iv) ~~Asset Sale Effective Time~~ Balance Sheets Section ~~3.4(b)(iii~~4.5(a) ~~Calculation~~ Brazil Environmental Cap Section ~~8.4(a~~9.4(e) ~~Clean-Up Spin-Off~~ Brazil Environmental Deductible Section ~~8.16~~ 9.4(e) Brazil Environmental Indemnity Claim Section 9.3(f) Business Management Executive Section 7.8(b) Business Transfer Documents Section 3.2(a)(ii) Cap Section 9.4(c) Claim Notice Section 9.3(a) Closing Section ~~2.1~~ 3.1 Closing Date Section ~~2.1 Combination Recitals Combination~~ 3.1 Closing Legal Impediment Section 8.1(a) Closing Payment Section 2.1(a) COBRA Section 7.5(a) Competing Activity Section 6.16(a) Confidential Information Section 6.4(b) Confidentiality Agreement Section 6.4(a) Continuation Period Section 7.1(c) Continuing Pension Plan Payment Section 7.12(c) Continuing Pension Plans Section 7.12(b) Controlling Environmental Party Section 9.3(f)(i) Current Representation Section 13.14(a) De Minimis Amount Section 9.4(a) Deductible Section 9.4(b) Designated Person Section 13.14(b) Disability Period Section 7.1(b) DYMO Business Section 1.3(p) Effective Date Introductory Paragraph Employee Representatives Section 7.5(d) Environmental Liabilities Section 1.4(f) Environmental Response Section 9.3(f)(i) Equipment Section 1.2(b) Estimated Closing Adjustment Section 2.2(a) Estimated Closing Adjustment Statement Section 2.2(a) Excluded Assets Section 1.3 Excluded Equipment Section 1.3(o) Excluded HR Liabilities Section 7.4(b) Excluded Liabilities Section 1.5 Excluded Transfer Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) 3.3 FCPA Section ~~6.10(b~~4.20(a) ~~FDCA~~ Final Closing Adjustment Section ~~6.17(a)(i)(A~~2.3(e) ~~Financing~~ Final Statement Section ~~8.8(a~~2.3(a)(i) ~~Financing Agreements~~ Financial Statements Section ~~8.8(d~~4.5(a) ~~First Extended Outside Date~~ FSA Participants Section ~~10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i~~7.5(b) Indemnified ~~Parties~~ Party Section ~~8.10(a~~9.3(a) ~~Individual Withholding Amount~~ Indemnifying Party Section ~~3.5(b)(ii~~9.3(a) Initial Outside Date Section ~~10.1(c~~11.1(c) ~~Interim Period~~ Inventory Section ~~8.1(a~~1.2(a) Leased Real Property Section 4.8(b) Leases Section 4.8(b) Legal ~~Restraint~~ Requirement Section ~~9.1(g~~4.13 Liability Section 1.4 Material Contracts Section 4.10(b) ~~Liquidator~~ Material Relationships Section ~~3.3(a~~4.19 Multiemployer Plan Section 4.15(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Non-Controlling Environmental Party Section ~~8.4(c~~9.3(f)(i) ~~New Plans~~ Notice of Disagreement Section ~~8.18(b~~2.3(b)(ii) ~~NYSE Recitals OFAC~~ Offer Employee Section ~~6.10(b)(iii~~7.1(a) ~~Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~11.1(c) ~~Parties Preamble Party Preamble Permanent Financing~~ Owned Real Property Section ~~8.8(g~~4.8(a) ~~PHSA~~ Packaging Section ~~6.17(a)(i)(A~~6.9(a) ~~Pluto Preamble Pluto Benefit~~ Parent Introductory Paragraph Parent Allocation Section 2.4(a) Parent Cafeteria Plan Section ~~6.12(a~~7.5(b) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Parent Equity Award Section ~~8.18(d~~7.7 Parent Fiscal Year Section 7.6 Parent Group Return Section 10.2(a) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Parent Management Executive Section 7.8(a) ~~Utah Shareholders Meeting~~ Parent Retiree Welfare Plans Section ~~8.6(a)(i~~4.15(e) ~~Utah Shareholders Meeting Materials~~ Parties Introductory Paragraph Party Introductory Paragraph Potential Contributor Section ~~8.6(a)(ii~~9.5 Preliminary Statement Section 2.3(a)(i) ~~Utah Shareholders Meeting Resolutions~~ Proprietary Software Section ~~8.6(b)(iii~~4.9(j) ~~Utah Voting Debt~~ Pro-Rata Annual Bonus Section ~~7.6(b~~7.6 PTO Days Section 7.5(c) ~~Withholding~~ Public Official Section 4.20(b) Purchase Price Section 2.1(a) Purchase Price Adjustment Section 2.3(e) Purchase Price Allocation Section 2.4(a) Purchased Company Return Section 10.2(a) Purchaser Introductory Paragraph Purchaser 401(k) Plan Section 7.3 Purchaser Allocation Section 2.4(a) Purchaser Cafeteria Plan Section 7.5(b) Purchaser Indemnitees Section 9.2(a) Purchaser Return Section 10.2(b) Qualifying Offer Section 7.1(e) Regulatory Fee Section 11.3(b) Retained Customer Program Liabilities Section 1.5(c) Retained IP Section 6.9(a) Seller Indemnitees Section 9.2(b) Seller Retention Agreements Section 7.4(b) Separation Assets Section 1.6 Separation Liabilities Section 1.6 Statement Date Section 4.5(a) Tax ~~Confirmation~~ Claim Notice Section ~~8.4~~10.4(a)(ii) Tax Proceeding Section 10.4(b) Third Party Claim Section 9.3(a) Transfer Taxes Section 10.9 Transferred Employee Section 7.1(a) Transferred HR Liabilities Section 7.4(a) Transition Services Agreement Section 3.2(a)(iii) Union Contracts Section 4.16(a) Unresolved Matters Section 2.3(d)(iii) US Pension Plans Section 7.13 WARN Act Section 1.4(d) Warranty Section 4.21 Welfare Plans Section 7.5(a)

Appears in 1 contract

Sources: Stock and Asset Purchase Agreement (Stanley Black & Decker, Inc.)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the ~~Section set forth opposite such term~~text of this Agreement in the locations specified below: Aggregate Withholding Amount Section 3.5(b)(ii) Agreement Preamble Alternative Financing Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy StatementAcceptance/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Rejection Notice Section ~~8.11(c~~9.2(c) ~~Termination Payment~~ Accepted Offer Section ~~10.3(b~~9.2(d) ~~Utah Preamble Utah Acquisition Agreement~~ Accepting Offering Members Section ~~8.11(c~~9.2(d) ~~Utah Affiliate Contract~~ Agents Section ~~7.22 Utah Anti-Takeover Measure~~ 13.1 Audit Committee Section ~~7.27(a~~8.13(d) ~~Utah Benefit Plan~~ Blocker Corp Interests Section ~~7.12(a~~12.6(a) ~~Utah~~ Board ~~Recitals Utah Business~~ of Managers Section ~~7.19(a)(iv~~8.1 Capital Account Section 3.5 Capmark Section 12.7 Chairman Section 8.3(a)(v) ~~Utah Cash Award~~ Chief Executive Officer Section ~~8.18(d~~8.15(c)(i) ~~Utah Covered Employees~~ Chief Financial Officer Section ~~8.19(a~~8.15(c)(iii) ~~Utah Change in Recommendation~~ Class A Managers Section ~~8.11(c~~8.3(a)(i) ~~Utah Creditors~~ Class B Managers Section ~~8.22 Utah Employee Section 8.18(a)(i~~8.3(a)(ii) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Class C-1 Membership Interests Section 3.1(a) ~~Utah Merger Notes~~ Co-Sale Member Section ~~3.1(g)(ii~~9.2(f) ~~Utah Merger Proposal~~ Co-Sale Offer Section ~~3.1(g)(i~~9.2(b) ~~Utah Merger Resolution~~ Company Preamble Compensation Committee Section ~~8.6(b)(ii)(A~~8.13(e) ~~Utah~~ Credit Downgrade Section 5.3 Direct Conflict Section 8.7 Distributable Amount Section 5.1(b) Effective Date Preamble Exempt Transfer Section 9.1 FIM Preamble First Amendment Recitals GM Recitals GM Control Assignee Definition of “Initial Class B Holders” GM Holdco Preamble GM Preferred Holdco Preamble Hurdle Rate Section 5.1(b)(ii) Indemnified Persons Section 11.1(a) Independent Auditor Section 4.6 Indirect Conflict Section 8.7 Managers Section 8.1 Newco ~~Preamble Utah Newco Board~~ Section 12.6(a) Offer Section 9.2(b) Offering Members Section 9.2(b) Offered Membership Interests Section 9.2(a) Officers Section 8.15(a) Original Agreement Recitals ~~Utah Newco Liquidation~~ Pass-through Entity Section ~~3.3(a~~9.6(d) ~~Utah Newco Liquidation Distribution~~ Predecessor Recitals Preemptive Holder Section ~~3.3(a~~12.3(a) ~~Utah Newco Liquidation Resolutions~~ Preemptive Offer Section ~~8.6(b)(ii)(C~~12.3(a) ~~Utah Newco Ordinary Shares~~ Preemptive Offer Period Section ~~7.6(c~~12.3(a) ~~Utah Newco Sub Preamble Utah Newco Sub Board~~ Preemptive Reoffer Period Section 12.3(c) Preemptive Securities Section 12.3(a) Preemptive Share Section 12.3(b) President Section 8.15(c)(ii)(A) President, Auto Finance Section 8.15(c)(ii)(B) Pro Rata Share Section 9.2(f) Proceeding Section 11.1(a) Purchase Agreement Recitals ~~Utah Newco Sub Ordinary Shares~~ Purchasing Holder Section ~~7.6(c~~12.3(f) ~~Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock~~ Redemption Date Section ~~7.6(a~~12.5(b) ~~Utah Recommendation Recitals Utah~~ Redemption Notice Section 12.5(b) Redemption Value Section 12.5(b) Regulatory ~~Agency~~ Allocations Section ~~7.17(a~~6.15 ResCap Section 12.7 Sale Notice Section 9.2(a) ~~Utah Regulatory Permits~~ Secretary Section ~~7.17(a~~8.15(c)(iv) ~~Utah SEC Documents~~ Subinterest Section ~~7.8(a~~12.7 Tax Matters Member Section 4.4 Ten Percent Holders Section 9.2(b) ~~Utah Shareholders Meeting~~ Transferring Holder Section ~~8.6(a)(i~~9.2(a) ~~Utah Shareholders Meeting Materials~~ Voting Power Section ~~8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4~~7.7(a)

Appears in 1 contract

Sources: Limited Liability Company Operating Agreement (Gmac LLC)

Cross-References. ~~Each of~~ In addition to the terms set forth in Section 1.1, the following terms is are defined in the text of this Agreement in the locations specified below: Term Cross-Reference 2012 Special Meeting Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 8.4(g) Additional Purchase Right Section ~~3.5(b)(ii~~12.5(b) Agents Section 13.1 Applicable Distribution Percentage Section 5.1 Asset Purchase Recitals Assumed Tax Rate Section 5.5 Board of Managers Section 8.1(a) Capital Account Section 3.5 Chairman Section 8.4(b) Chief Executive Officer Section 8.13(c)(i) Chief Financial Officer Section 8.13(c)(iii) Class A Redemption Agreement ~~Preamble Alternative Financing~~ Recitals Class C Redemption Agreement Recitals Competitive Information Section 8.8(b) Alternative Transaction Resolutions Section 8.6(b)(ii)(D) Alternative Transaction Structure Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Commencement Date Section ~~2.1 Combination~~ 14.14(b) Diluted Drag-Along Percentage Section 14.15(c) DIP Holdco 3 Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Direct Conflict Section 8.8(a) ~~Financing Agreements~~ Drag-Along Percentage Section ~~8.8(d~~14.15(a) ~~First Extended Outside~~ Drag-Along Sale Section 14.15(a) Drag-Along Sellers Section 14.15(a) Drag-Along Sale Notice Section 14.15(a) Dragged Holder Section 14.15(a) Early Release Date Section ~~10.1(c~~14.14(a) ~~Foundation Support~~ Electing Member Section 12.5(b) ▇▇▇▇▇▇▇ Recitals Equity Amount Section 14.1 Fourth Amended Agreement Effective Date Preamble General Motors Recitals Incremental Shares Section ~~7.27(b~~14.15(b) ~~FTC~~ Incremental Share Notice Section ~~8.7(a) Gross Number Section 3.5(b)(i~~14.15(c) Indemnified ~~Parties~~ Persons Section ~~8.10(a~~11.1(a) ~~Individual Withholding Amount~~ Independent Auditor Section ~~3.5(b)(ii~~4.4 Indirect Conflict Section 8.8(a) Initial ~~Outside~~ Effective Date Recitals Insolvency Act Section ~~10.1(c~~7.11(b) ~~Interim~~ Investment Commitment Agreement Recitals IRS Section 4.3(a)(ii) Issuance Notice Section 12.5(a) Issuer Shares Section 14.14(a) Lead Underwriters Section 14.14(a) LLP Preamble Lock-Up Period Section 14.14(a) Management Interests Section 14.1 Managers Section 8.1(a) ~~Legal Restraint~~ MDA Recitals Non-Exercising Members Section ~~9.1(g~~12.5(b) ~~Liquidator~~ Officers Section ~~3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii~~8.13(a) Old ~~Plans~~ Delphi Recitals Other Class B Holders Recitals PBGC Recitals President Section ~~8.18(b~~8.13(c)(ii) ~~One-Step Spin-Off Recitals Outside~~ Pricing Committee Section 14.16 Proceeding Section 11.1(a) Public Offering Date Section ~~10.1(c~~14.14(a) ~~Parties Preamble Party Preamble Permanent Financing~~ Purchasing Member Section ~~8.8(g~~12.5(d) ~~PHSA~~ Redemptions Recitals Reduction Percentage Section ~~6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan~~ 5.1 Regulatory Allocations Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal 6.14 Removal Notice Section ~~8.11(c~~7.8 Reorganization Plan Recitals Requested Drag-Along Sale Notice Section 14.15(a) ~~Termination Payment~~ Rights Modification Agreement Recitals Second Amended Agreement Recitals Secretary Section ~~10.3(b~~8.13(c)(iv) ~~Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board~~ Specified Holders Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Tax Distribution Section ~~3.4(b)(iv~~5.5 Tax Matters Member Section 4.3(a) ~~Utah Material Contracts~~ Third Amended Agreement Preamble Voting Power Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.7(a)

Appears in 1 contract

Sources: Limited Liability Partnership Agreement (Delphi Automotive PLC)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ 280G Vote Section ~~3.5(b)(ii~~6.15 401(k) Plan Section 7.1 Accounting Referee Section 1.4(d)(i) Adjustment Review Period Section 1.4(b)(i) Agreed Adjustment Modifications Section 1.4(c) Agreement Preamble ~~Alternative Financing~~ Anti-Corruption Laws Section ~~8.8(b~~4.15 Balance Sheet Section 4.6(a) ~~Alternative Transaction Resolutions~~ Balance Sheet Date Section ~~8.6(b)(ii)(D~~4.6(a) ~~Alternative Transaction Structure~~ Books and Records Section ~~3.4(a~~4.22 Business IP Section 4.9(b) ~~Approvals~~ CCPA Section ~~8.7(a)(i~~4.9(q) ~~Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ Closing Section 2.1 Closing Date Section 2.1 ~~Combination Recitals Combination Documents~~ Closing Failure Notice Section ~~8.5(a~~11.1(f) ~~Competing Proposal~~ Closing Legal Impediment Section ~~8.11(f)(i~~8.1(a) ~~Continuing~~ Closing Purchase Price Section 1.2(a) Company Preamble Company Confidential Information Section 6.5(b) Company Employee Section ~~8.18(a)(i~~7.1 Company Fundamental Representations Section 8.2(a)(ii) ~~Contribution Recitals Converted Spinco Option~~ Company Officer’s Certificate Section ~~4.1(a~~8.2(f) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Confidentiality Agreement Section ~~7.27(b~~6.5(a) ~~FTC~~ Current Financial Statements Section ~~8.7(a~~4.6(a) ~~Gross Number~~ D&O Indemnified Party Section ~~3.5(b)(i~~6.13(a) ~~Indemnified Parties~~ D&O Policy Section ~~8.10(a~~6.13(b) D&O Tail Policy Section 6.13(b) Disqualified Individual ~~Withholding Amount~~ Section ~~3.5(b)(ii~~6.15 Dual Hat Individual Section 6.5(b) Effective Time Section 2.1 Employment Communications Section 7.4 Employment Matters Section 7.4 Employment Offer Letters Section 7.4 Enforceability Exceptions Section 3.2 Escrow Account Section 2.2(c)(iv) Estimated Closing Adjustment Statement Section 1.3 Estimated Closing Cash Section 1.3 Estimated Closing Indebtedness Section 1.3 Estimated Closing Net Working Capital Section 1.3 Estimated Closing Transaction Expenses Section 1.3 Execution Date Preamble Existing Indemnification Agreement Section 6.13(a) Foreign Benefit Plan Section 4.17(a) GDPR Definition of “Privacy Laws” Initial Outside Date Section ~~10.1(c~~11.1(c) Insurance Policies Section 4.20 Interim ~~Period~~ Financial Statements Section ~~8.1(a~~6.17(a) Invoice Section 6.10(b) Key Customer Section 4.11(a) Key Vendor Section 4.11(b) Labor Agreement Section 4.10(a)(ix) Leased Real Property Section 4.8(b) Leases Section 4.8(b) Legal ~~Restraint~~ Requirement Section ~~9.1(g~~4.14(a) ~~Liquidator~~ Material Contracts Section ~~3.3(a~~4.10(a) ~~NASDAQ~~ Needed Financial Statements Section 6.17(a) Non-Recourse Party Section 13.14 Notice of Disagreement Section 1.4(b)(ii) Offer Letter Recitals ~~Negative Withholding Tax Confirmation~~ Original Closing Date Section ~~8.4(c~~2.1 Other Interested Party Section 6.14(c) ~~New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ Outside Date Section ~~10.1(c~~11.1(c) ~~Parties Preamble~~ Parachute Payment Waiver Section 6.15 Party Preamble ~~Permanent Financing~~ Payoff Letter Section ~~8.8(g~~6.10(a) ~~PHSA~~ Pre-Closing Period Section ~~6.17(a)(i)(A~~6.1(a) ~~Pluto~~ Preliminary Adjustment Statement Section 1.4(a) Purchaser Preamble ~~Pluto Benefit Plan~~ Purchaser Arrangements Section ~~6.12(a~~6.15 Purchaser Confidential Information Section 6.5(b) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Purchaser Cure Period Section ~~8.18 Pluto Expenses~~ 11.1(e) Purchaser Excluded Claim Section ~~10.3(c~~6.12(b)(i) ~~Pluto Tax Opinion~~ Purchaser Officer’s Certificate Section 8.3(c) ~~Premium Cap~~ Purchaser Released Claim Section ~~8.10(b~~6.12(a)(i) ~~Proxy Statement/Prospectus~~ Purchaser Releasee Section ~~8.5(a~~6.12(a)(i) Purchaser Releasor Section 6.12(a)(i) Remedial Actions Section ~~8.7(b~~6.3(c) ~~Remedies Exception~~ Required Disclosure Section ~~5.2(c~~6.5(c) ~~Request~~ Restrictive Covenant Agreement Recitals Sanctions Section ~~8.4(a~~4.14(c) ~~Sale Agreement~~ Section ~~3.2(a~~280G Approval Section 6.15 Security Incident Section 4.9(l) ~~Securities Filings~~ Security Plan Section ~~8.5(a~~4.9(l) ~~Separation Recitals Share Sale~~ Seller Preamble Seller Cure Period Section ~~3.2(a~~11.1(d) Seller Excluded Claim Section 6.12(a)(i) Seller Fundamental Representations Section 8.2(a)(i) Seller Officer’s Certificate Section 8.2(e) Seller Released Claim Section 6.12(a)(i) Seller Releasee Section 6.12(a)(i) Seller Releasor Section 6.12(a)(i) Share ~~Sale Agreement~~ Purchase Recitals Shortfall Amount Section ~~3.2(a~~1.4(e)(ii) ~~Share Sale Deed of Transfer~~ Siris Fund II Recitals Stratus Bermuda Section ~~3.2(b~~4.6(a) ~~Share Sale Effective Time~~ Tax Incentive Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c4.16(x) Termination ~~Payment~~ Rights Section ~~10.3(b~~7.3 Trade Controls Section 4.14(c) ~~Utah Preamble Utah Acquisition Agreement~~ Transfer Taxes Section ~~8.11(c~~10.1 Unresolved Matters Section 1.4(d)(iii) ~~Utah Affiliate Contract~~ WARN Act Section ~~7.22 Utah Anti-Takeover Measure~~ 4.18(l) VDR Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.413.7

Appears in 1 contract

Sources: Share Purchase Agreement (SMART Global Holdings, Inc.)

Cross-References. Each of the following terms ~~is defined~~ shall have the meaning specified in the Section of this Agreement set forth opposite such term: ~~Aggregate Withholding~~ TERM SECTION Accountants Section 2.4(d) Actual Closing Schedule Section 2.4(b) Adjustment Escrow Amount Section ~~3.5(b)(ii~~2.3(b) Adjustment Escrow Fund Section 2.3(b) Affiliated Persons Section 6.1(a) Agreement Preamble ~~Alternative Financing~~ Assets Section ~~8.8(b~~4.7 Balance Sheet Section 4.4(a)(ii) ~~Alternative Transaction Resolutions~~ Balance Sheet Date Section ~~8.6(b)(ii)(D~~4.4(a)(ii) ~~Alternative Transaction Structure~~ Base Amount Section ~~3.4(a~~2.2 Business Partner Section 6.1(c) Buyer Preamble Buyer Returns Section 6.2(a) Closing Section 7.1 Closing Date Section 7.1 Closing Payment Section 2.3(c) Company Recital B Company Intellectual Property Section 4.8(c) Company Shares Recital D Confidentiality Agreement Section 6.1(a) Confidentiality Exceptions Section 6.1(a) Data Partners Section 4.24 Data Protection Requirements Section 4.24 Deductible Section 8.5(a) Direct Claim Section 8.4(h) Direct Claim Notice Section 8.4(h) Employee Benefit Plan(s) Section 4.16(a) Employment Agreement(s) Section 7.2(e) Escrow Agent Section 2.3(b) Escrow Agreement Section 2.3(b) Estimated Closing Amount Section 2.4(a) Estimated Closing Schedule Section 2.4(a) Executive Order Definition of “Sanction Laws” Export Approvals Section ~~8.7(a)(i~~4.26(a) ~~Asset Sale~~ Final Closing Amount Section ~~3.4(b)(i~~2.4(e) ~~Asset Sale Agreement~~ Final Net Working Capital Section ~~3.4(b)(i~~2.4(e) ~~Asset Sale Effective Time~~ Financial Statements Section ~~3.4(b)(iii~~4.4(a) ~~Calculation~~ Holdings Preamble Holdings Shares Recital C Immaterial Software License Section 4.8(b) Improvements Section 4.19(b) Incidental License Section 4.8(b) Indemnified Party Section 8.4(a) ~~Clean-Up Spin-Off~~ Indemnifying Party Section ~~8.16 Closing Section 2.1 Closing~~ 8.4(a) Indemnity Holdback Release Date Section ~~2.1 Combination Recitals Combination Documents~~ 8.5(h)(ii) Initial Deductible Section 8.5(a) ~~Competing Proposal~~ Initial Indemnity Holdback Release Date Section ~~8.11(f)(i~~8.5(h)(i) ~~Continuing~~ Insurance Policies Section 4.15 Key Employee Section ~~8.18(a)(i~~4.17(b) ~~Contribution Recitals Converted Spinco Option~~ Leased Real Property Section ~~4.1(a~~4.19(b) ~~Converted Spinco RSU Award~~ Net Recoveries Section ~~4.1(b~~8.5(e)(ii) ~~Converted Spinco SAR~~ Notary Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.47.3(e)

Appears in 1 contract

Sources: Shares Purchase Agreement (One Stop Systems, Inc.)

Cross-References. ~~Each~~ For purposes of this Agreement, the following terms ~~is defined~~ have the meanings set forth in the sections indicated: Term Section ~~set forth opposite such term: Aggregate Withholding Amount~~ ---- ------- Adjusted Class B Percentage Section ~~3.5(b)(ii~~2.1(b)(i) ~~Agreement Preamble Alternative Financing~~ Agreed Nominee Section ~~8.8(b~~2.1(b) ~~Alternative Transaction Resolutions~~ Allocable First Offer Shares Section ~~8.6(b)(ii)(D~~3.4(a)(ii) ~~Alternative Transaction Structure~~ Company Indemnified Parties Section 4.6(a) Company Notice Section 4.1(a) - 5 - 9 Term Section ---- ------- Consenting Stockholder Group Section 2.1(b) Converting Stockholder Section 3.4(a) Approvals Section 8.7(a)(i) Asset Sale Section 3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a) Competing Proposal Section 8.11(f)(i) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Demand Notice Section 4.1(a) ~~Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR~~ Demand Registrations Section 4.1(a) ~~Discharge Resolutions~~ Electing Stockholder Section ~~8.6(b)(iii~~3.4(a)(i) ~~Distribution Recitals DOJ~~ Eligible Holder Section ~~8.7(a~~4.1(a) ~~DTA~~ Excess Shares Section 3.7(a) Excess Shares Stockholder Section 3.7(a) First Appraiser Section 3.5(d)(i) First Offer Electing Stockholder Section 3.4(a)(i) First Offer Notice of Sale Section 3.4(a) First Offer Shares Section 3.4(a) First Refusal Electing Stockholder Section 3.5(a)(i) First Refusal Notice of Sale Section 3.5(a) First Refusal Shares Section 3.5(a) First Refusal Stockholders Section 3.5(a) Free-to-Convert Date Section 3.4(b) Free-to-Convert Shares Section 3.4(b) Independent Director Section 2.1(b)(iii) Maximum Amount Section 4.1(f) Minimum Condition Section 4.1(a) Notices of Sale Section 3.6(a) Offered Shares Section 3.6(a) Pre-IPO Electing Stockholder Section 3.6(a)(i) Pre-IPO Notice of Sale Section 3.6(a) - 6 - 10 Term Section ---- ------- Pre-IPO Offered Shares Section 3.6(a) Pre-IPO Offeror Section 3.6(a) Pre-IPO Period Section 3.6(a) Qualifying First Offer Amount Section 3.4(a) Reorganization Agreement Section 3.3(c) ~~Dutch Dividend Withholding Tax~~ Second Appraiser Section ~~3.3(a~~3.5(d)(i) ~~Exchange Agent~~ Selling Stockholder Section 3.5(a) ~~Exchange Fund~~ Stockholder Indemnified Parties Section 4.6(b) Third Appraiser Section 3.5(d)(iii) Third Party Offer Section 3.5(a) ~~FCPA~~ Third Party Offeror Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.43.5(a)

Appears in 1 contract

Sources: Stockholders' Agreement (Tele Communications Inc /Co/)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Agent Section ~~3.5(b)(ii~~3.2(a) Alternative Acquisition Agreement ~~Preamble~~ Section 7.9(b)(i)(2) Alternative Financing Section ~~8.8(b~~7.27(b) ~~Alternative Transaction Resolutions~~ Outside Counsel Only Material Section ~~8.6(b)(ii)(D~~7.6(e) ~~Alternative Transaction Structure~~ Antitrust Extension Period Section ~~3.4(a~~9.2(a) Approvals Section ~~8.7(a)(i~~7.6(a) ~~Asset Sale~~ Bankruptcy and Equity Exception Section ~~3.4(b)(i~~4.2 Certificate of Merger Section 2.3 Chosen Courts Section 10.4(b) ~~Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ Closing Section ~~2.1~~ 2.2 Closing Date Section ~~2.1 Combination Recitals Combination Documents~~ 2.2 Common Shares Trust Section ~~8.5(a~~3.3(b) Competing Proposal Section ~~8.11(f)(i~~7.9(f)(i) Continuing ~~Employee~~ Employees Section ~~8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a~~7.22(a) Converted ~~Spinco~~ PSU Award Section 3.5(b) Converted RSU Award Section ~~4.1(b~~3.5(a) ~~Converted Spinco SAR~~ Costs Section ~~4.1(a~~7.27(f) ~~Discharge Resolutions~~ Debt Commitment Letter Section ~~8.6(b)(iii~~7.27(a) Distribution Recitals Distribution Documents Section 5.21 Distribution Fund Section 3.2(a) Distribution True-Up Adjustment Section 3.1(d) DOJ Section ~~8.7(a~~7.6(e) ~~DTA~~ ▇▇▇▇▇ Ohio Recitals ▇▇▇▇▇ Ohio Contribution Recitals ▇▇▇▇▇ Ohio Distribution Recitals Effective Time Section ~~3.3(c) Dutch Dividend Withholding Tax~~ 2.3 Excess Shares Section 3.3(a) Exchange ~~Agent~~ Offer Recitals Existing Credit Agreement Section ~~3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A)~~ 7.28 Financing Section ~~8.8(a~~7.27(a) Financing Agreements Section ~~8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b~~7.27(d) FTC Section ~~8.7(a) Gross Number Section 3.5(b)(i~~7.6(e) Indemnified ~~Parties~~ Directors and Officers Section ~~8.10(a) Individual Withholding Amount Section 3.5(b)(ii~~7.8(a) Initial ~~Outside~~ SpinCo Audited Financial Statements Section 7.16(a) Initial SpinCo Audited Financial Statements Delivery Date Section ~~10.1(c~~7.16(a) Interim Financial Period Section 7.16(b) IT Separation Activities Section 7.34(a) IT Separation and Migration Section 7.34(a) IT Separation Costs Section 7.34(b) Interim Period Section ~~8.1(a~~7.1(a) ~~Legal Restraint~~ Lenders Section ~~9.1(g~~7.27(a) ~~Liquidator~~ Merger Section ~~3.3(a~~2.1 Merger Partner Preamble Merger Partner Approvals Section 6.4(a) ~~NASDAQ~~ Merger Partner Audited Financial Statements Section 7.16(c) Merger Partner Board Recitals ~~Negative Withholding~~ Merger Partner Change of Recommendation Section 7.9(b)(i)(1) Merger Partner Director RSU Section 3.5(d) Merger Partner Employee List Section 3.5(d) Merger Partner Interim Financial Statements Section 7.16(d) Merger Partner IT Assets Section 5.15(k) Merger Partner Labor Agreements Section 6.13 Merger Partner Licenses Section 6.8(b) Merger Partner Material Contract Section 6.9(a)(xii) Merger Partner Non-U.S. Benefit Plan Section 6.11(a) Merger Partner Notes Section 7.30 Merger Partner Notes Indentures Section 7.29 Merger Partner Payoff Letter Section 7.28 Merger Partner PSUs Section 3.5(c) Merger Partner Recommendation Section 6.3(b) Merger Partner Refinancing Section 7.27(a) Merger Partner Reports Section 6.5(a) Merger Partner Rollover PSU Section 3.5(b) Merger Partner Rollover RSU Section 3.5(a) Merger Partner RSUs Section 3.5(c) Merger Partner Single-Trigger PSU Section 3.5(c) Merger Partner Single-Trigger RSU Section 3.5(c) Merger Partner Stockholder Approval Section 6.3(a) Merger Partner Stockholders Meeting Section 7.4(e) Merger Partner Third-Party Consents Section 6.4(b) Merger Sub Preamble Merger Sub Approval Section 5.3(a) Merger Sub Common Stock Section 3.1(b) Merger Tax ~~Confirmation~~ Opinion Section ~~8.4(c~~7.3(b)(ii) ~~New Plans~~ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Section ~~8.18(b~~4.5 Multiemployer Plan Section 5.11(f) ~~NYSE Recitals~~ Multiple Employer Plan Section 5.11(f) Noteholder Action Section 7.29 Notice Period Section 7.9(b)(ii) OFAC Section ~~6.10(b)(iii) Old Plans Section 8.18(b~~5.8(e) One-Step Spin-Off Recitals Outside Date Section ~~10.1(c~~9.2(a) Parent Preamble Parent Approvals Section 4.3(a) Parent Board Recitals Parent Irish Tax Opinion Section 7.3(b)(i) Parent Nominees Section 2.5(c) Parent Spin-Off Tax Opinion Section 7.3(b)(i) Parent Tax Opinions Section 7.3(b)(i) Parent Third-Party Consents Section 4.3(b) Parties Preamble Party Preamble ~~Permanent Financing~~ Redemption Section ~~8.8(g) PHSA~~ 7.29 Regulatory Litigation Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a7.6(d) Remedial Actions Section ~~8.7(b~~7.6(d) ~~Remedies Exception~~ Required Financial Statements Section ~~5.2(c~~7.27(d) ~~Request~~ ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section ~~8.4(a~~5.5(e) ~~Sale Agreement~~ Schedule TO Section ~~3.2(a~~7.4(a) Securities Filings Section ~~8.5(a~~7.4(c) Separation Recitals ~~Share Sale~~ SpinCo Preamble SpinCo Audited Financial Statements Section ~~3.2(a~~7.16(a) ~~Share Sale Agreement~~ SpinCo Board Recitals SpinCo Employee List Section ~~3.2(a~~5.12(i) ~~Share Sale Deed of Transfer~~ SpinCo Financial Statements Section ~~3.2(b~~5.5(a) ~~Share Sale Effective Time~~ SpinCo Initial Interim Financial Statements Section ~~3.2(b~~5.5(b) ~~Share Sale Resolution~~ SpinCo Interim Financial Statements Section ~~8.6(b)(ii)(B~~7.16(b) ~~Spinco Preamble Spinco Affiliate~~ SpinCo IT Assets Section 5.15(h) SpinCo Labor Agreements Section 5.12(a) SpinCo Licenses Section 5.8(b) SpinCo Material Contract Section ~~6.22 Spinco~~ 5.9(a)(x) SpinCo Non-U.S. Benefit Plan Section ~~6.12(a~~5.11(a) ~~Spinco Board~~ SpinCo Proposal Section 7.9 SpinCo Share Issuance Recitals ~~Spinco Commitment Letter~~ SpinCo Shareholder Approval Section ~~8.8(a~~5.3(a) ~~Spinco Common Stock Recitals Spinco Common Stock Sale~~ SpinCo Third-Party Consents Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a5.4(b) Superior Proposal Section ~~8.11(f)(ii~~7.9(f)(ii) ~~Superior Proposal Notice~~ Surviving Corporation Section ~~8.11(c~~2.1 Takeover Statute Section 5.17 Termination Fee Section 9.5(b)(iii) ~~Termination Payment~~ Threshold Percentage Section ~~10.3(b~~3.1(d) ~~Utah Preamble Utah Acquisition Agreement~~ Transfer Taxes Section ~~8.11(c) Utah Affiliate Contract~~ 7.24 WARN Act Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.12(d)

Appears in 1 contract

Sources: Merger Agreement (DANA Inc)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ 355(e) Threshold Section ~~3.5(b)(ii~~3.1(c)(i) Additional Parent SEC Documents Section 6.8(a) Agent Agreement ~~Preamble~~ Section 3.3(b) Alternative Financing Section ~~8.8(b~~7.6(b) Alternative ~~Transaction Resolutions~~ Notice Section ~~8.6(b)(ii)(D~~7.9(c) ~~Alternative Transaction Structure~~ Anticorruption Laws Section ~~3.4(a~~5.17(c) ~~Approvals~~ Applicable Stock Section ~~8.7(a)(i~~3.1(c)(i) ~~Asset Sale~~ Articles of Amendment Section ~~3.4(b)(i) Asset Sale Agreement~~ 2.6 Certificates of Merger Section ~~3.4(b)(i) Asset Sale Effective Time~~ 2.3 Chosen Courts Section ~~3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ 10.2 Closing Section ~~2.1~~ 2.2 Closing Date Section ~~2.1 Combination~~ 2.2 COBRA Section 5.18(g) Company Preamble Company Audit Committee Section 4.7 Company Board Recitals ~~Combination Documents~~ Company Designated Directors Section ~~8.5(a~~2.5(a) Company Personnel IP Contracts Section 5.19(d) Competing Proposal Section ~~8.11(f)(i~~7.9(g)(i) ~~Continuing Employee~~ Corporate Integration Committee Section ~~8.18(a)(i~~2.5(a) ~~Contribution Recitals Converted Spinco Option~~ Debt Commitment Letter Section ~~4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii~~7.6(a) Distribution Recitals ~~DOJ~~ Distribution Documents Section ~~8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a)~~ 5.23 Distribution Shares Recitals DutchCo Preamble DutchCo Board Recitals DutchCo Distribution Recitals Exchange Agent Section ~~3.5(a~~3.3(b) Exchange Fund Section ~~3.5(a~~3.3(b) ~~FCPA~~ Expense Reimbursement Section ~~6.10(b~~9.3(c) ~~FDCA~~ FDA Section ~~6.17(a)(i)(A~~5.27(a) Financing Section ~~8.8(a~~7.6(a) Financing Agreements Section ~~8.8(d~~7.6(f) First ~~Extended Outside Date~~ Merger Section ~~10.1(c~~2.1(a) ~~Foundation Support Agreement~~ First Merger Certificate of Merger Section ~~7.27(b~~2.3 First Merger Effective Time Section 2.3 First Merger Surviving Corporation Section 2.1(a) Food Authority Section 5.27(a) FTC Section ~~8.7(a) Gross Number Section 3.5(b)(i~~5.27(a) Indemnified Parties Section ~~8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c~~7.8(a) Interim Period Section ~~8.1(a~~7.1 IRS Submission Section 7.3(e) ~~Legal Restraint~~ Maximum Impacted Historical Revenue ‎Section 7.5(c) Merger Consideration Section ~~9.1(g~~3.1(a)(i) ~~Liquidator~~ Merger Sub Preamble Merger Sub I Preamble Merger Sub II Preamble Merger Subs Preamble Mergers Section ~~3.3(a~~2.1(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Negotiation Period Section ~~8.4(c~~7.9(c) ~~New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off~~ Note Distribution Recitals Outside Date Section ~~10.1(c~~9.1(b) Parent Preamble Parent Adverse Recommendation Change Section 7.9(a) Parent Audit Committee Section 6.8(b) Parent Board Recitals Parent Board Recommendation Recitals Parent CBA Section 6.15(a) Parent Charter Amendment Section 2.6 Parent Material Contracts Section 6.14(a) Parent Preferred Stock Section 6.3(a) Parent Proprietary Software Section 6.18(e) Parent Share Issuance Recitals Parent Stockholders Meeting Section 7.4(d)(i) Parent Voting Debt Section 6.3(b) Parties Preamble Party Preamble PBGC Section 5.18(e) Permanent Financing Section ~~8.8(g~~7.6(e) ~~PHSA~~ Products Section ~~6.17(a)(i)(A~~5.27(a) ~~Pluto Preamble Pluto Benefit Plan~~ Prohibited Modification Section ~~6.12(a~~7.6(e) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Redactable Information Section ~~8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a~~7.3(e) Remedial Actions ~~Section 8.7(b~~‎Section 7.5(c) Remedies Exception Section ~~5.2(c~~4.2 Required Amounts Section 6.28 Retained Shares Recitals SDAT Section 4.3 Second Merger Section 2.1(b) ~~Request~~ Second Merger Certificate of Merger Section ~~8.4(a) Sale Agreement~~ 2.3 Second Merger Effective Time Section ~~3.2(a) Securities Filings~~ 2.3 Section ~~8.5(a~~409A Section 5.18(c) Separation Recitals ~~Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco~~ SpinCo Preamble ~~Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco~~ SpinCo Board Recitals ~~Spinco Commitment Letter~~ SpinCo Budget Section ~~8.8(a~~7.2 SpinCo CBA Section 5.16(a) ~~Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco~~ SpinCo Material Contracts Section ~~6.11(a~~5.15(a) ~~Spinco Parties Preamble Spinco Regulatory Agency~~ SpinCo Proposal Section ~~6.17(a)(i)(B~~7.10 SpinCo Proprietary Software Section 5.19(e) ~~Spinco Regulatory Permits~~ SpinCo Registered IP Schedule Section ~~6.17(a)(i)(B~~5.19(a) ~~Spinco Stock Exchange~~ SpinCo Share Issuance Section ~~8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco~~ 7.16 SpinCo Shareholder Approval Section 5.24 SpinCo Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a5.3(b) Superior Proposal Section ~~8.11(f)(ii~~7.9(g)(ii) ~~Superior Proposal Notice~~ Surviving Entity Section ~~8.11(c~~2.1(b) ~~Termination Payment~~ Tax-Free Status Section ~~10.3(b~~7.3(a) ~~Utah Preamble Utah Acquisition Agreement~~ Top Ten Revenue Jurisdictions Section ~~8.11(c~~5.15(a)(i) ~~Utah Affiliate Contract~~ Transaction Litigation Section ~~7.22 Utah Anti-Takeover Measure~~ 7.13 USDA Section ~~7.27(a~~5.27(a) ~~Utah Benefit Plan~~ WARN Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.16(c)

Appears in 1 contract

Sources: Agreement and Plan of Merger (McCormick & Co Inc)

Cross-References. ~~Each of the following terms is defined in the~~ Aggregate Hours Cap – Section ~~set forth opposite such term: Aggregate Withholding Amount~~ 4.12(b) Material Permits – Section ~~3.5(b)(ii~~2.4(b) Agreement ~~Preamble Alternative Financing~~ – Introduction Milestone Event – Section ~~8.8(b~~1.4(a) ~~Alternative Transaction Resolutions~~ Anti-Bribery Laws – Section ~~8.6(b)(ii)(D~~2.4(b) ~~Alternative Transaction Structure~~ Milestone Payment – Section ~~3.4(a~~1.4(a) ~~Approvals~~ Bankruptcy Exception – Section ~~8.7(a)(i~~2.2(a) ~~Asset Sale~~ NDA Milestone Payment – Section ~~3.4(b)(i~~1.4(a)(ii) ~~Asset Sale Agreement~~ Business Names – Section ~~3.4(b)(i~~4.6 Non-Competition Term – Section 4.3(a)(i) ~~Asset Sale Effective Time~~ Buyer – Introduction, Section ~~3.4(b)(iii~~4.3(a) ~~Calculation~~ Non-Solicitation Term – Section ~~8.4(a~~4.3(a)(ii) ~~Clean~~Buyer FDA Letter – Section 1.3(b)(ii) Notice Period – Section 5.5(a)(ii) Buyer Indemnification Threshold – Section 5.3(b) Party/Parties – Introduction Buyer Indemnified Party – Section 5.1 Patent Rights – Section 6.1(ee) CARES Act – Section 2.14 Permit – Section 6.1(b)(vii) Cash Consideration – Section 1.1(a) Pre-~~Up Spin~~Closing Tax Period – Section 4.2(b) Claim Notice – Section 5.5(a)(i) Pre-~~Off~~ Closing Taxes – Section ~~8.16~~ 4.2(a) Claims – Section 5.5 Post-Closing Taxes – Section ~~2.1~~ 4.2(a) Closing – Section 1.2 Purchase Price – Section 5.3(c) Closing Date – Section ~~2.1 Combination Recitals Combination Documents~~ 1.2 Seller – Introduction Contingent Payment Report – Section ~~8.5(a~~1.4(b) ~~Competing Proposal~~ Seller FDA Letter – Section ~~8.11(f)(i~~1.3(a)(ii) ~~Continuing Employee~~ controls/control/controlled – Section ~~8.18(a)(i~~6.1(c) ~~Contribution Recitals Converted Spinco Option~~ Seller Indemnification Threshold – Section ~~4.1(a~~5.3(a) ~~Converted Spinco RSU Award~~ Deferred Item – Section ~~4.1(b~~1.1(c) ~~Converted Spinco SAR~~ Seller Indemnified Party – Section ~~4.1(a~~5.2 Disclosure Schedule – Introduction to Article II Seller Registrations – Section 2.8(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Dispute – Section 7.8(a) ~~Utah Shareholders Meeting~~ Straddle Period – Section ~~8.6(a)(i~~4.2(b) ~~Utah Shareholders Meeting Materials~~ Dispute Notice – Section ~~8.6(a)(ii~~7.8(a) ~~Utah Shareholders Meeting Resolutions~~ Third Party Claim – Section ~~8.6(b)(iii~~5.5(a) ~~Utah Voting Debt~~ Dispute Response – Section ~~7.6(b~~7.8(a) ~~Withholding Tax Confirmation~~ Trademarks – Section ~~8.4~~6.1(gg)

Appears in 1 contract

Sources: Asset Purchase Agreement (Syros Pharmaceuticals, Inc.)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: ~~Aggregate Withholding Amount~~ Acquired Assets Section ~~3.5(b)(ii~~1.1 Acquired IT Assets Section 1.1(i) Agreement ~~Preamble Alternative Financing~~ Introductory Paragraph Assigned Intellectual Property Section ~~8.8(b~~1.1(e) ~~Alternative Transaction Resolutions~~ Assumed Liabilites Section ~~8.6(b)(ii)(D~~1.3 Balance Sheet Section 4.5(a) ~~Alternative Transaction Structure~~ Bankruptcy and Equity Exception Section ~~3.4(a~~4.2 Basket Section 9.4(a) ~~Approvals~~ Buyer Introductory Paragraph Buyer Indemnitees Section ~~8.7(a)(i~~9.2(a) ~~Asset Sale~~ Cap Section ~~3.4(b)(i~~9.4(b) ~~Asset Sale~~ Claim Notice Section 9.3(a) Closing Section 3.1 COBRA Section 7.4 Confidentiality Agreement Section ~~3.4(b)(i~~6.4 Convey Section 1.1 Equipment Section 1.1(b) ~~Asset Sale Effective Time~~ Equitable Manner Section ~~3.4(b)(iii~~10.2 Excluded Assets Section 1.2 Excluded Liabilities Section 1.4 Execution Date Introductory Paragraph Final Allocation Section 2.3 Financial Statements Section 4.5(a) ~~Calculation~~ Indemnified Party Section ~~8.4(a~~9.3(a) ~~Clean-Up Spin-Off~~ Indemnifying Party Section ~~8.16 Closing Section 2.1 Closing Date Section 2.1 Combination Recitals Combination Documents Section 8.5(a~~9.3(a) ~~Competing Proposal Section 8.11(f)(i~~▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ 1.1(a) Continuing Employee Section 8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Section 3.5(a) Exchange Fund Section 3.5(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support IP Assignment Agreement Section ~~7.27(b~~3.2(a)(ii) ~~FTC~~ Knowledge Section ~~8.7(a~~13.7(b) ~~Gross Number~~ Leased Real Property Section ~~3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a~~4.7(b) Legal ~~Restraint~~ Requirement Section ~~9.1(g~~4.12 License Agreement Section 3.2(a)(iii) ~~Liquidator~~ Material Contract Section ~~3.3(a~~4.9(b) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Material Relationships Section ~~8.4(c~~4.17 Multiemployer Plan Section 4.14(b) ~~New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off~~ Oncimmune USA Recitals Outside Date Section ~~10.1(c~~11.1(c) Parties ~~Preamble~~ Introductory Paragraph Party ~~Preamble Permanent Financing~~ Introductory Paragraph PCA Recitals Potential Contributor Section ~~8.8(g~~9.5 Purchase Price Section 2.1(a) ~~PHSA~~ Quarterly Amount Section ~~6.17(a)(i)(A~~2.1(a) ~~Pluto Preamble Pluto Benefit Plan~~ Seller Introductory Paragraph Seller Indemnitees Section ~~6.12(a~~9.2(b) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Sharing Arrangements Section ~~8.18 Pluto Expenses Section 10.3(c~~6.11(b)(i) ~~Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale~~ Supply Agreement Section ~~3.2(a~~1.2(e) ~~Securities Filings~~ Third Party Claim Section ~~8.5(a~~9.3(a) ~~Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of~~ Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco Financial Statements Section 8.25(a) Subsequent Spinco Financial Statements Section 8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a) Superior Proposal Section 8.11(f)(ii) Superior Proposal Notice Section 8.11(c) Termination Payment Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section ~~7.8(a) Utah Shareholders Meeting~~ 3.3 Welfare Plans Section ~~8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.4~~7.4

Appears in 1 contract

Sources: Asset Purchase Agreement (Biodesix Inc)

Cross-References. Each of the following terms is defined in the Section set forth opposite such term: Additional RMT Partner SEC Documents Section 6.7(a) Agent Agreement Section 3.2(b) Aggregate ~~Withholding~~ Adjustment Amount Section ~~3.5(b)(ii~~3.1(c)(iii)(A) ~~Agreement Preamble~~ Aggregate Cap Section 3.1(c)(iii)(B) Alternative Notice Section 7.9(c) Alternative SpinCo Financing Section ~~8.8(b~~7.5(b) ~~Alternative Transaction Resolutions~~ Applicable Percentage Section ~~8.6(b)(ii)(D~~3.1(c)(i) ~~Alternative Transaction Structure~~ Burdensome Condition Section ~~3.4(a~~7.4(c) ~~Approvals~~ Certificate of Merger Section ~~8.7(a)(i) Asset Sale~~ 2.3 Chosen Courts Section ~~3.4(b)(i) Asset Sale Agreement Section 3.4(b)(i) Asset Sale Effective Time Section 3.4(b)(iii) Calculation Section 8.4(a) Clean-Up Spin-Off Section 8.16~~ 10.2 Closing Section ~~2.1~~ 2.2 Closing Date Section ~~2.1 Combination~~ 2.2 COBRA Section 5.15(j) Company Preamble Company Audit Committee Section 4.6 Company Board Recitals ~~Combination Documents~~ Company Foreign Benefit Plan Section ~~8.5(a~~5.15(k) Company Merger Tax Opinion Section 7.2(c) Competing Proposal Section ~~8.11(f)(i~~7.9(g)(i) ~~Continuing Employee~~ Competitive Business Section ~~8.18(a)(i) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii~~7.12(c) Distribution Recitals ~~DOJ~~ Distribution Documents Section ~~8.7(a~~5.20 Distribution Tax Opinion Section 7.2(b) ~~DTA~~ Effective Time Section ~~3.3(c) Dutch Dividend Withholding Tax~~ 2.3 Excess Adjustment Amount Section ~~3.3(a~~3.1(c)(ii) Exchange Agent Section ~~3.5(a~~3.2(b) Exchange Fund Section ~~3.5(a~~3.2(b) ~~FCPA~~ Exchange Ratio Increase Amount Section ~~6.10(b~~3.1(c)(i) ~~FDCA~~ Foreign Tax Rulings Section ~~6.17(a)(i)(A~~7.2(g)(ix) ~~Financing~~ Foreign Tax Submission Section ~~8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i~~7.2(g)(ix) Indemnified Parties Section ~~8.10(a~~7.8(a) ~~Individual Withholding Amount~~ Intended Tax Treatment Section ~~3.5(b)(ii) Initial Outside Date Section 10.1(c~~7.2(a) Interim Period Section ~~8.1(a~~7.1(a) IRS Pre-Submission Conference Request Section 7.2(g)(i) IRS Submission Section 7.2(g)(i) Legal Restraint Section ~~9.1(g~~8.1(d) ~~Liquidator~~ Merger Section ~~3.3(a~~2.1 Merger Consideration Section 3.1(a)(i) ~~NASDAQ Recitals Negative Withholding Tax Confirmation~~ Merger Sub Preamble Merger Sub Common Stock Section ~~8.4(c~~3.1(a)(v) Merger Sub Stockholder Approval Section 7.22 Negotiation Period Section 7.9(c) New ~~Plans~~ SpinCo Group Member Section ~~8.18(b) NYSE Recitals OFAC~~ 5.1 Order Section ~~6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals~~ 5.8 Outside Date Section ~~10.1(c~~9.1(b) Parties Preamble Party Preamble Permanent SpinCo Financing Section ~~8.8(g~~7.5(g) ~~PHSA~~ Permanent SpinCo Financing Agreements Section ~~6.17(a)(i)(A~~7.5(g) ~~Pluto Preamble Pluto Benefit Plan~~ Redactable Information Section ~~6.12(a~~7.2(g)(iv) ~~Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees~~ Registered RMT Partner Intellectual Property Section ~~8.18 Pluto Expenses~~ 6.18(a) Registered SpinCo Intellectual Property Section ~~10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b~~5.16(a) Remedies Exception Section ~~5.2(c~~4.2 Required RMT Partner Information Section 7.6(d) ~~Request~~ Required SpinCo Information Section ~~8.4(a~~7.5(d) ~~Sale Agreement~~ Requisite Regulatory Approval Section ~~3.2(a~~8.1(a) Restricted Period Section 7.12(c) RMT Partner Preamble RMT Partner Adverse Recommendation Change Section 7.9(a) RMT Partner Alternative Financing Section 7.6(b) RMT Partner Audit Committee Section 6.7(b) RMT Partner Board Recitals RMT Partner Board Recommendation Recitals RMT Partner Commitment Letter Section 7.6(a) RMT Partner Environmental Permit Section 6.19(a) RMT Partner Financing Section 7.6(a) RMT Partner Financing Agreements Section 7.6(d) RMT Partner Foreign Benefit Plan Section 6.17(j) RMT Partner Leased Real Property Section 6.10(b) RMT Partner Material Contracts Section 6.13(a) RMT Partner Merger Tax Opinion Section 7.2(c) RMT Partner Owned Real Property Section 6.10(a) RMT Partner Preferred Stock Section 6.3(a) RMT Partner Real Property Leases Section 6.10(b) RMT Partner Software Section 6.18(h) RMT Partner Special Dividend Section 3.1(c)(ii)(A) RMT Partner Stockholders Meeting Section 7.3(d)(i) RMT Partner Termination Fee Section 9.3(b) Securities Filings Section ~~8.5(a~~7.3(a) ~~Separation Recitals Share Sale~~ Specified RMT Partner Governmental Authority Section ~~3.2(a~~6.16(a) ~~Share Sale Agreement~~ Specified SpinCo Governmental Authority Section ~~3.2(a~~5.14(a) ~~Share Sale Deed of Transfer~~ SpinCo Preamble SpinCo Audited Financial Statements Section ~~3.2(b~~7.24(a) ~~Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco~~ SpinCo Board Recitals ~~Spinco~~ SpinCo Commitment Letter Section ~~8.8(a~~7.5(a) ~~Spinco~~ SpinCo Common Stock Recitals ~~Spinco Common Stock Sale~~ SpinCo Environmental Permit Section ~~3.5(b~~5.17(a) ~~Spinco~~ SpinCo Financing Section 7.5(a) SpinCo Financing Agreements Section 7.5(d) SpinCo Guarantees Section 7.1(b)(vii) SpinCo Material Contracts Section 5.11(a) SpinCo Owned Real Property Section 5.9(a) SpinCo Proposal Section 7.10 SpinCo Software Section 5.16(h) SpinCo Stockholder Approval Section 5.21(b) SpinCo Subsequent Unaudited Financial Statements Section ~~6.8(a~~7.24(b) ~~Spinco Healthcare Laws~~ SpinCo Transferred Leased Property Section ~~6.17(b~~5.9(b) ~~Spinco Lenders~~ SpinCo Transferred Property Leases Section ~~8.8(a~~5.9(b) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off TO Section 8.5(a) Subsequent Audited Spinco SpinCo Unaudited December 2024 Financial Statements Section ~~8.25(a~~7.24(a) ~~Subsequent Spinco Financial~~ SpinCo Unaudited September 2024 Statements Section ~~8.25(a~~5.5(a) ~~Subsequent Unaudited Spinco Financial Statements~~ Step 1 Adjustment Amount Section ~~8.25(a~~3.1(c)(iii)(C) Step 1 Cap Section 3.1(c)(iii)(F) Step 2 Adjustment Amount Section 3.1(c)(iii)(D) Step 2 Cap Section 3.1(c)(iii)(G) Step 3 Adjustment Amount Section 3.1(c)(iii)(E) Step 3 Cap Section 3.1(c)(iii)(H) Superior Proposal Section ~~8.11(f)(ii~~7.9(g)(ii) ~~Superior Proposal Notice~~ Surviving Corporation Section ~~8.11(c~~2.1 Trade Controls Section 5.13(c) ~~Termination Payment~~ WARN Section 10.3(b) Utah Preamble Utah Acquisition Agreement Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah Voting Debt Section 7.6(b) Withholding Tax Confirmation Section 8.45.12(c)

Appears in 1 contract

Sources: Merger Agreement (Becton Dickinson & Co)

Cross-References. ~~Each of the~~ The following capitalized terms is are defined in the Section of the Agreement set forth opposite each such term: ~~Aggregate Withholding Amount~~ Acquisition Proposal Section ~~3.5(b)(ii~~6.6 Articles of Merger Section 1.7 Audited Cyanco Financial Statements Section 3.5(c) Base Shares Section 1.5 Benefit Plan Section 3.8(a) CERCLA Section 3.10(c) Certificates Section 2.2(b) Closing Section 1.8 Closing Date Section 1.8 Company Preamble Company Common Stock Preamble Company Disclosure Schedule Article III Company's Financial Advisor Section 3.17 Company Intellectual Property Rights Section 3.16(b) Company Material Contracts Section 3.14 Company SEC Reports Section 3.5(a) Company Stock Option Section 2.4(a) Company Stock Option Plan Section 2.4(a) Confidentiality Agreement ~~Preamble Alternative Financing~~ Section ~~8.8(b~~6.5(a) ~~Alternative Transaction Resolutions~~ Cyanco Section ~~8.6(b)(ii)(D~~3.1 Cyanco Financial Statements Section 3.5(c) ~~Alternative Transaction Structure~~ Dissenting Shares Section 2.3(a) Effective Time Section 1.7 Employment Laws Section 3.12(b) Exchange Act Section 1.1(a) GAAP Section 3.5 Governmental Entity Section 3.4(a) ~~Approvals~~ HSR Act Section ~~8.7(a)(i~~3.4(a) ~~Asset Sale Section 3.4(b)(i) Asset Sale~~ Joint Venture Agreement Section ~~3.4(b)(i~~3.1 Major Customers Section 3.21 Major Suppliers Section 3.21 Merger Section 1.4(a) ~~Asset Sale Effective Time~~ Merger Consideration Section ~~3.4(b)(iii~~2.1(c) ~~Calculation~~ Minimum Condition Section ~~8.4(a~~1.1(a) ~~Clean-Up Spin-Off~~ Offer Section ~~8.16 Closing~~ 1.1(a) Offer Documents Section 1.1(b) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Option Consideration Section 2.4(a) Parent Preamble Parent Material Adverse Effect Section 4.1 Paying Agent Section 2.2(a) Principal Company Stockholders Preamble Purchaser Preamble Purchaser Common Stock Section 2.1 ~~Closing Date~~ Proxy Statement Section ~~2.1 Combination Recitals Combination Documents~~ 6.2(a) Real Property Section ~~8.5(a~~3.15(b) ~~Competing Proposal~~ Representatives Section ~~8.11(f)(i~~6.5(a) ~~Continuing Employee~~ SEC Section ~~8.18(a)(i~~1.1(b) Contribution Recitals Converted Spinco Option Section 4.1(a) Converted Spinco RSU Award Section 4.1(b) Converted Spinco SAR Section 4.1(a) Discharge Resolutions Section 8.6(b)(iii) Distribution Recitals DOJ Section 8.7(a) DTA Section 3.3(c) Dutch Dividend Withholding Tax Section 3.3(a) Exchange Agent Securities Act Section 3.5(a) ~~Exchange Fund~~ Schedule 14D-9 Section ~~3.5(a~~1.2(a) FCPA Section 6.10(b) FDCA Section 6.17(a)(i)(A) Financing Section 8.8(a) Financing Agreements Section 8.8(d) First Extended Outside Date Section 10.1(c) Foundation Support Agreement Section 7.27(b) FTC Section 8.7(a) Gross Number Section 3.5(b)(i) Indemnified Parties Section 8.10(a) Individual Withholding Amount Section 3.5(b)(ii) Initial Outside Date Section 10.1(c) Interim Period Section 8.1(a) Legal Restraint Section 9.1(g) Liquidator Section 3.3(a) NASDAQ Recitals Negative Withholding Tax Confirmation Section 8.4(c) New Plans Section 8.18(b) NYSE Recitals OFAC Section 6.10(b)(iii) Old Plans Section 8.18(b) One-Step Spin-Off Recitals Outside Date Section 10.1(c) Parties Preamble Party Preamble Permanent Financing Section 8.8(g) PHSA Section 6.17(a)(i)(A) Pluto Preamble Pluto Benefit Plan Section 6.12(a) Pluto Board Recitals Pluto Common Stock Recitals Pluto Covered Employees Section 8.18 Pluto Expenses Section 10.3(c) Pluto Tax Opinion Section 8.3(c) Premium Cap Section 8.10(b) Proxy Statement/Prospectus Section 8.5(a) Remedial Actions Section 8.7(b) Remedies Exception Section 5.2(c) Request Section 8.4(a) Sale Agreement Section 3.2(a) Securities Filings Section 8.5(a) Separation Recitals Share Sale Section 3.2(a) Share Sale Agreement Section 3.2(a) Share Sale Deed of Transfer Section 3.2(b) Share Sale Effective Time Section 3.2(b) Share Sale Resolution Section 8.6(b)(ii)(B) Spinco Preamble Spinco Affiliate Contract Section 6.22 Spinco Benefit Plan Section 6.12(a) Spinco Board Recitals Spinco Commitment Letter Section 8.8(a) Spinco Common Stock Recitals Spinco Common Stock Sale Section 3.5(b) Spinco Financial Statements Section 6.8(a) Spinco Healthcare Laws Section 6.17(b) Spinco Lenders Section 8.8(a) Spinco Material Contracts Section 6.11(a) Spinco Parties Preamble Spinco Regulatory Agency Section 6.17(a)(i)(B) Spinco Regulatory Permits Section 6.17(a)(i)(B) Spinco Stock Exchange Section 8.20 Spinco Sub Preamble Spinco Sub Board Recitals Spinco Voting Debt Section 6.6(b) Split Off Exchange Offer Recitals Split Off Schedule TO Section ~~8.5(a~~1.1(b) ~~Subsequent Audited Spinco Financial Statements~~ Shares Preamble Stockholders' Meeting Section ~~8.25(a~~6.1(a) ~~Subsequent Spinco Financial Statements~~ Subsidiary Section ~~8.25(a) Subsequent Unaudited Spinco Financial Statements Section 8.25(a~~3.1(a) Superior Proposal Section ~~8.11(f)(ii~~6.6 Support Agreement Preamble Surviving Corporation Section 1.4(a) ~~Superior Proposal Notice~~ SWDA Section ~~8.11(c~~3.10(c) Termination ~~Payment~~ Fee Section ~~10.3(b~~8.3 Termination Fee Trigger Event Section 8.3 Top-Up Option Section 1.5(a) ~~Utah~~ Top-Up Purchase Section 1.5(a) Top-Up Shares Section 1.5(a) Transaction Agreements Preamble Transactions Preamble URBCA Preamble Utah ~~Acquisition Agreement~~ Control Shares Acquisitions Act Section 8.11(c) Utah Affiliate Contract Section 7.22 Utah Anti-Takeover Measure Section 7.27(a) Utah Benefit Plan Section 7.12(a) Utah Board Recitals Utah Business Section 7.19(a)(iv) Utah Cash Award Section 8.18(d) Utah Covered Employees Section 8.19(a) Utah Change in Recommendation Section 8.11(c) Utah Creditors Section 8.22 Utah Employee Section 8.18(a)(i) Utah Healthcare Laws Section 7.17(b) Utah Liquidation Section 3.4(b)(iv) Utah Liquidation Distribution Section 3.4(b)(iv) Utah Material Contracts Section 7.11(a) Utah Merger Section 3.1(g)(i) Utah Merger Consideration Section 3.1(g)(i) Utah Merger Effective Time Section 3.1(a) Utah Merger Notes Section 3.1(g)(ii) Utah Merger Proposal Section 3.1(g)(i) Utah Merger Resolution Section 8.6(b)(ii)(A) Utah Newco Preamble Utah Newco Board Recitals Utah Newco Liquidation Section 3.3(a) Utah Newco Liquidation Distribution Section 3.3(a) Utah Newco Liquidation Resolutions Section 8.6(b)(ii)(C) Utah Newco Ordinary Shares Section 7.6(c) Utah Newco Sub Preamble Utah Newco Sub Board Recitals Utah Newco Sub Ordinary Shares Section 7.6(c) Utah Ordinary Shares Recitals Utah Parties Preamble Utah Preferred Stock Section 7.6(a) Utah Recommendation Recitals Utah Regulatory Agency Section 7.17(a) Utah Regulatory Permits Section 7.17(a) Utah SEC Documents Section 7.8(a) Utah Shareholders Meeting Section 8.6(a)(i) Utah Shareholders Meeting Materials Section 8.6(a)(ii) Utah Shareholders Meeting Resolutions Section 8.6(b)(iii) Utah 3.19 Voting Debt Section ~~7.6(b) Withholding Tax Confirmation Section 8.4~~3.2(a)

Appears in 1 contract

Sources: Merger Agreement (OCM Principal Opportunities Fund IV, LP)

Common use of Cross-References Clause in Contracts