Common use of Cross-References Clause in Contracts

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11

Appears in 2 contracts

Sources: Merger Agreement (Westlake Chemical Corp), Merger Agreement (Axiall Corp/De/)

Cross-References. Each of the following terms is defined in the section Section set forth opposite such term. Defined : Term Section 2021 Notes 5.5(bAccountant 2.10(c) 2023 Notes 5.5(bAccounts Receivable 2.02(g) Acquisition Recommendation Change 5.2(dActive Employee 7.01(a) Affiliate Transactions 3.09(c) Agreement Preamble Antitrust Laws 6.3(dAsset Allocation 2.08(c) Bonus Amounts 6.9(cAssumed Liabilities 2.04 (a) Book-Entry Shares 2.1(aBuyer Preamble Buyer Closing Statement 2.10(a) By-Laws 1.5(bBuyer DC Plan 7.02(b) Certificate of Merger 1.3 Certificates 2.1(aBuyer Designated Shared Contracts 5.05(a) Change of Recommendation 5.2(eBuyer Financial Statements 4.12(b) Buyer FSA Plan 7.02(i) (a) Buyer SEC Documents 4.12(a) Buyer Union DB Plans 7.02(d) Cap Ex Budget 5.01(d) Cash Consideration 2.08(a) Claim 6.7(dNotice 9.03(a) Closing 1.2 2.09 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d2.09 Closing Legal Impediment 8.01(b) Company Benefit Plan 3.12(aControl Regulations 3.11(a) Company Board 3.2(aDesignated Shared Contracts 5.05(a) Company Common Stock 3.4(aEffect 1.01 Effective Time 2.09 Term Section Environmental Matters 9.04 Excluded Assets 2.03 Excluded Environmental Liabilities 2.04(e) Company Disclosure Letter Article III Company Excluded Intellectual Property Rights 2.03(c) Excluded Liabilities 2.05 Excluded Product Liabilities 2.04(d) Executive Order 3.11(a) Final Allocation Statement 2.08(c) Financial Statements 3.5(a3.06(a) Company Inactive Employee 7.01(a) Indemnified Party 9.03(a) Indemnifying Party 9.03(a) Information 5.13(d) Initial Allocation Statement 2.08(c) Initial Closing Statement 2.09(a) Initial Outside Date 10.01(c) Inventory 2.02(d) Lists 3.11(a) Leases 3.09(a)(xi) Material Contract 3.09(b) Non-Assignable Assets 2.07 Non-Assignable Non-Business Assets 2.06(a) Non-Assignable Purchased Assets 2.07 Non-Business Assets 2.06(a) Non-Business Liabilities 2.06(a) Non-Union Employees 6.9(aTransferred Employee 7.02(a) Company Permits 3.8 Company Preferred Stock 3.4(aNotice of Disagreement 2.10(b) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(aOFAC 3.11(a) Outside Date 8.1(b)(i10.01(c) Parent Party/Parties Preamble Parent Financing 5.4(aPCBs 1.01 Permits 3.15 Potential Contributor 9.06 Pre-Closing Buyer-Filed Tax Return 6.02(a) Prior NDA 5.2(aPrivileged Information 5.13(d) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aPrivileges 5.13(d) Restraints 7.1(cProduct Liabilities 2.04(d) Rights 3.4(aProducts Liability Policies 5.22 Products/Services 3.19 PTO 7.04 Purchase Price 2.08(a) Securities Purchased Assets 2.02 Purchased Contracts 2.02(e) Receiving Party 5.06(a) Term Section Regulatory Approvals 5.03(a) Relevant Period 7.02(a) Replacement Contracts 5.05(a) Restricted Period 5.16(a) Restructuring 2.06(a) Retained Business Affiliate Transactions 3.09(d) Retention Agreement 7.02(j) Review Documents 3.21(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a4.12(a) Senior Notes 5.5(bSeller Preamble Seller Cap 9.02(a) Share Unit 2.3(bSeller DB Plan 7.02(c) Shares Recitals SOX 3.5(aSeller DC Plans 7.02(b) Special Meeting 6.2(aSeller Deductible 9.02(a) Stockholder Approval 3.2(bSeller Designated Shared Contracts 5.05(a) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bSeller FSA Plan 7.02(i) Transaction Litigation 6.11Seller Indemnitees 9.02(b) Seller Welfare Plan 7.02(g) Stock Consideration 2.08(a) Tax Claim 6.03 Taxing Authority 1.01 Third Party Approvals 5.06(a) Third Party Claim 9.03(a) Transfer Taxes 6.02(c) Transferred Employees 7.01(a) Transferring Party 5.06(b) U.S. Transferred Employees 7.01(a)

Appears in 2 contracts

Sources: Asset and Stock Purchase Agreement, Asset and Stock Purchase Agreement

Cross-References. Each of the following terms is defined in the section Section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: Accountant 2.10(c) 2023 Notes 5.5(bAccounts Receivable 2.02(g) Acquisition Recommendation Change 5.2(dActive Employee 7.01(a) Affiliate Transactions 3.09(c) Agreement Preamble Antitrust Laws 6.3(dAsset Allocation 2.08(c) Bonus Amounts 6.9(cAssumed Liabilities 2.04 (a) Book-Entry Shares 2.1(aBuyer Preamble Buyer Closing Statement 2.10(a) By-Laws 1.5(bBuyer DC Plan 7.02(b) Certificate of Merger 1.3 Certificates 2.1(aBuyer Designated Shared Contracts 5.05(a) Change of Recommendation 5.2(eBuyer Financial Statements 4.12(b) Buyer FSA Plan 7.02(i) (a) Buyer SEC Documents 4.12(a) Buyer Union DB Plans 7.02(d) Cap Ex Budget 5.01(d) Cash Consideration 2.08(a) Claim 6.7(dNotice 9.03(a) Closing 1.2 2.09 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d2.09 Closing Legal Impediment 8.01(b) Company Benefit Plan 3.12(aControl Regulations 3.11(a) Company Board 3.2(aDesignated Shared Contracts 5.05(a) Company Common Stock 3.4(aEffect 1.01 Effective Time 2.09 Environmental Matters 9.04 Excluded Assets 2.03 Excluded Environmental Liabilities 2.04(e) Company Disclosure Letter Article III Company Excluded Intellectual Property Rights 2.03(c) Excluded Liabilities 2.05 Excluded Product Liabilities 2.04(d) Executive Order 3.11(a) Ex-▇▇▇ 7.01(c) Final Allocation Statement 2.08(c) Financial Statements 3.5(a3.06(a) Company Inactive Employee 7.01(a) Indemnified Party 9.03(a) Indemnifying Party 9.03(a) Information 5.13(d) Initial Allocation Statement 2.08(c) Initial Closing Statement 2.09(a) Initial Outside Date 10.01(c) Inventory 2.02(d) Lists 3.11(a) Leases 3.09(a)(xi) Material Contract 3.09(b) Non-Assignable Assets 2.07 Non-Assignable Non-Business Assets 2.06(a) Non-Assignable Purchased Assets 2.07 Non-Business Assets 2.06(a) Non-Business Liabilities 2.06(a) Non-Union Employees 6.9(aTransferred Employee 7.02(a) Company Permits 3.8 Company Preferred Stock 3.4(aNotice of Disagreement 2.10(b) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(aOFAC 3.11(a) Outside Date 8.1(b)(i10.01(c) Parent Party/Parties Preamble Parent Financing 5.4(aPCBs 1.01 Permits 3.15 Potential Contributor 9.06 Pre-Closing Buyer-Filed Tax Return 6.02(a) Prior NDA 5.2(aPrivileged Information 5.13(d) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aPrivileges 5.13(d) Restraints 7.1(cProduct Liabilities 2.04(d) Rights 3.4(aProducts Liability Policies 5.22 Products/Services 3.19 PTO 7.04 Purchase Price 2.08(a) Securities Purchased Assets 2.02 Purchased Contracts 2.02(e) Receiving Party 5.06(a) Regulatory Approvals 5.03(a) Relevant Period 7.02(a) Replacement Contracts 5.05(a) Restricted Period 5.16(a) Restructuring 2.06(a) Retained Business Affiliate Transactions 3.09(d) Retention Agreement 7.02(j) Review Documents 3.21(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a4.12(a) Senior Notes 5.5(bSeller Preamble Seller Cap 9.02(a) Share Unit 2.3(bSeller DB Plan 7.02(c) Shares Recitals SOX 3.5(aSeller DC Plans 7.02(b) Special Meeting 6.2(aSeller Deductible 9.02(a) Stockholder Approval 3.2(bSeller Designated Shared Contracts 5.05(a) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bSeller FSA Plan 7.02(i) Transaction Litigation 6.11Seller Indemnitees 9.02(b) Seller Welfare Plan 7.02(g) Stock Consideration 2.08(a) Tax Claim 6.03 Taxing Authority 1.01 Third Party Approvals 5.06(a) Third Party Claim 9.03(a) Transfer Taxes 6.02(c) Transferred Employees 7.01(a) Transferring Party 5.06(b) U.S. Transferred Employees 7.01(a)

Appears in 2 contracts

Sources: Asset and Stock Purchase Agreement (Smith a O Corp), Asset and Stock Purchase Agreement (Regal Beloit Corp)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(dAgreement 5.2 (b) Agreement Preamble Anti-Corruption Laws 3.8 (b) Antitrust Laws 6.3(d) Bonus Amounts 6.9(c6.3 (d) Book-Entry Shares 2.1(a) By-Laws 1.5(b2.1 (a) Certificate of Merger 1.3 Certificates 2.1(a2.1 (a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Common Stock 3.4 (a) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a3.2 (a) Company Disclosure Letter Article III Company Financial Statements 3.5(aEarnings Guidance 3.5 (c) Company Non-Union Employees 6.9(a6.8 (a) Company Permits 3.8 (a) Company Preferred Stock 3.4(aPlan 3.12 (a) Company Recommendation 3.2(c3.2 (c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a3.5 (a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) 3.21 Covered Employees 3.12(a3.12 (a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(bDeferred Compensation Plans 2.3 (d) Deferred Payment 2.3(c2.3 (d) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 (a) Effective Time 1.3 ERISA 3.12(a3.12 (a) Exchange Act 3.3(b3.3 (a) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aFinal Order 8.1(b)(ii) Financial Advisor Advisors 3.17 Foreign Antitrust Laws 3.3(bFinancial Statements 3.5 (a) Defined Term Section GAAP 3.5(a) General Enforceability Exceptions 3.2(a3.5 (a) Governmental Entity 3.3(b3.3 (a) HSR Act 3.3(b3.3 (a) Indemnified Liabilities 6.7 (a) Indemnified Parties 6.7 (a) International Award 2.3 (b) International Equity Plans 2.3 (b) Material Contract 3.9(a3.9 (a) Merger 1.1 Merger Consideration 2.1(a2.1 (a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.12 (a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b3.12 (c) Option 2.3(a2.3 (a) Option Cash Payment 2.3(a2.3 (a) Outside Date 8.1(b)(i8.1(b) (i) Parent Preamble Parent Financing 5.4(aPaying Agent 2.2 (a) Prior NDA 5.2(aPayment Fund 2.2 (a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRestraints 7.1 (c) Restraints 7.1(cRestriction 6.3 (e) Rights 3.4(a3.4 (a) Securities Act 3.5(a3.5 (a) Senior Notes 5.5(bSerial Preference Shares 3.4 (a) Serial Preferred Stock 3.4 (a) Settlement Payment 2.3 (b) Share Unit 2.3(b2.3 (c) Share Unit Payment 2.3 (c) Shareholder Approval 3.2 (b) Shares Recitals SOX 3.5(a3.5 (a) Special Meeting 6.2(a) Stockholder Approval 3.2(b6.2 (a) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b8.2 (b) Transaction Litigation 6.11Transactions 2.2 (e)

Appears in 2 contracts

Sources: Merger Agreement (Berkshire Hathaway Inc), Merger Agreement (LUBRIZOL Corp)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Anti-Bribery Laws 3.8(c) Antitrust Laws 6.3(d) Bonus Amounts 6.9(cBid 3.9(c) Book-Entry Shares Certificate 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dCFIUS 6.3(f) Closing 1.2 Closing Date 1.2 Code 3.13(c) Common Stock 3.4(a), Recitals Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(aCredit Agreement 3.4(f) Company Disclosure Letter Article III Preamble Company Financial Statements 3.5(aGovernment Contract 3.9(c) Company Non-Union Employees 6.9(aGovernment Subcontract 3.9(c) Company Intellectual Property 3.15 Company Permits 3.8 3.8(a) Company Preferred Stock 3.4(aPlans 3.13(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) 3.5 Confidentiality Agreement 3.20 Continuing Employee 6.9(a3.22 D&O Insurance 6.7(b) Covered Employees 3.12(aD&O Premium 6.7(b) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aExon-F▇▇▇▇▇ 3.3 Export Control Laws 3.8(b) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) Statements 3.5 GAAP 3.5(a) General Enforceability Exceptions 3.2(a) 3.5 Governmental Entity 3.3(b3.3 Grant Date 3.4(b) HSR Act 3.3(b3.3 IDB Bonds 3.4(f) Indemnified Parties 6.7(a) Table of Contents IRS 3.13(b) Joint Filing 6.3(f) Leased Real Property 3.14(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.13(a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option Options 2.3(a) Option Payment 2.3(aOrganizational Conflicts of Interest 6.9(g) Outside Date 8.1(b)(i) Owned Real Property 3.14(a) Parent Preamble Parent Financing 5.4(aPaying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 Preferred Stock 3.4(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRelated Persons 3.21 Representatives 5.2(a) Restraints 7.1(c) Rights 3.4(aRSU 2.3(b) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) 3.5 Shares Recitals SOX 3.5(a) 3.5 Special Meeting 6.2(a) Specified Contract 6.3(e) Stockholder Approval 3.2(b) Stockholder Voting Agreement Recitals Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bTransactions 2.2(e) Transaction Litigation 6.11Table of Contents

Appears in 2 contracts

Sources: Merger Agreement (Bae Systems PLC), Merger Agreement (BAE Systems, Inc.)

Cross-References. Each of the The following terms is defined have the meanings set forth in the section set forth opposite such term. Defined sections indicated in the table below: Term Section 2021 Notes 5.5(bAct Preamble Agent 10.14 Asset Pool 8.4 (b) 2023 Notes 5.5(bbona fide offer 7.3 (a)(i) Acquisition Recommendation Change 5.2(dBusiness 6.2 (a) Buy-Sell Procedure 7.4 (a) Buy-Sell Price 7.4 (b) Buy-Sell Transaction 7.4 (h) Buy-Sell Notice 7.4 (a) Capital Account 3.3 Claims 6.9 (e) Competing Business 6.2 (b)(v) Term Section Contribution Agreement Preamble Antitrust Laws 6.3(dCPST Subscribers 6.8 Damages 4.1(a) Bonus Amounts Defaulting Partners 8.3(b) Dissolution Notice 7.4(b); 8.4(a) Dissolution Procedure 8.4(a) Dividing Partners 7.4(b); 8.4(b) Eligible Option Holder 6.9(c) Book-Entry Shares 2.1(aEstimated Tax Amount 3.5(c) By-Laws 1.5(bEvent of Default 8.3 Event of Termination 8.1 FCC 6.8 General Manager 4.6 General Manager Indemnitee 9.4(b) Certificate of Merger 1.3 Certificates 2.1(aGeneral Manager Indemnitor 9.4(b) Change of Recommendation 5.2(eInitial Budget 4.9 Initiating Partners 7.4(a) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Management Committee 4.2 Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(bDefaulting Partners 8.3(b) Non-U.S. Plan 3.12(b)(iv)(AInitiating Partners 7.4(a) NYSE 3.3(bNon-Triggering Partner 8.4(a) Old Plans 6.9(bNotice Period 7.3(a)(iii) Option Offer Notice 7.3(a)(ii) Offeree Partners 7.3(a)(i) Partnership Preamble Partnership Fair Value 8.3(b) Permitted Transferee 7.2 Permitted Transfer 7.2 Personnel 6.9(a) Pre-existing Affiliation Agreement 6.4(b) Purchasing Partners 7.4(b); 7.4(e); 8.4(d) Regulatory Allocations 3.4(e) Selecting Partners 7.4(b); 8.4(b) Selection Notice 8.4(c) Selling Partners 7.3(a)(i) Social Contract 6.8 Stated Value 7.4(a) Systems 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing tax matters partner 5.4(a) Prior NDA 5.2(aTCI Preamble TCI GP Preamble Third Party Purchaser 7.3(a)(i) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aTransferring Partners 7.4(b); 7.4(d) Restraints 7.1(cTriggering Partners 8.4(a) Rights 3.4(a) TWE-A/N Preamble TWE-A/N GP Preamble TWX Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.116.9(c)

Appears in 2 contracts

Sources: Limited Partnership Agreement (Time Warner Cable Inc.), Limited Partnership Agreement (Time Warner Cable Inc.)

Cross-References. Each of the following terms is defined shall have the meaning specified in the section Section of this Agreement set forth opposite such term. Defined : Term Section 2021 Notes 5.5(b1933 Act 6.9 Accounting Arbitrator 2.11(c)(ii) 2023 Notes 5.5(bActual Cash 2.11(b) Acquisition Recommendation Change 5.2(dActual Working Capital 2.11(b) Agreement Preamble Recitals Antitrust Laws 6.3(dLaw 4.5(a) Bonus Amounts 6.9(cAudited Financial Statements 5.5(a) Book-Entry Shares 2.1(a) By-Laws 1.5(bBusiness Customers 5.26 Business Suppliers 5.26 Certificates 2.6(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) 2.2 Claim 6.7(dNotice 8.1(c)(i) Closing 1.2 2.2 Closing Date 1.2 2.2 Common Stock Recitals Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Recitals Company Board 3.2(aRecitals Term Section Company Capital Stock Recitals Company Documents 5.2 Confidentiality Agreement 8.3 D&O Beneficiary 8.7 D&O Claim 8.7 D&O Insurance 8.7 DGCL Recitals Dispute Notice 2.11(c)(ii) Company Common Stock 3.4(aDissenting Shares 2.10(a) Company Disclosure Letter Article III Company Downward Closing Working Capital Adjustment 1.1 Effective Time 2.2 Employee Plans 5.15(a) Escrow Agent 2.5(a)(iv) (a) Estimated Working Capital 2.11(a) Events 1.1 Final Cash 2.11(c)(i), 2.11(c)(ii) and 2.11(c)(iii) (d) Final Working Capital 2.11(c)(i), 2.11(c)(ii) and 2.11(c)(iii) Financial Statements 3.5(a5.5 Fundamental Representations 8.1(a)(ii) Company NonFundamental Representations Cap 8.1(a)(iii)(A) Indemnification Basket 8.1(a)(iii)(B) Indemnification Cap 8.1(a)(iii)(A) Indemnified Party 8.1(c)(i) Indemnifying Party 8.1(c)(i) Interim Financial Statements 5.5(b) Lease 5.7(a) Leased Real Property 5.7(a) Litigation Conditions 8.1(c)(ii) Loss 8.1(a)(i) Merger 2.1 Merger Sub Recitals Outside Date 7.1(d) Owned Real Property 5.7(b) PBGC 8.11 Post-Union Employees 6.9(aClosing Straddle Period 8.8(d) Company Permits 3.8 Company Pre-Closing Straddle Period 8.8(d) Preferred Stock 3.4(aRecitals Privilege Period 8.8(d) Company Recommendation 3.2(cPro Rata Share 8.1(a)(i) Company SEC Documents 3.5(aPurchaser Recitals Purchaser Indemnitees 8.1(a)(i) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date Term Section Related Persons 5.18 Repaid Indebtedness 2.9 Seller Indemnitees 8.1(b)(i) Parent Preamble Parent Financing 5.4(aSellers’ Representative Expense Fund 8.10 Stockholder Vote 4.6 Straddle Period 8.8(d) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(bSurvival Date 8.1(a)(ii) Surviving Corporation Recitals Stub Period Balance Sheet 5.5(b) Third Party Claim 8.1(c)(i) Upward Closing Working Capital Adjustment 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bWARN 5.14(b) Transaction Litigation 6.11Warrant Payments 2.7(b)

Appears in 1 contract

Sources: Merger Agreement (Nordson Corp)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(bAcceptable Confidentiality Agreement 10.2 Acquisition Agreement 5.2(c) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Action 10.2 Affiliates 10.2 Agreement Preamble Anti-Corruption Laws 3.8(b) Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Applicable SAP 10.2 Book-Entry Shares 2.1(a) By-Laws 1.5(bBusiness Day 10.2 CARES Act 10.2 Certificate of Incorporation 3.2(d) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Code 10.2 Common Stock 3.4(a) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Options 3.4(a) Company Performance Share 2.3(a) Company Permits 3.8 3.8(a) Company Preferred Stock 3.4(aPlan 3.12(a) Company Recommendation 3.2(c) Company Restricted Stock Unit 2.3(b) Company Restricted Stock Unit Payment 2.3(a)(ii) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Stock Plans 10.2 Confidentiality Agreement 3.20 Continuing Employee 6.9(a) 10.2 Covered Employees 3.12(a) Debt Commitment Letter 4.9(aCut-Off Date 5.2(a) Debt Financing 4.9(aCOVID-19 10.2 COVID-19 Measures 10.2 (a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL Delaware Law 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.6(a) Director RSUs 2.3(c) Effective Time 1.3 Encumbrance 10.2 Environmental Laws 10.2 Environmental Permits 10.2 ERISA 3.12(a) ERISA Affiliate 3.12(b)(vi) ERISA Group 3.12(b)(vi) Exchange Act 3.3(b3.3(a) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Excluded Party 10.2 Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFinancial Statements 3.5(a) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.3(a) HSR Act 3.3(b3.3(a) Indebtedness 10.2 Indemnified Liabilities 6.7(a) Indemnified Parties 6.7(a) Insurance Contract 10.2 Insurance Law 10.2 Insurance Regulator 10.2 Intellectual Property Rights 10.2 Intervening Event 10.2 Investment Advisers Act 3.26 Investment Company Act 3.26 IRS 10.2 Knowledge 10.2 Law 10.2 Leased Real Property 10.2 Material Adverse Effect 10.2 Material Contract 3.9(a) Materials of Environmental Concern 10.2 Merger 1.1 Merger Consideration ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ 2.1(a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.12(b)(vi) NonNo-U.S. Plan 3.12(b)(iv)(AShop Period Start Date 5.2(a) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Order 10.2 Outside Date 8.1(b)(i) Owned Real Property 10.2 Parent Preamble Parent Financing 5.4(aOwned Shares Recitals Paying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 PBGC 3.12(b)(vii) Permitted Encumbrances 10.2 Permitted Restrictions 6.3(f) Person 10.2 Preferred Stock 3.4(a) Prime Rate 2.3(a) Producers 3.21 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aQualified Retirement 2.3(a) Representatives 5.2(a) Required Insurance Approvals 7.1(b) Restraints 7.1(c) Restriction 6.3(f) Rights 3.4(a) SEC 10.2 Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals Site 10.2 SOX 3.5(a) Special Meeting 6.2(a) Statutory Statements 3.18(a) Stock-Based Deferred Compensation Plan 10.2 Stockholder Approval 3.2(b) Subsidiary 10.2 Superior Proposal 10.2 Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Proposal 10.2 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Tax 10.2 Tax Return 10.2 Transactions 2.2(e)

Appears in 1 contract

Sources: Merger Agreement (Alleghany Corp /De)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(bAcquisition Agreement 5.2(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Action 10.2 Affiliates 10.2 Agreement Preamble Anti-Corruption Laws 3.8(b) Antitrust Laws 6.3(d) Bonus Amounts 6.9(cArticles of Merger 1.3 Articles of Incorporation 3.2(d) Associate 10.2 Book-Entry Shares 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Business Day 10.2 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Code 10.2 Common Stock 3.4(a) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 3.8(a) Company Preferred Stock 3.4(aPlan 3.12(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Stock Plans 10.2 Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c2.3(a)(iii) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 Encumbrance 10.2 Environmental Laws 10.2 Environmental Permits 10.2 ERISA 3.12(a) ERISA Affiliate 3.12(b)(vi) ERISA Group 3.12(b)(vi) Exchange Act 3.3(b3.3(a) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aFinal Order 8.1(b)(ii) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFinancial Statements 3.5(a) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.3(a) HSR Act 3.3(b3.3(a) Indebtedness 10.2 Indemnified Liabilities 6.7(a) Indemnified Parties 6.7(a) Intellectual Property Rights 10.2 Intervening Event 10.2 IRS 10.2 Knowledge 10.2 Law 10.2 Leased Real Property 10.2 Material Adverse Effect 10.2 Material Contract 3.9(a) Material Lease Agreement 10.2 Materials of Environmental Concern 10.2 Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Multiemployer Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b3.12(b)(vi) Option 2.3(a2.3(a)(i) Option Cash Payment 2.3(a2.3(a)(i) Order 10.2 Oregon Law 10.2 Outside Date 8.1(b)(i) Owned Real Property 10.2 Parent Preamble Parent Financing 5.4(aParticipating Subsidiary Shares 10.2 Paying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 PBGC 3.12(b)(vii) Permitted Encumbrances 10.2 Person Post-2008 Phantom Stock Units 10.2 2.3(a)(iii) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRepresentatives 5.2(a) Restraints 7.1(c) Restriction 6.3(e) Rights 3.4(a) SEC 10.2 Securities Act 3.5(a) Senior Notes 5.5(bSerial Preferred Stock 3.4(a) Share Unit 2.3(b2.3(a)(ii) Share Unit Payment 2.3(a)(ii) Shareholder Approval 3.2(b) Shareholder Rights Agreement 3.4(a) Shares Recitals Site 10.2 SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Stock-Based Deferred Compensation Plan 10.2 Subsidiary 10.2 Superior Proposal 10.2 Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Proposal 10.2 Takeover Statute 3.19 3.19(a) Tax 10.2 Tax Return 10.2 Termination Fee 8.2(b) Transaction Litigation 6.11Transactions 2.2(e)

Appears in 1 contract

Sources: Merger Agreement (Precision Castparts Corp)

Cross-References. Each of the The following terms is defined shall have the meanings ascribed thereto in the section Section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d: Acceptance Date 5.03 (d) Agreement Preamble Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(bBenefit Plans 3.12 (a) Certificate of Merger 1.3 2.01 (b) Certificates 2.1(a2.07 (b) Change of Recommendation 5.2(eCode 3.12 (a) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Common Shares Preamble Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Assets 8.01 Company Common Stock 3.4(a3.05 (a) Company Disclosure Documents 3.09 (a) Company Disclosure Letter Article III Company Financial Statements 3.5(aIntellectual Property 3.25 Company Material Contract 3.23 (a) Company Non-Union Employees 6.9(aOption Plans 2.08 (a) Company Permits 3.8 Company Preferred Stock 3.4(a3.20 (b) Company Recommendation 3.2(cRegulatory Agreement 3.27 Company Reports 3.07 (a) Company SEC Documents 3.5(aSecurities 8.01 Company Stock Option 2.08 (a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(aSecurities 3.06 (b) Confidentiality Agreement 3.20 5.02 Continuing Employee 6.9(aEmployees 5.07 DGCL 1.02 (a) Covered Employees 3.12(aDelaware Secretary of State 2.01 (b) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.09 (a) Effective Time 1.3 2.01 (b) Environmental Permits 3.18 (a) ERISA 3.12(a3.12 (a) ESOP 3.12 (h) Exchange Act 3.3(b) Exchange Agent 2.2(a1.01 (a) Exchange Fund 2.2(a2.07 (a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFERC 3.24 (b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.08 (a) HSR Act 3.3(b3.03 Independent Directors 1.03 (b) Material Contract 3.9(aIntellectual Property 3.25 IRS 3.12 (b) Lease Summary 3.19 (o) Legal Actions 3.11 Liabilities 3.08 (b) Merger 1.1 Preamble Merger Consideration 2.1(a2.06 (b) Merger Sub Subsidiary Preamble New Plans 6.9(bMinimum Condition Annex A Negotiation Period 7.01 (f) Non-U.S. Plan 3.12(b)(iv)(ANGPA 3.24 (b) NYSE 3.3(bOffer Preamble Offer Documents 1.01 (b) Old Plans 6.9(b) Offer Price Preamble Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(iConsideration 2.08 (a) Parent Preamble Parent Financing 5.4(aPaying Agent 2.07 (a) Prior NDA 5.2(aPayment 3.22 Preferred Stock 3.05 (a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a3.09 (a) Restraints 7.1(cReserve Reports 3.28 Rights Preamble S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.07 (a) Rights 3.4(aSchedule 14D-9 1.02 (b) Schedule TO 1.01 (b) SEC 1.01 (b) Securities Act 3.5(a) Senior Notes 5.5(b1.04 (a) Share Unit 2.3(b) or Shares Recitals SOX 3.5(a) Special Preamble Stockholder Agreements Preamble Stockholders Meeting 6.2(a) Stockholder Approval 3.2(b5.09 Subsequent Period 1.01 (c) Surviving Bylaws 2.03 Surviving Charter 2.02 Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 2.01 (a) Termination Fee 8.2(b9.04 (b) Transaction Litigation 6.11Top-Up Option 1.04 (a) Top-Up Option Shares 1.04 (a) Trigger Event 2.08 (a) WARN Act 3.12 (j)

Appears in 1 contract

Sources: Merger Agreement (Prima Energy Corp)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(dAcceptable Confidentiality Agreement 5.2(c) Agreement Preamble Antitrust Laws 6.3(dAlternative Financing 6.15(c) Articles of Incorporation 1.5 Bonus Amounts 6.9(c6.10(c) Book-Entry Shares 2.1(a) By-Laws 1.5(b) Bylaws 1.5 Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dChosen Courts 9.8(b) Closing 1.2 Closing Date 1.2 Commitment Letters 4.6(b) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a5.2(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Employee 6.10(a) Company ESPP 2.3(h) Company Financial Statements 3.5(a3.5(b) Company Non-Union Employees 6.9(aIP 3.15(b) Company Permits 3.8 Company Plan 3.12(a) Company Plans 3.12(a) Company Preferred Stock 3.4(a) Company Proxy Statement 3.10 Company Recommendation 3.2(c3.2(b) Company Recommendation Change 5.2(e) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(cShareholder Approval 3.2(a) Company Union Employees 6.9(aShareholders Meeting 6.2(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(aCompany Termination Fee 8.2(b)(i) Covered Employees 3.12(aD&O Insurance 6.7(d) Data Room 10.3(m) Debt Commitment Letter 4.9(a4.6(a) Debt Documents 6.15(d) Debt Financing 4.9(a4.6(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shareholder 2.4 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 Equity Commitment Letter 4.6(b) Equity Documents 6.15(d) Equity Financing 4.6(b) ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aFiling Party 6.3(d) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b3.18 Financing 4.6(b) Financing Documents 6.15(d) Franchised Location 3.25(b) GAAP 3.5(a3.5(b) GBCC 1.1 General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) Guarantor 4.13 HSR Act 3.3(b) Information Technology Systems 10.2 Lease 3.14(b) Limited Guarantee 4.13 Material Contract 3.9(a) Maximum Amount 6.7(d) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble Modified Company RCA 2.3(d) Modified Unvested Company RSA 2.3(c)(ii) New Plans 6.9(b6.10(b) Non-U.S. Plan 3.12(b)(iv)(A3.12(b)(vii) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i8.1(a)(ii)(A) Parent Preamble Parent Financing 5.4(aNo-Close Termination Fee 8.2(c)(i) Prior NDA 5.2(aParent Regulatory Termination Fee 8.2(c)(ii) Paying Agent 2.2(a) Payment Fund 2.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aModification 6.15(d) Restraints 7.1(cRental Contract Form 3.23(a) Required Amounts 4.6(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Surviving Corporation Articles of Incorporation 1.5 Surviving Corporation Bylaws 1.5 Transfer Taxes 9.13

Appears in 1 contract

Sources: Merger Agreement (Aaron's Company, Inc.)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(dAcceptable Confidentiality Agreement 5.2(b) Agreement Preamble Antitrust Alternative Financing 6.17(c) Anti-Corruption Laws 6.3(d3.8(d) Articles of Incorporation 1.5 Bonus Amounts 6.9(c6.11(c) Book-Entry Shares 2.1(a) By-Laws 1.5(bBurdensome Condition 6.4(d) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dChosen Courts 9.8(b) Closing 1.2 Closing Date 1.2 Code of Regulations 1.5 Collective Bargaining Agreement 3.13(a) Company Preamble Company Acquisition Agreement 5.2(d5.2(a) Company Benefit Plan 3.12(aAdditional Amounts 8.2(g) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Employee 6.11(a) Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(aIntellectual Property 3.15(a) Company Performance Share 2.3(c) Company Permits 3.8 3.8(b) Company Plan 3.12(a) Company Preferred Stock 3.4(a) Company Proxy Statement 3.10(a) Company Recommendation 3.2(c3.2(b) Company Recommendation Change 5.2(d) Company Registered Intellectual Property 3.15(b) Company Restricted Share 2.3(a) Company RSU 2.3(b) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(cShareholder Approval 3.2(a) Company Union Employees 6.9(aShareholders Meeting 6.2(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(aCompany Takeover Proposal 8.2(b) Covered Employees 3.12(aNAI-1507512591v13 Continuation Period 6.11(a) Debt Commitment Letter 4.9(aPayoffs 6.18(b) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(bDeferred Compensation Plans 2.3(e) Deferred Payment 2.3(c2.3(e) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shareholder 2.4 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aFCPA 3.8(d) Financial Advisor 3.17 3.18 Financing 4.6(a) Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Leases 3.14(b) Material Contract 3.9(a) Maximum Amount 6.8(d) Measurement Date 3.4(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A6.11(b) NYSE 3.3(b2.3(e) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) OGCL 1.1 Outside Date 8.1(b)(i) Parent Preamble Parent Additional Amounts 8.2(g) Parent Board 4.2(a) Parent Circular 4.5(a) Parent Financing 5.4(aApproval 4.2(a) Prior NDA Parent Recommendation 4.2(b) Parent Recommendation Change 6.3(d) Parent Shareholder Approval 4.2(a) Parent Shareholder Resolutions 4.2(b) Parent US Sub Preamble Paying Agent 2.2(a) Payment Fund 2.2(a) Privacy Laws 3.15(h) Regulatory Termination Fee 8.2(d) Remedial Action 6.4(c) Representatives 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRequired Amount 4.6(a) Restraints 7.1(cReverse Termination Fee 8.2(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals NAI-1507512591v13 SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 3.21 Termination Fee 8.2(b) Transaction Litigation 6.11Voting Company Debt 3.4(b) WARN Act 3.13(c)

Appears in 1 contract

Sources: Merger Agreement (Omnova Solutions Inc)

Cross-References. Each of the following terms is defined in the section Section set forth opposite such term. Defined Term : Aircraft Section 2021 Notes 5.5(b5.23(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Antitrust Aviation Laws 6.3(d) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(bSection 5.23(a) Certificate of Merger 1.3 Certificates 2.1(aSection 2.3(e) Change of Recommendation 5.2(e) Claim 6.7(dChosen Courts Section 11.1 Claimant Section 9.3(a) Closing 1.2 Section 2.2 Closing Date 1.2 Section 2.2 Closing Date Per Share Merger Consideration Section 3.1(a)(i) Conditions Section 9.3(c)(i) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(aSection 7.10(a) Company Board 3.2(aRecitals DGCL Recitals Distribution Recitals Distribution Documents Section 5.20 DOT Section 5.23(a) Company Common Stock 3.4(aEffective Time Section 2.3(e) Company Disclosure Letter Article III Company Financial Statements 3.5(aEquity Adjustment Section 3.1(a)(iv) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment Estimated Net Cash Section 2.3(c) Deferred Plans Estimated Net Cash Statement Section 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(aSection 3.2(b) Exchange Agent Agreement Section 3.2(b) Exchange Fund 2.2(aSection 3.2(b) Existing Credit Facility Terminations 5.5(aFAA Section 5.23(a) Fee Letter 4.9(aInterim Financing Agreement Section 8.2(f) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bInterim Financing Investor Section 8.2(f) GAAP 3.5(aInterim Period Section 7.1 Ionic Section 4.7(d) General Enforceability Exceptions 3.2(aIonic Agreement Section 4.7(d) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(aMeasurement Time Section 2.3(c) Merger 1.1 Merger Consideration 2.1(a) Recitals Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(aMerger Sub Common Stock Section 3.1(a)(v) Outside Date 8.1(b)(iSection 10.1(b) Parent Preamble Parent Financing 5.4(aExpenses Reimbursement Amount Section 10.3(a) Prior NDA 5.2(aParent SEC Filings Section 6.8 Parent Securities Section 6.3(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Parent Termination Fee 8.2(bSection 10.3(b) Transaction Litigation 6.11Party and Parties Preamble Per Share Merger Consideration Section 3.1(a)(i) Remedies Exception Section 4.2

Appears in 1 contract

Sources: Agreement and Plan of Merger and Reorganization (Jet.AI Inc.)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Alternative Financing 6.11(d) Antitrust Laws 6.3(d) Bonus Amounts 6.9(cApplicable Date 3.5(a) Apollo Vredestein Recitals Book-Entry Shares 2.1(a) Burdensome Condition 6.3(e) By-Laws 1.5(b) 1.5 Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Committed Financing 4.6 Commitment Letter 4.6 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(aAdverse Recommendation Change 5.2(d) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article ARTICLE III Company Financial Statements 3.5(a) Company Labor Agreements 3.13 Company Non-Union Employees 6.9(a) Company Permits 3.8 3.8(a) Company Plan 3.12(a) Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(bDeferred Compensation Plans 2.3(c) Deferred Payment 2.3(c) Deferred Plans 2.3(cdeliberate breach 8.2(a) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Dutch Holdco Preamble Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b3.3(a) Exchange Agent 2.2(aFacility Agreement 4.6 Financing 4.6 Financing Definitive Agreements 6.11(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFinancing Documents 4.6 Financing Source Parties 8.2(f) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.3(a) HSR Act 3.3(b3.3(a) Indemnified Party 6.7(a) Intervening Event 5.2(e) Joint Venture 3.9(a)(x) knowing breach 8.2(a) Letter of Credit Recitals Mauritius Financing 4.6 Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger 1.1 Merger Sub Preamble Multiemployer Plan 3.12(a) New Plans 6.9(b) NHTSA 3.23 Deferred Compensation Plans 2.3(b) Non-U.S. Plan 3.12(b)(iv)(A3.12(g)(i) NYSE 3.3(b3.3(a) Old Plans 6.9(b) Option 2.3(a) Option Cash Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(aDisclosure Letter ARTICLE IV Parent Entities 8.2(f) Prior NDA 5.2(aParent Financial Statements 4.9(a) Prohibited Changes 5.3 Parent Parties Preamble Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.12(e) Proxy Statement 3.10 Rabbi Trust 6.9(d) Required Consents 6.12(a) Required Information 6.11(e)(i) Restated Certificate of Incorporation 1.5(a) 1.5 Restraints 7.1(c) Reverse Termination Fee 8.2(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(bShare Unit 2.3(b) Share Unit Payment 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement Takeover Statutes 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Ultimate Parent 4.2 VEBA 3.12(a)

Appears in 1 contract

Sources: Merger Agreement (Cooper Tire & Rubber Co)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Adverse Recommendation Change 5.2(d5.2(a) Agreement Preamble Antitrust Laws 6.3(d6.3(c) Bonus Amounts 6.9(cBalance Sheet Date 3.23(a) Book-Entry Shares Cash and Indebtedness Statement 5.5 Certificate 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Code 3.13(h) Common Stock 3.4(a) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(aCharter Documents 3.1(c) Company Damages 8.2(f) Company Disclosure Letter Article III III, Preamble Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(aIntellectual Property 3.15(a) Company Permits 3.8 Company Preferred Stock 3.4(aPlans 3.13(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment Stock Based Award Consideration 2.3(c) Deferred Plans 2.3(cContingent Worker 3.12 Credit Agreement 5.1(vi) DGCL 1.1 D&O Insurance 6.7(b) D&O Premium 6.7(b) Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Exon-▇▇▇▇▇▇ 3.3 Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bStatements 3.5(c) GAAP 3.5(a3.4(b) General Enforceability Exceptions 3.2(aGovernmental Bids 3.26(a) Governmental Contracts 3.26(a) Governmental Entity 3.3(b3.3 Grant Date 3.4(b) Guarantor 4.8(a) HSR Act 3.3(b3.3 Indemnified Parties 6.7(a) Internal Controls 3.5(e) Investor 4.8 IRS 3.13(b) Leased Real Property 3.14(b) Limited Guarantee 4.8(a) Material Contract 3.9(a3.9(xv) Maximum Indebtedness 7.2(e) Maximum Transaction Expenses 7.2(i) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(bMinimum Cash Threshold 7.2(f) Option Consideration 2.3(a) Option Payment Options 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(aLiability Limitation 8.2(g) Prior NDA 5.2(aParent Related Parties 8.2(f) Prohibited Changes 5.3 Parent Termination 8.2(c) Paying Agent 2.2(a) Payment Fund 2.2(a) Pool 6.12 Preferred Stock 3.4(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRepresentatives 5.2(a) Receivables 3.23(a) Restraints 7.1(c) Rights 3.4(aRSU 2.3(b) RSU Consideration 2.3(b) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Significant Customer 3.24 Solvency 4.7 Special Meeting 6.2(a) Spreadsheet 6.9 Stockholder Approval 3.2(b3.2(a) Subsidiary Documents 3.1(c) Superior Proposal 5.2(d) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b8.2(b)(i) Transaction Litigation 6.11Expense Certification 6.11 Transaction Expenses 6.11 Transactions 3.2(a) Uncertificated Shares 2.1(a)

Appears in 1 contract

Sources: Merger Agreement (EF Johnson Technologies, Inc.)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Adverse Recommendation Change 5.2(d5.2(b) Agreement Preamble Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Book-Entry Shares Certificate 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Code 3.13(c) Common Stock Recitals Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Agreements 3.3 Company Board 3.2(a) 2.3 Company Common Stock 3.4(aBoard Recommendation 3.2(c) Company Disclosure Letter Article III Preamble Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(aIntellectual Property 3.15(b) Company Permits 3.8 Company Preferred Stock 3.4(aPlans 3.13(a) Company Recommendation 3.2(cRights Agreement 3.4(a) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(aSecurities 3.4(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a3.22 Controlled Group 3.13(d) Covered Employees 3.12(aD&O Insurance 6.7(b) Debt Commitment Letter 4.9(aD&O Premium 6.7(b) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 ERISA 3.12(aFinancial Statements 3.5(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bBenefit Plans 3.13(j) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) 3.3 HSR Act 3.3(b3.3 Indemnified Parties 6.7(a) internal controls 3.5(c) IRS 3.13(b) Leased Real Property 3.14(b) Material Contract 3.9(aContracts 3.9(b) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.13(a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment Options 2.3(a) Outside Date 8.1(b)(i) Owned Real Property 3.14(a) Parent Preamble Parent Financing 5.4(aAffiliates 4.4 Parent Expense Section 8.2(d) Prior NDA 5.2(aPaying Agent 2.2(a) Prohibited Changes 5.3 Payment Fund 2.2(a) Preference Stock 3.4(a) Preferred Stock 3.4(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRepresentatives 5.2(a) Restraints 7.1(c) Rights 3.4(aRestricted Share 2.3(b) SAR 2.3(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(bShareholder Approval 7.1(a) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Transactions 2.2(a) Uncertificated Share 2.1(a)

Appears in 1 contract

Sources: Merger Agreement (Lamson & Sessions Co)

Cross-References. Each of the following terms is defined shall have the meaning specified in the section Section of this Agreement set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: Accounting Arbitrator 2.5(c)(ii) 2023 Notes 5.5(bAccrued Interest 2.5(d) Acquisition Recommendation Change 5.2(dActual Cash 2.5(b) Actual Working Capital 2.5 (b) Agreement Preamble Antitrust Laws 6.3(dLaw 4.5(a) Bonus Amounts 6.9(cApplicable Percentage 9.1(a)(i) Book-Entry Audited Financial Statements 5.5(a)(i) Blocker 4.9 Bregal Blocker Recitals Bregal Seller Preamble Bregal Shares 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Recitals Closing 1.2 2.3 Closing Date 1.2 2.3 Closing Payment Amount 2.2(b) Company Preamble Company Acquisition Privacy Obligations 5.11 Company Privacy Policies 5.11 Confidentiality Agreement 5.2(d9.3(a) Company Benefit Plan 3.12(aClients 9.14(b) Company Board 3.2(aD&O Beneficiary 9.7(b) Company Common Stock 3.4(aD&O Claim 9.7(b) Company Disclosure Letter Article III Company D&O Insurance 9.7(b) Dispute Notice 2.5(c)(ii) Downward Closing Working Capital Adjustment 1.1 Employee Pension Plans 5.16(a) Employee Plans 5.16(d) Employee Welfare Plans 5.16(a) Estimated Cash 2.5(a) Estimated Working Capital 2.5(a) Events 1.1 Final Cash 2.5(c) and 2.5(d) Final Working Capital 2.5(c) and 2.5(d) Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a5.5 Fundamental Representations 9.1(a)(iv) General Enforceability Exceptions 3.2(aIndemnification Cap 9.1(a)(v)(A) Governmental Entity 3.3(bGeneral Survival Date 9.1(e) HSR Act 3.3(bIndemnification Basket 9.1(a)(v)(B) Material Contract 3.9(aIndemnified Party 9.1(c)(i) Merger 1.1 Merger Consideration 2.1(aIndemnifying Party 9.1(c)(i) Merger Sub Preamble New Interim Financial Statements 5.5(a)(ii) Intermediate Recitals IP Registrations 5.10(a) Loss 9.1(a)(i) Multiemployer Plan 5.16(b) Official 5.21 Other Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a5.16(a) Outside Date 8.1(b)(i8.1(d) Parent Preamble Parent Financing 5.4(aPatents 1.1 Permitted Recipients 9.3(b) Prior NDA 5.2(aPre-Closing Reorganization Recitals Pre-Closing Tax Period 9.8(d) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aProceeding 9.1(c)(i) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Purchase Price Allocation 2.6

Appears in 1 contract

Sources: Purchase Agreement (Blackbaud Inc)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(bAcceptable Confidentiality Agreement 10.2 Acquisition Agreement 5.2(c) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Action 10.2 Affiliates 10.2 Agreement Preamble Anti-Corruption Laws 3.8(b) Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Applicable SAP 10.2 Book-Entry Shares 2.1(a) By-Laws 1.5(bBusiness Day 10.2 CARES Act 10.2 Certificate of Incorporation 3.2(d) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Code 10.2 Common Stock 3.4(a) Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Options 3.4(a) Company Performance Share 2.3(a) Company Permits 3.8 3.8(a) Company Preferred Stock 3.4(aPlan 3.12(a) Company Recommendation 3.2(c) Company Restricted Stock Unit 2.3(b) Company Restricted Stock Unit Payment 2.3(a)(ii) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Stock Plans 10.2 Confidentiality Agreement 3.20 Continuing Employee 6.9(a) 10.2 Covered Employees 3.12(a) Debt Commitment Letter 4.9(aCut-Off Date 5.2(a) Debt Financing 4.9(aCOVID-19 10.2 COVID-19 Measures 10.2 (a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL Delaware Law 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.6(a) Director RSUs 2.3(c) Effective Time 1.3 Encumbrance 10.2 Environmental Laws 10.2 Environmental Permits 10.2 ERISA 3.12(a) ERISA Affiliate 3.12(b)(vi) ERISA Group 3.12(b)(vi) Exchange Act 3.3(b3.3(a) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Excluded Party 10.2 Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFinancial Statements 3.5(a) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.3(a) HSR Act 3.3(b3.3(a) Indebtedness 10.2 Indemnified Liabilities 6.7(a) Indemnified Parties 6.7(a) Insurance Contract 10.2 Insurance Law 10.2 Insurance Regulator 10.2 Intellectual Property Rights 10.2 Intervening Event 10.2 Investment Advisers Act 3.26 Investment Company Act 3.26 IRS 10.2 Knowledge 10.2 Law 10.2 Leased Real Property 10.2 Material Adverse Effect 10.2 Material Contract 3.9(a) Materials of Environmental Concern 10.2 Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.12(b)(vi) NonNo-U.S. Plan 3.12(b)(iv)(AShop Period Start Date 5.2(a) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Order 10.2 Outside Date 8.1(b)(i) Owned Real Property 10.2 Parent Preamble Parent Financing 5.4(aOwned Shares Recitals Paying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 PBGC 3.12(b)(vii) Permitted Encumbrances 10.2 Permitted Restrictions 6.3(f) Person 10.2 Preferred Stock 3.4(a) Prime Rate 2.3(a) Producers 3.21 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aQualified Retirement 2.3(a) Representatives 5.2(a) Required Insurance Approvals 7.1(b) Restraints 7.1(c) Restriction 6.3(f) Rights 3.4(a) SEC 10.2 Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals Site 10.2 SOX 3.5(a) Special Meeting 6.2(a) Statutory Statements 3.18(a) Stock-Based Deferred Compensation Plan 10.2 Stockholder Approval 3.2(b) Subsidiary 10.2 Superior Proposal 10.2 Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Proposal 10.2 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Tax 10.2 Tax Return 10.2 Transactions 2.2(e)

Appears in 1 contract

Sources: Merger Agreement

Cross-References. Each As used in this Agreement, each of the following capitalized terms is defined shall have the meaning ascribed to them in the section Section set forth opposite such term. Defined : Term Section 2021 Notes 5.5(b---- ------- 2000 Balance Sheet 3.9 401(k) 2023 Notes 5.5(bPlan 6.10 Acquisition Agreement 5.4(d) Acquisition Recommendation Change 5.2(dProposal 5.4(a) (a) Agreement Preamble Antitrust Laws 6.3(d) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(bCap Ex Budget 3.15(a)(i) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) 2.2 Class A Common Stock Recitals Class A Directors Recitals Class B Common Stock Recitals Class B Directors Recitals Closing 1.2 2.2 Closing Date 1.2 2.2 Common Stock Recitals Company Preamble Charter Documents 3.2 Company Acquisition Agreement 5.2(dDisclosure Schedule 3 Company Employee Plan 3.11(a) Company Benefit Plan 3.12(aESPP 2.8(b) Company Board 3.2(aIP 3.18(a) Company Common Stock 3.4(aOption 2.8(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company NonCompany-Union Employees 6.9(aOwned IP 3.18(b) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c3.6(b) Company SEC Documents Reports 3.7(a) Company Stockholders Meeting 3.13 Company Warrant 2.9(a) Confidentiality Letter 6.3 Consideration 2.6(b) Contracts 3.15(a) D&O Insurance 6.5(b) DGCL Recitals Dissenting Shares 2.7 Distribution 2.14(a) Effective Time 2.2 ERISA Affiliate 3.11(a) GAAP 3.7(b) Governmental Authority 3.5(b) Indemnification Agreements 6.5(a) Indemnified Party 6.5(a) Insurance Policies 3.20 Interim Period 5.1 IP Contract 3.20 Laws 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act Liens 3.3(b) Material Contract 3.9(aContracts 3.15 (a) Merger 1.1 Merger Consideration 2.1(a) Recitals Merger Sub Preamble New Plans 6.9(bCommon Stock 2.6(a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(bMinority Investment Documents 3.2 (a) Option 2.3(aNotice 2.8(a) Option Payment 2.3(aPaying Agent 2.10(a) Outside Date 8.1(b)(iPreferred Stock 3.3(a) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Privacy Rights 3.19 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a3.13 Reduction Plan 5.2 Requisite Stockholder Approvals 7.1(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(bSchedule 13 E-3 3.13 Section 203 3.4 Subsidiary Documents 3.2 Superior Proposal 5.4(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Company 2.1 Termination Fee 8.2(b8.3(a) Transaction Litigation 6.11Underwater Warrants 2.9(a)

Appears in 1 contract

Sources: Merger Agreement (NBC Internet Inc)

Cross-References. Each of the following terms is defined in the section Section of this Agreement set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: Accounting Firm 3.2(e) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreed Amount 10.6 Agreement Preamble Antitrust Laws 6.3(dAllocation Statement 3.4(a) Bonus Amounts 6.9(cAlternative Transaction Proposal 6.8(c) Book-Entry Shares 2.1(aAssigned Licenses 2.1(m) By-Laws 1.5(bAssignment and Assumption Agreement 3.6(f) Certificate Assignment of Merger 1.3 Certificates 2.1(aLease 3.6(g) Assumed Liabilities 2.3 BNC Marks 7.13 Business Recitals Business Contracts 2.1(g) Business Intellectual Property Rights 4.18(a) Buyer Preamble Change of in Recommendation 5.2(e6.7 Claim Notice 10.5(a) Claim 6.7(dClaimed Amount 10.6 Closing 3.5 Closing Amount 3.1(b) Closing 1.2 Date 3.5 Closing Deadline 9.1(e) Closing Net Working Capital 3.2(b) Closing Statement 3.2(b) Contemplated Transactions 4.3(a) Coverage Period 7.10(a) Deductible 10.4(a) E&O Policy 7.10(a) Effective Date 1.2 Company Preamble Company Acquisition 7.7(b) Employment Agreement 5.2(d3.6(h) (a) Company Benefit Plan 3.12(a) Company Board Estimated Net Working Capital 3.2(a) Company Common Stock 3.4(aEstimated Working Capital Adjustment Amount 3.1(b) Company Disclosure Letter Article III Company Excluded Assets 2.2 Excluded Contracts 2.2(c) Excluded Liabilities 2.4 Financial Statements 3.5(a4.8(a) Company Non-Union Inactive Employees 6.9(a7.7(a) Company Permits 3.8 Company Preferred Stock 3.4(aIndemnified Party 10.5(a) Company Recommendation 3.2(cIndemnifying Party 10.5(a) Company SEC Documents 3.5(aInitial Amount 3.1(a)(i) Company Subsidiary Intellectual Property Licenses 2.1(k) Leases 2.1(h) Leased Real Property 4.16(b) Notice of Disagreement 3.2(d) Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i4.2 Owned Intellectual Property 2.2(i) Parent Preamble Parent Financing 5.4(a401(k) Prior NDA 5.2(aPlan 7.7(j) Prohibited Changes 5.3 Parent Stockholder Approval 4.4 Parent Stockholder Meeting 6.7 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a6.6(a) (a) Restraints 7.1(cPurchased Assets 2.1 Representatives 6.5 Required Consents 8.2(e) Rights 3.4(aRequired Licenses 4.14 Restrictive Covenants 3.1(a) Securities Act 3.5(aRestrictive Period 7.6(a) Senior Notes 5.5(bReview Period 3.2(c) Share Unit 2.3(bSeller Preamble Specified Representations 10.1(a) Shares Recitals SOX 3.5(aSuperior Proposal 6.8(c) Special Meeting 6.2(aThird Party Claim11.5(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b10.5(a) Transaction Litigation 6.11Documents 4.3(a) Transferred Employee 7.7(a) Working Capital Adjustment Amount 3.2(f)

Appears in 1 contract

Sources: Purchase and Sale Agreement (Bnccorp Inc)

Cross-References. Each of the following terms is defined in the section Section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Accountants 7.19 Agreement Preamble Antitrust Laws 6.3(d) Bonus Amounts 6.9(c7.12(e) Book-Entry Shares 2.1(a) By-Laws 1.5(b) Capitalization Date 3.4(a) Carve-out Buyer Preamble Carve-out Buyer Alternative Financing 7.13(b)(iii) Carve-out Buyer Debt Commitment Letter 5.6(a) Carve-out Buyer Debt Documents 7.13(b)(i) Carve-out Buyer Maximum Liability Amount 9.2(d)(v) Carve-out Financial Statements 7.19 Carve-out Transaction Recitals Carve-out Transaction Financing Purposes 5.6(c) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e6.2(g) Claim 6.7(d7.10(c) Closing 1.2 Closing Date 1.2 Collective Bargaining Agreement 3.14(a) Commitment Letters 4.6(a) Company Preamble Company Acquisition Agreement 5.2(dAdverse Recommendation Change 6.2(e) Company Benefit Plan 3.12(a) Affiliate Transaction 3.25 Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Equity Awards 3.4(a) Company Financial Statements 3.5(a3.5(b) Company Non-Union Employees 6.9(aIntellectual Property 3.16(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(cConflict Minerals 3.17(e) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Customers 3.22 Debt Commitment Letter 4.9(a4.6(a) Debt Financing 4.9(aDocuments 7.13(a)(i) Debt Financing Source 4.9(a) Debt Transactions 5.5(bDeferred Compensation Plan 2.3(d) Deferred Payment 2.3(c) Deferred Plans 2.3(c2.3(d) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(aEquity Commitment Letter 4.6(a) Equity Financing 4.6(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 3.19 Financing Purposes 4.6(c) Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a3.5(b) Governmental Entity 3.3(b) Guarantor P Recitals HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Intervening Event 6.2(g)

Appears in 1 contract

Sources: Merger Agreement (Om Group Inc)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: 2016 Financial Statements 4.7 Acquiror 4.16(b) 2023 Notes 5.5(bAcquisition Agreement 4.2(d) Acquisition Recommendation Change 5.2(d4.2(d) Agreement Preamble Antitrust Laws 6.3(dAssigned Contract 1.1(a) Bonus Amounts 6.9(cAssumed Liabilities 1.3(c) Book-Entry Shares 2.1(aAssumed Pipeline Loans 1.1(c) By-Laws 1.5(bBusiness Intellectual Property 1.1(e) Certificate of Merger 1.3 Certificates 2.1(aBusiness Records 1.1(f) Buyer Preamble Buyer Designated Account 6.2(b) Buyer Indemnified Parties 7.1(a) Buyer Severance Amount 4.11(b)(i) Change of Recommendation 5.2(e4.2(f) Claim 6.7(dCOBRA 4.11(g) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(dCompeting Business 4.16(a) Company Benefit Plan 3.12(aCorporate Policies 4.10 Deductible 7.2, 7.2 Delayed Purchased Assets 1.7(a)(ii) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a2.10(a) Exchange Act 3.3(b2.3(b) Exchange Agent 2.2(aExcluded Assets 1.2 Fifth Closing 1.7(a)(v) Exchange Fund 2.2(aFifth Closing Date 1.7(a)(v) Existing Credit Facility Terminations 5.5(aFifth Closing Effective Time 1.7(a)(iv) Fee Letter 4.9(aFifth Closing Purchase Price 1.5(v) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bStatements 2.15 First Closing 1.7(a)(i) GAAP 3.5(aFirst Closing Date 1.7(a)(i) First Closing Effective Time 1.7(a)(i) First Closing Purchase Price 1.5(i) Fourth Closing 1.7(a)(iv) Fourth Closing Date 1.7(a)(iv) Fourth Closing Effective Time 1.7(a)(iv) Fourth Closing Purchase Price 1.5(iv) General Enforceability Exceptions 3.2(a2.2(a) Governmental Entity 3.3(bGRI Recitals Guaranteed Obligations 8.15 Historical Financial Statements 2.15 HL Preamble Indemnified Party 7.1(c)(i) HSR Act 3.3(bIndemnifying Party 7.1(c)(i) Investor Approvals 4.9 JV Benefit Plan 2.10(a) JV Purchase Recitals JV Purchase Agreement Recitals JV Purchase Closing 5.1(c) Leased Real Property 2.14(a) Licensing Approvals 4.9 Marks 4.12 Material Contract 3.9(aPermit 2.9(b) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b4.11(b)(ii) Non-U.S. Plan 3.12(b)(iv)(ANotice Period 7.1(c)(ii) NRZ MSR Termination Fee 6.2(c) NYSE 3.3(b2.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a4.11(b)(ii) Outside Date 8.1(b)(i6.1(b)(i) Parent Parties Preamble Parent Financing 5.4(aParty Preamble PHH Preamble PHH Board 2.2(a) Prior NDA 5.2(aPHH Indemnified Parties 7.1(b) Prohibited Changes 5.3 PHH Parties Preamble PHH Post-Closing Severance 4.11(b)(i) PHH Recommendation 2.2(c) PHHBPC Recitals Privileged Communications 4.14 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a2.4 Purchase Price 1.5 Purchased Assets 1.1 Real Property Leases 2.14(a) Realogy Recitals Realogy JV Interests Recitals Required Approvals 5.1(d) Restraints 7.1(c5.1(e) Rights 3.4(aRetained Contracts 1.2(h) Securities Act 3.5(aRetained Liabilities 1.4 Retained Pipeline Loans 1.2(o) Senior Notes 5.5(bRMR Preamble RSV Recitals Second Closing 1.7(a)(ii) Share Unit 2.3(bSecond Closing Date 1.7(a)(ii) Shares Recitals SOX 3.5(aSecond Closing Effective Time 1.7(a)(ii) Second Closing Purchase Price 1.5(ii) Seller Preamble Seller Welfare Plan 4.11(c) Sellers Preamble Special Meeting 6.2(a) 4.4 Stockholder Approval 3.2(b2.2(b) Surviving Corporation 1.1 Synergy Confidentiality Support Agreement 3.20 Takeover Statute 3.19 Recitals Termination Fee 8.2(b6.2(b) Transaction Litigation 6.11Third Closing 1.7(a)(iii) Third Closing Date 1.7(a)(iii) Third Closing Effective Time 1.7(a)(iii) Third Closing Purchase Price 1.5(iii) Third Party Claim 7.1(c)(i) Transfer Consent 1.4 Transferred Employees 4.11(a)(i) Transferring Jurisdiction 1.7(a)(ii) Transition Services 4.20 Transition Services Period 4.20 Updated PHH Disclosure Letter 4.19 WARN Act 4.11(f)

Appears in 1 contract

Sources: Asset Purchase Agreement (PHH Corp)

Cross-References. Each of the The following terms is are defined in the section set forth opposite such term. Defined Term indicated Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(dor Schedule: Acceptance 5.2(b) Agreement Preamble Antitrust Laws 6.3(dBreaching Director 4.1(h) Bonus Amounts 6.9(cBudget 2.2(b) Book-Entry Shares 2.1(aBusiness 2.1 Capital Raise 7.3 Claimant 10.4(c) By-Laws 1.5(bControlled Stockholders 4.1(k) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company Corporation Recitals Corporation SEC Documents 3.5(a2.4(b)(vi) Company Subsidiary Organizational Corporation Chilean Filing Documents 3.1(c2.4(b)(viii) Company Union Employees 6.9(aDefaulting Stockholder 6.1 De Minimis Stockholder Group 2.3(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(aDeparting Stockholder Group 2.3(a) Covered Employees 3.12(aDisclosure Rules 2.4(b)(v) Debt Commitment Letter 4.9(aDispute 10.4(a) Debt Financing 4.9(aEffective Date 1.4 Emergency Notice 4.5(f) Debt Financing Source 4.9(aExercise Term 5.2(b) Debt Transactions 5.5(bForeign Private Issuer 7.5(c) Deferred Payment 2.3(cICC 10.4(a) Deferred Plans 2.3(cIndemnitee 8(a) DGCL 1.1 Dissenting Shares 2.4 Dissenting Initial Chairman 4.2(a) Losses 8(a) Offer 5.2(a) Offered Price 5.2(a) Offered Stock 5.2(a) Offeree Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a5.2(a) Exchange Act 3.3(bOffering Stockholder 5.2(a) Exchange Agent Operating Plan 2.2(a) Exchange Fund 2.2(aPermitted Affiliate Transfers 5.1(b) Existing Credit Facility Terminations 5.5(aPermitted Transfers 5.1(a) Fee Letter 4.9(aPrincipal Stockholder Event of Default 6.1(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bRelated Party Agreements 2.5(a) GAAP 3.5(aReporting Subsidiary 2.4(b)(viii) General Enforceability Exceptions 3.2(aRequested 2/3 Consent Support 4.6(a)(ii) Governmental Entity 3.3(bRespondent 10.4(c) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option Restricted Period 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(aRules 10.4(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(aManagement 4.3(b) Special Meeting 6.2(a2/3 Matters 4.6(a)(i) Stockholder Approval 3.2(bSpecialty Retail Business 1.1 (Definition of “Excluded Activities”) Surviving Corporation Specified Refinancing 7.2 Subject Person 1.1 Synergy Confidentiality (Definition of “Affiliate”) Subscription Price 7.3(b) Subject Retail Business 1.1 (Definition of “Related Specialty Business” Success Condition Recitals Tender Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bRecitals Three-Year Period 7.3(a) Transaction Litigation 6.11WM Sub Event of Default 6.1(b)

Appears in 1 contract

Sources: Stockholders' Agreement (Wal Mart Stores Inc)

Cross-References. Each of the The following terms is are defined in the section set forth opposite such term. Defined following Sections of this Agreement: Term Section 2021 Notes 5.5(bAccounts Payable and Accrued Expenses 1.3(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(dAdjustment Payment Date 1.7(d) Agreement Preamble Antitrust Laws 6.3(dPreamble (a) Bonus Amounts 6.9(cAssigned Intellectual Property 1.1(c) Book-Entry Shares 2.1(aAssumed Liabilities 1.3 Base Net Working Capital 1.6(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(eBenefit Plans 3.19(a) Claim 6.7(d6.5(a) Claim Notice 6.5(a) Closing 1.2 2.1 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d2.1 Closing Date Schedule 1.7(a) Company Benefit Plan 3.12(aSoftware 3.15(m) Company Board 3.2(aCompeting Activity 5.6(b) Company Common Stock 3.4(aTerm Section Confidential Information 5.1(b) Company Disclosure Letter Article III Company Financial Statements 3.5(aContinuation Coverage 5.5(d) Company Non-Union Employees 6.9(aDirected Liability Settlement Amount 1.6(a) Company Permits 3.8 Company Preferred Stock 3.4(aDisclosing Party 5.1(b) Company Recommendation 3.2(cDispute Notice 1.7(b) Company SEC Documents 3.5(aEarnout Amount 1.8(a) Company Subsidiary Organizational Documents 3.1(cEarnout Dispute Notice 1.8(b) Company Union Employees 6.9(aEarnout Period 1.8(a) (a) Confidentiality Agreement 3.20 Continuing Employee 6.9(aEquipment Payoff Amount 1.6(a)(ii) Covered Employees 3.12(aExcess Net Working Capital Amount 1.7(d)(i) Debt Commitment Letter 4.9(aExcluded Assets 1.2 Excluded Lease 1.4(h) Debt Financing 4.9(aExcluded Lease Transfer 5.10 Excluded Liabilities 1.4 Excluded Property 1.4(h) Debt Financing Source 4.9(aExpert Calculations 1.7(c) Debt Transactions 5.5(bIndemnified Party 6.5(a) Deferred Payment 2.3(cIndemnifying Party 6.5(a) Deferred Plans 2.3(cInitial Purchase Price Proceeds 1.6(a) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(aIT Systems 3.16 Leased Real Property 3.8(e) Exchange Act 3.3(bLeases 1.1(h) Exchange Agent 2.2(aLicensed Intellectual Property 1.1(c) Exchange Fund 2.2(aMalicious Code 3.15(n) (a) Existing Credit Facility Terminations 5.5(aNet Working Capital Deficiency Amount 1.7(d)(ii) Fee Letter 4.9(aNeutral Party 1.7(c) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(iOmitted Assets 1.5 Owned Real Property 3.8(c) Parent Preamble Parent Financing 5.4(aParty/Parties Preamble Pension Plan 3.19(d) Prior NDA 5.2(aPersonal Property Leases 1.1(h) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Prepaid Expenses 1.1(k) (a) Purchase Price Proceeds 1.6(a) Purchased Assets 1.1 Purchaser Preamble Purchaser Earnout Certificate of Incorporation 1.5(a1.8(b) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting Purchaser Indemnitees 6.2(a) Stockholder Approval 3.2(bReal Property Leases 3.8(e) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bReceiving Party 5.1(b) Transaction Litigation 6.11Related Person 3.21 (a) Term Section

Appears in 1 contract

Sources: Asset Purchase Agreement (Cbeyond, Inc.)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Antitrust Laws 6.3(dAlternate Financing 6.3(c) Bonus Amounts 6.9(c) Book-Entry Shares Assets 3.19 Certificate 2.1(a) By-Laws 1.5(b) Certificate of Merger Closing 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 1.3 Code 3.13(c) Common Shares Recitals Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Preamble Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(aIntellectual Property 3.15(b) Company Permits 3.8 Company Preferred Stock 3.4(aPlans 3.13(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a3.24 D&O Insurance 6.8(b) Covered Employees 3.12(aD&O Premium 6.8(b) Debt Commitment Letter 4.9(a4.5(a) Debt Financing 4.9(a4.5(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a1.2 Equity Financing 4.5(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bStatements 3.5(b) Financing 4.5(a) Franchise Agreement 3.9(a) GAAP 3.5(a) General Enforceability Exceptions 3.2(a3.5(b) Governmental Entity 3.3(b3.3 Indemnified Parties 6.8(a) HSR Act 3.3(binternal controls 3.5(d) IRS 3.13(b) Leased Real Property 3.14(b) Lender 4.5(a) Material Contract 3.9(a) Control 3.9 Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble Multiemployer Plan 3.13(a) New Plans 6.9(bCommitment Letter 6.3(c) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment Options 2.3(a) Outside Date 8.1(b)(i) Owned Real Property 3.14(a) Parent Preamble Parent Financing 5.4(aPaying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 Per Share Merger Consideration 2.1(a) Preferred Stock 3.4(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aReal Property 3.14(b) Real Property Leases 3.9(a)(ix) Representatives 5.2(a) Restaurant Management 3.12 Restraints 7.1(c) Rights 3.4(a7.1(b) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(aShareholder Approval 7.1(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Tail Transaction 8.2(b)(iii) Takeover Statute 3.19 Termination Fee 8.2(b3.23 Transactions 2.2(e) Transaction Litigation 6.11Uncertified Share 2.1(a) Voting Agreement Recitals

Appears in 1 contract

Sources: Merger Agreement (Morgans Foods Inc)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Alternative Financing 6.11 Annual Meeting 3.2(c) Antitrust Laws 6.3(d) Articles of Incorporation 1.5(a) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Company Preamble Closing 1.2 Code of Regulations 1.5(b) Commitment Letters 4.6(b) Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(aAdverse Recommendation Change 5.2(d) Company Board 3.2(a) Company Class A Preferred Shares 3.4(a) Company Class B Preferred Shares 3.4(a) Company Common Stock Shares 3.4(a) Company Disclosure Letter Article III Preamble Company Financial Statements 3.5(a) Company Noncumulative Preferred Shares 3.4(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 CLI-202375011v3 Company Plan 3.12(a) Company Preferred Stock Shares 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(cTitle Insurance Policy 3.13(h) Company Union Employees 6.9(a) Preamble Confidentiality Agreement 3.20 Continuing Employee 6.9(a) 3.24 Covered Employees 3.12(a) Current Premium 6.7(c) Data Room 3.24 Debt Commitment Letter 4.9(a4.6(b) Debt Documents 6.11 Debt Financing 4.9(a4.6(b) Debt Financing Source 4.9(a) Debt Transactions 5.5(bOffers 6.17(b) Deferred Payment 2.3(cCompensation Plans 2.3(d) Deferred Plans 2.3(cShare Unit 2.3(d) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 Equity Commitment Letter 4.6(b) Equity Financing 4.6(b) ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(aExisting Capital Budget 5.1(viii) Existing Credit Facility Terminations 5.5(aOperating Budget 5.1(viii) Fee Letter 4.9(aExpenses 8.2(b) Financial Advisor 3.17 Financing Purposes 4.6(b) Financing Sources 4.6(b) Financing 4.6(b) Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) Guarantors Recitals Guaranty Recitals HSR Act 3.3(b) (a) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble Merger 1.1 NASDAQ 3.3(b) New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans Offer Documents 6.17(b) OGCL 1.1 CLI-202375011v3 ▇▇▇ ▇▇▇▇▇ 6.9(b) Option Cash Payment 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(aPaying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 Payoff Letters 6.17 Performance Restricted Share 2.3(b) Pre-closing Period 5.1 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRecord Date 6.2(b) Representatives 5.2(a) Restraints 7.1(c) Restricted Share 2.3(c) Revolving Credit Facility 5.1(vii) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(bShareholder Approval 3.2(b) Shares Recitals Signing Date Preamble SOX 3.5(a3.5(c) Special Meeting 6.2(a) Stockholder Approval 3.2(b6.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Transfer Taxes 6.17

Appears in 1 contract

Sources: Merger Agreement (Associated Estates Realty Corp)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Anti-Bribery Laws 3.8(c) Antitrust Laws 6.3(d) Bonus Amounts 6.9(cBid 3.9(c) Book-Entry Shares Certificate 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dCFIUS 6.3(f) Closing 1.2 Closing Date 1.2 Code 3.13(c) Common Stock 3.4(a), Recitals Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(aCredit Agreement 3.4(f) Company Disclosure Letter Article III Preamble Company Financial Statements 3.5(aGovernment Contract 3.9(c) Company Non-Union Employees 6.9(aGovernment Subcontract 3.9(c) Company Intellectual Property 3.15 Company Permits 3.8 3.8(a) Company Preferred Stock 3.4(aPlans 3.13(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) 3.5 Confidentiality Agreement 3.20 Continuing Employee 6.9(a3.22 D&O Insurance 6.7(b) Covered Employees 3.12(aD&O Premium 6.7(b) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 2.4(a) Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(aExon-▇▇▇▇▇▇ 3.3 Export Control Laws 3.8(b) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) Statements 3.5 GAAP 3.5(a) General Enforceability Exceptions 3.2(a) 3.5 Governmental Entity 3.3(b3.3 Grant Date 3.4(b) HSR Act 3.3(b3.3 IDB Bonds 3.4(f) Indemnified Parties 6.7(a) IRS 3.13(b) Joint Filing 6.3(f) Leased Real Property 3.14(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(bMultiemployer Plan 3.13(a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option Options 2.3(a) Option Payment 2.3(aOrganizational Conflicts of Interest 6.9(g) Outside Date 8.1(b)(i) Owned Real Property 3.14(a) Parent Preamble Parent Financing 5.4(aPaying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(a) Prohibited Changes 5.3 Preferred Stock 3.4(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aRelated Persons 3.21 Representatives 5.2(a) Restraints 7.1(c) Rights 3.4(aRSU 2.3(b) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) 3.5 Shares Recitals SOX 3.5(a) 3.5 Special Meeting 6.2(a) Specified Contract 6.3(e) Stockholder Approval 3.2(b) Stockholder Voting Agreement Recitals Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Transactions 2.2(e)

Appears in 1 contract

Sources: Merger Agreement (MTC Technologies Inc)

Cross-References. Each of the following terms is defined shall have the meaning specified in the section Section of this Agreement set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: 280G Approval 8.7(d) 2023 Notes 5.5(bAccounting Arbitrator 2.10(c)(ii) Acquisition Recommendation Change 5.2(dActual Cash 2.10(b) Actual Company Transaction Expenses 2.10(b) Actual Indebtedness 2.10(b) Actual Working Capital 2.10(b) Adjusted Aggregate Initial Cash Consideration 2.10(d)(i) Agreement Preamble Recitals Antitrust Laws 6.3(dLaw 4.5(b) Bonus Amounts 6.9(cApplicable Percentage 2.10(c)(iii) Book-Entry Shares 2.1(a) By-Laws 1.5(bBusiness Associate Agreements 5.13(g) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) 2.2 Closing 1.2 2.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d2.2 Closing Statement 2.10(a) Company Benefit Plan 3.12(aRecitals Company Board Recitals Company IP Rights 5.10(a) Company Board 3.2(aRelated Persons 7.2(c) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(aSoftware 5.10(b) Confidentiality Agreement 3.20 8.2 Continuing Employees 8.7(c) Contracting Parties 9.14 D&O Beneficiary 8.7(a) D&O Claim 8.7(a) D&O Insurance 8.7(a) Dispute Notice 2.10(c)(ii) Dissenting Stock 2.11(a) DGCL Recitals Downward Closing Working Capital Adjustment 1.1 Effective Time 2.2 Employee Pension Plans 5.16(a) Employee Plans 5.16(a) Employee Welfare Plans 5.16(a) Estimated Cash 2.10(a) (a) Estimated Indebtedness 2.10(a) Estimated Working Capital 2.10(a) Events 1.1 Evolent Entities Recitals Fee Letters 6.7(b) Final Cash 2.10(c)(i) Final Company Transaction Expenses 2.10(c)(i) Final Indebtedness 2.10(c)(i) Final Working Capital 2.10(c)(i) Financial Statements 5.5 Information Security Reviews 5.10(l) Insurance Cap 8.7 Insurance Policies 5.20 Latest Balance Sheet 5.5(a) Letter of Transmittal 2.7(a) Liability Cap 7.2 Malicious Code 5.10(a) Material Customer 5.9(a)(xii) Material Supplier 5.9(a)(xiii) Merger 2.1 Merger Sub Recitals Multiemployer Plan 5.16(b) New Plans 8.7(c) Nonparty Affiliates 9.14 Optionholder Cash Consideration 2.6(d) Optionholder Cash Payment 2.7(b) Optionholder Consideration 2.6(d) Optionholder Earnout Consideration 2.6(d) Optionholder Share Consideration 2.6(d) Other Plans 5.16(a) Outbound IP Contracts 5.9(a)(ix) Parent Recitals Payoff Letters 2.9 Privacy Laws 5.10(a) Prospectus Supplement 4.9 Purchaser Recitals Purchaser Disclosure Schedule 6 Purchaser Entities 6.4 Purchaser Financial Statements 6.13 Purchaser Prepared Returns 8.8(b)(ii) Purchaser Related Persons 7.2(c) Recourse Exceptions 9.14 Regulatory Filings 5.13(g) Repaid Indebtedness 2.9 Representation and Warranty Policy 4.7 Representatives 4.4 Required Amounts 6.9(a) Covered Employees 3.12(aSEC Filings 6.12(e) Debt Commitment Letter 4.9(aSection 280G 8.7(d) Debt Financing 4.9(aSection 280G Payments 8.7(d) Debt Financing Source 4.9(aSeller Termination Fee Expenses 7.2(c) Debt Transactions 5.5(bSellers’ Counsel 8.6(f) Deferred Payment 2.3(cSellers’ Representative 8.6(a) Deferred Plans 2.3(cSellers’ Representative Expense Fund 8.6(e) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(aSolvent 6.11 Straddle Period 8.8(a) Stockholder Approval 3.2(bCash Consideration 2.6(a)(i) Stockholder Cash Payment 2.7(a) Stockholder Consideration 2.6(a)(i) Stockholder Earnout Consideration 2.6(a)(i) Stockholder Share Consideration Recitals Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Recitals Termination Date 7.1(d) Termination Fee 8.2(b7.2(b) (a) Transaction Litigation 6.11Upward Closing Working Capital Adjustment 1.1 VDR 9.6 Written Consent Recitals

Appears in 1 contract

Sources: Merger Agreement (Evolent Health, Inc.)

Cross-References. Each of the following terms is defined in the section set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b) Acquisition Recommendation Change 5.2(d) Agreement Preamble Antitrust Laws 6.3(dAgreement Date Preamble Applicable Date 3.5(a) Bonus Amounts 6.9(cArbitrator 9.10(a)(ii) Articles of Incorporation 1.5 Benefit Plan 3.12(a) Book-Entry Shares 2.1(a) By-Laws 1.5(bCancelled Shares 2.1(b) Certificate 2.1(a) Certificate of Merger 1.3 Certificates 2.1(aChair 9.10(a)(ii) Change of in Recommendation 5.2(e) Claim 6.7(d) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a5.2(a) Company Board 3.2(a) Company Common Stock 3.4(a) Recitals Company Disclosure Letter Article III Company Employees 6.9(a) Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(aMeasurement Date 3.4(a) Company Permits 3.8 3.8(a) Company Plan 3.12(a) Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(aTermination Fee 8.2(b) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 Eligible Shares 2.1(a) ERISA 3.12(a) Exchange Act 3.3(bEmployees 3.13(a) Exchange Agent 2.2(aFDA 3.19(b) Exchange Fund 2.2(aFDA Permits 3.19(b) Existing Credit Facility Terminations 5.5(aFinancing 6.15(a) Fee Letter 4.9(aFinancing Source 6.15(b) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(bFinancing Source Party 6.15(b) First Outside Date Extension 8.1(b)(i)(A) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b3.3(a) HSR Act 3.3(b3.3(a) ICC 9.10(a) Indemnified Party 6.7(a) Interim Period 5.1(a) Intervening Event 5.2(g) Material Contract 3.9(a3.9(a)(xiii) Merger 1.1 Recitals Merger Consideration 2.1(a) Merger Sub Preamble Nasdaq 3.3(a) New Plans 6.9(b6.9(e) Non-U.S. US Plan 3.12(b)(iv)(A3.12(a) NYSE 3.3(b) OGCL Recitals Old Plans 6.9(b6.9(e) Option 2.3(a) Option Cash Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(aParties Preamble Parties Preamble Party Preamble Paying Agent 2.2(a) Prior NDA 5.2(aPayment Fund 2.2(b) Prohibited Changes 5.3 Permit 3.8(a) Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints Regulations 1.5 Restraint 7.1(c) Rights 3.4(a) Securities Act 3.5(aSafety Notices 3.19(g) Senior Notes 5.5(bSanctioned Jurisdiction 3.8(b) Sanctioned Persons 3.8(b) SDB Preamble Second Request 6.3(c) Share Unit 2.3(b) Shares Share Unit Payment 2.3(b) Shareholder Approval 3.2(b) Shareholders Meeting 6.2(a) Significant Customers 3.25 Significant Suppliers 3.25 SJL Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Company Recitals Takeover Statute 3.19 Termination Fee Proposal 8.2(b) Transaction Litigation 6.11Takeover Statutes 3.22 Tribunal 9.10(a)(ii)

Appears in 1 contract

Sources: Merger Agreement (Meridian Bioscience Inc)

Cross-References. Each of the following terms is defined in the section Section of this Agreement set forth opposite such term. Defined Term Section 2021 Notes 5.5(b) 2023 Notes 5.5(b: ABCO Insurance Preamble Accountants 3.6(d) Acquisition Recommendation Change 5.2(dProposal 6.5 ADSP Allocation 8.5(d) Agreed Amount 11.6 Agreement Preamble Antitrust Laws 6.3(dAmerican Inspection Preamble Appraiser 8.5(d) Bonus Amounts 6.9(cAssumed Liabilities 2.4 Assumption Agreement 3.4(g) Book-Entry Shares 2.1(aAverage EBITDA Adjustment Amount 3.7(c) By-Laws 1.5(b▇▇▇▇ of Sale 3.4(f) Certificate of Merger 1.3 Certificates 2.1(aBuyer Preamble Claim Notice 11.5(a) Change of Recommendation 5.2(e) Claim 6.7(dClaimed Amount 11.6 Closing 3.3(a) Closing 1.2 Cash Payment 3.2(a)(i) Closing Date 1.2 3.3(a) Closing Statement 3.6(a) Closing Stock Payment 3.2(a)(ii) Closing Tangible Net Worth 3.6(a) Company Preamble Company Acquisition Employees 4.22 Confidential Information 7.6(c) Contemplated Transactions 4.3 Deposit 3.1 Dispute Notice 3.7(a) Domain Names Transfer Agreement 5.2(d3.4(h) Company Effective Date 7.8(b) Employee Benefit Plans 4.24(a) Escrow Agreement 3.4(k) Excluded Assets 2.3 Excluded Liabilities 2.5 Executive Employment Agreement 3.4(i) Financial Statements 4.9(a) Forcega 2.3(j) ▇▇▇▇▇▇ 401(k) Plan 3.12(a7.8(k) Company Board ▇▇▇▇▇▇ Insurance Preamble ▇▇▇▇▇▇ ▇▇▇▇▇▇ Preamble High Hurdle Amount 3.7(b)(i) Hub Preamble Indemnified Party 11.5(a) Indemnifying Party 11.5(a) Leases 3.4(l) Licensed IP Rights 4.18(a) Licenses 4.15 Low Hurdle Amount 3.7(b)(ii) Material Contracts 4.12(a) Net Amount of Receivables 7.9(c) Organizational Documents 4.2 Owned IP Rights 4.18(a) Preliminary Closing Statement 3.2(b) Premium Finance Preamble Premium Finance Shares Recitals Prohibited Activity 7.6(e)(ii) Purchase Price 3.2(a) Company Common Stock 3.4(aPurchased Assets 2.2 Receivables 7.9(a) Company Disclosure Letter Article III Company Financial Statements 3.5(aReduction Amount 3.3(b) Company Non-Union Employees 6.9(aRepresentative 3.8(a) Company Permits 3.8 Company Preferred Stock 3.4(aRequired Regulatory Approval 3.3(b) Company Recommendation 3.2(cRestrictive Covenants 3.2(a) Company SEC Documents 3.5(aRestrictive Period 7.6(a) Company Subsidiary Organizational Documents 3.1(cReview Period 3.6(b) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter ▇▇▇▇▇▇ 4.9(a) Debt Financing 4.9(aSection 338 Rules 8.5(d) Debt Financing Source 4.9(aSection 338(h)(10) Debt Transactions 5.5(bElection 8.5(a) Deferred Payment 2.3(cSeller Preamble Selling Company Preamble Statement of Objections 3.6(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act Subsequent Closing 3.3(b) Exchange Agent 2.2(aTarget Tangible Net Worth 3.6 Third Party Claim 11.5(a) Exchange Fund 2.2(a11.5(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bTNW Adjustment Amount 3.6(e) Transaction Litigation 6.11Documents 4.3 Transferred Employee 7.8(a)

Appears in 1 contract

Sources: Purchase and Sale Agreement (Hub International LTD)

Cross-References. Each of the following terms is defined shall have the meaning specified in the section Section of this Agreement set forth opposite such term. Defined : Term Section 2021 Notes 5.5(bAccounting Arbitrator 2.10(c)(i) 2023 Notes 5.5(bAcknowledgment 7.3(a) Acquisition Recommendation Change 5.2(dActual Cash 2.10(b) Actual Indebtedness 2.10(b) Actual Working Capital 2.10(b) Additional Payment 2.12 Adjusted Aggregate Initial Consideration 2.10(d)(i) Agreement Preamble Recitals Antitrust Laws 6.3(dLaw 4.5(a) Bonus Amounts 6.9(cApplicable Percentage 2.10(c)(iii) Book-Entry Shares 2.1(a) By-Laws 1.5(bAudited Balance Sheet 5.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d2.2 Certificate 2.7(b) Closing 1.2 2.2 Closing Date 1.2 2.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Recitals Company Board 3.2(a) Recitals Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(aStockholder Tax Returns 9.7(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a9.2 D&O Beneficiary 9.6 D&O Claim 9.6 D&O Insurance 9.6 Defense Counsel 7.3(a) Covered Employees 3.12(aDefense Notice 7.3(a) Debt Commitment Letter 4.9(aDirect Claim 7.4 Dispute Notice 2.10(c)(ii) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(cDissenting Stock 2.11(a) DGCL Recitals Downward Closing Working Capital Adjustment 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a2.2 Employee Pension Plans 5.17(a) Exchange Act 3.3(bEmployee Plans 5.17(a) Exchange Agent 2.2(aEmployee Welfare Plans 5.17(a) Exchange Fund 2.2(aEnvironmental Permit 5.12 Equity Plan 4.13 Term Section Estimated Cash 2.10(a) Existing Credit Facility Terminations Estimated Indebtedness 2.10(a) Estimated Working Capital 2.10(a) Events 1.1 Excess Dissenters Costs 2.11(b) FDA 5.14(a) Final Cash 2.10(c)(i) Final Indebtedness 2.10(c)(i) Final Working Capital 2.10(c)(i) Financial Statements 5.5 FTC 5.14(a) Headquarters Relocation Fee 7.1(f) Indemnified Party 7.3(a) Indemnifying Party 7.3(a) Information Statement 4.10(b) Intermediary Transaction Tax Shelter 9.7(g) Latest Balance Sheet 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(aof Transmittal 2.7(b) Merger 1.1 Merger Consideration 2.1(a) 2.1 Merger Sub Preamble New Recitals Multiemployer Plan 5.17(a) OHSA 5.16(g) Other Plans 6.9(b5.17(a) Non-U.S. Plan 3.12(b)(iv)(AOwned Real Property 5.8(b) NYSE 3.3(bPaying Agent 2.7(a) Old Plans 6.9(bPayment Fund 2.7(a) Option 2.3(aPayoff Letters 2.9 Purchaser Recitals Purchaser Group 9.7(j) Option Payment 2.3(aPurchaser Tax Returns 9.7(b) Outside Date 8.1(b)(iRepaid Indebtedness 2.9 Response Action 7.7(f) Parent Preamble Parent Financing 5.4(aSaint ▇▇▇▇ HQ 7.1(f) Prior NDA 5.2(aTerm Section Scheduled Proprietary Rights 5.11(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aSection 280G Waived Payments 4.14(a) Restraints 7.1(cSellers’ Counsel 9.5(f) Rights 3.4(aSellers’ Representative 9.5 Sellers’ Representative Expense Fund 9.5(e) Securities Act 3.5(aShareholders Agreement 4.10(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Solvent 6.9 Suntree 2.12 Suntree Acquisition 2.12 Surviving Corporation Recitals Tax Benefit 9.7(j) Tax Contest 9.7(e)(iii) Terminating Affiliate Agreements 4.7 Termination Date 8.1(d) Transfer Taxes 9.7(h) Upward Closing Working Capital Adjustment 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bUSDA 5.14(a) Transaction Litigation 6.11Written Consent Recitals

Appears in 1 contract

Sources: Merger Agreement (TreeHouse Foods, Inc.)

Cross-References. Each of the The following terms is are defined in the section set forth opposite such term. Defined Term following Sections of this Agreement: Accounting Firm 2.3(d) Additional Section 2021 Notes 5.5(b338 Form 6.15(c) 2023 Notes 5.5(bAdjusted Book Value 2.3(c) Acquisition Recommendation Change 5.2(dAdjusted Closing Certificate 2.3(c) Agreement Preamble Antitrust Laws 6.3(dAffiliate Contract 6.5 Allocation 6.15(d) (a) Bonus Amounts 6.9(cBuyer Fundamental Representations 8.2 Buyer Indemnified Party 8.1(a) Book-Entry Shares 2.1(a) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dClaims 2.5(a) Closing 1.2 Closing Date 1.2 Company Preamble Company Acquisition Agreement 5.2(d) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company 2.4 Common Stock 3.4(a3.3(a) Continuing Employee 6.9 Controlled Group 3.21(c) Corporation Agents 6.15 Cumulative Earnout Amount 2.6(c) D&O Indemnification Obligations 6.10 Dispute Notice 2.3(c) Earnout 2.6(b) Eligible Loan Origination Company Disclosure Letter Article III Company 2.6(a) Employees 3.21(a) Employment Agreement 6.13(a) ERISA 3.21(a) Estimated Closing Certificate 2.3(a) Estimated Book Value 2.3(a) Existing Financing Facilities 3.11(a)(x) Financial Statements 3.5(a3.6(a) Company Non-Union Employees 6.9(aFiscal Quarter 2.6(b) Company Permits 3.8 Company Preferred Stock 3.4(aFiscal Year 2.6(c) Company Recommendation 3.2(cIndemnified Party 8.1(c) Company SEC Documents 3.5(aIndemnifying Party 8.1(c) Company Subsidiary Organizational Documents 3.1(cIndemnity Cap 8.3(a) Company Union Employees 6.9(aInsurance Policies 3.17(a) Confidentiality Agreement 3.20 Continuing Interim Financial Statements 3.6(a) Jurisdictions 3.18(a) Latest Balance Sheet 3.6(a) Leased Real Property 3.10(b) Leases 3.10(b) Loan Origination Representations 8.2 Management Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b6.13(a) Material Contract 3.9(aContracts 3.11(a) Merger 1.1 Merger Consideration 2.1(aMaterial Permit 3.15(b) Merger Sub Preamble New Plans 6.9(bMortgage Loan Repurchase Obligations 3.11(j) Multiemployer Plan 3.21(e) Non-U.S. Plan 3.12(b)(iv)(ACompete Period 6.11(a) NYSE 3.3(bNotice of Loss 8.1(c) Old Plans 6.9(bOn-boarding Certificate 2.6(a) Option 2.3(aOn-boarding Payment 2.6(a) Option Payment 2.3(aOther Parties 3.11(b) Outside Date 8.1(b)(iPre-Closing Period 8.4(a)(i) Parent Preamble Parent Financing 5.4(aReleased Party 6.10 Restricted Area 6.11(a) Prior NDA 5.2(aRestricted Business 6.11(b) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(aReview Period 2.3(c) Restraints 7.1(cSection 338(h)(10) Rights 3.4(aElections 6.15(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(bSeller Fundamental Representations 8.2 Seller Indemnified Party 8.1(b) Shares Recitals SOX 3.5(a3.3(a) Special Meeting 6.2(aSMRH 10.14 Straddle Period 8.4(c) Stockholder Approval 3.2(bTax Claim 8.5(a) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(bThird Party Claim 8.1(d) Transaction Litigation 6.11Threshold Amount 8.3(a) Transfer Taxes 9.6 Waiving Parties 10.14

Appears in 1 contract

Sources: Stock Purchase Agreement (Stonegate Mortgage Corp)

Cross-References. Each of the following terms is defined shall have the meaning specified in the section Section of this Agreement set forth opposite such term. Defined Term Section 2021 Notes 5.5(b: 1933 Act ‎ 2.1 409(A) 2023 Notes 5.5(bArrangements ‎ 2.3‎(xiv) Acquisition Recommendation Change 5.2(dAccounting Arbitrator ‎ 2.4(c)(ii) Actual Cash ‎ 2.4(b) Actual Indebtedness ‎ 2.4(b) Actual Transaction Expenses ‎ 2.4(b) Actual Working Capital ‎ 2.4(b) Adjusted Purchase Price 2.4(d)(i) Agreement Preamble Antitrust Allocation Schedule ‎(b), ‎ 2.2(a) Anti-Corruption Laws 6.3(d‎ 3.5(g) Bonus Amounts 6.9(cApproved Landlord Lien ‎ 3.7(b) Book-Entry Shares 2.1(aAuthority ‎ 1.1 Bank Accounts Schedule ‎ 3.24 Benefits and Recoveries ‎ 7.4(b) By-Laws 1.5(b) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(dCapitalization Schedule ‎ 4.1, ‎ 3.3 Class A Common Stock Recitals Class B Common Stock Recitals Closing ‎ 2.3(a) Closing 1.2 Date ‎ 2.3(a) Closing Date 1.2 Payment Amount ‎ 2.2(b) Company Preamble Company Acquisition Affiliated Transactions ‎ 3.18 Company Affiliated Transactions Schedule ‎ 3.18 Company Brokerage Schedule ‎ 3.25 Company Names ‎ 6.3 Compliance Schedule ‎ 3.13 Contracts Schedule ‎ 3.9‎(b), ‎ 3.9(a) Contributor ‎ 3.10(g) COVID-19 Matters Schedule ‎ 3.22(a) D&O Indemnification Agreement 5.2(dSchedule ‎ 1.1 D&O Indemnitees ‎ 8.4(a) Company Benefit D&O Tail Policy ‎ 2.3(b)(viii) Data Protection Requirements ‎ 3.23(a) Dealer Schedule ‎ 3.27(a)‎ 3.27‎(h), ‎ 3.27(a)‎(g), ‎ 3.27(a) Deductible ‎ 7.4(a) Deferred Compensation Plan 3.12(aTermination Date ‎ 2.3‎(xiv) Company Board 3.2(aDelinquent Accounts Receivable Schedule ‎ 3.5(d) Company Common Stock 3.4(aDevelopments Schedule ‎ 3.6 Disclosed Liabilities Schedule ‎ 3.5(c) Company Disclosure Letter Article III Company Dispute Notice ‎ 2.4(c)(i) Downward Closing Working Capital Adjustment ‎ 1.1 Employee Benefits Schedule ‎ 3.15‎(j), ‎ 3.15‎(h), ‎ 3.15‎(f), ‎ 3.15(b), ‎ 3.15(a), 3.6(d)‎(viii) Employee Plan ‎ 3.15(a) Employee Welfare Plans ‎ 3.15(a) Entity Organization Schedule ‎ 3.1 Environmental Matters Schedule ‎ 3.17 Estimated Cash ‎ 2.4(a) Estimated Closing Statement ‎ 2.4(a) Estimated Indebtedness ‎ 2.4(a) Estimated Transaction Expenses ‎ 2.4(a) Estimated Working Capital ‎ 2.4(a) Events ‎ 1.1 FCPA ‎ 3.5(g) Final Cash ‎ 2.4(c)(iii), ‎ 2.4(c)(ii), ‎ 2.4(c)(i) Final Indebtedness ‎ 2.4(c)(iii), ‎ 2.4(c)(ii), ‎ 2.4(c)(i) Final Transaction Expenses ‎ 2.4(c)(iii), ‎ 2.4(c)(ii), ‎ 2.4(c)(i) Final Working Capital ‎ 2.4(c)(iii), ‎ 2.4(c)(ii), ‎ 2.4(c)(i) Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c) Company SEC Documents Financial Statements Schedule ‎ 3.5(a), ‎ 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(aFunds Flow ‎ 2.4(a) General Enforceability Exceptions 3.2(a‎ 3.2 Governmental Licenses Schedule ‎ 3.11, ‎ 1.1 Indebtedness Schedule ‎ 3.3, ‎ 2.3‎(xiv) Governmental Entity 3.3(bIndemnified Party ‎ 7.4(c) HSR Act 3.3(bIndemnifying Party ‎ 7.4(c) Insurance Schedule ‎ 3.26 Interim Financial Statements ‎ 3.5(a) IP Agreements ‎ 3.10(b) Key Business Relationships Schedule ‎ 3.20‎(b), ‎ 3.20(a) Key Dealer ‎ 3.20(a) Key Vendor ‎ 3.20(a) Labor and Employment Schedule ‎ 3.15(a)‎ 3.14‎(d) LaGrange Bond Documents ‎ 1.1 LaGrange Property ‎ 1.1 LaGrange Transaction ‎ 3.28 LaGrange Transaction Documents ‎ 3.28 LaGrange Transaction Documents Schedule ‎ 3.28 Leased Real Property Schedule ‎ 3.7‎(c), ‎ 3.7(b) Licensed IP ‎ 3.10(b) Litigation Schedule ‎ 3.12 Majority Holders ‎ 9.1(c) Material Contract Contracts ‎ 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights Material Governmental Licenses ‎ 3.11 Material Restrictions Schedule ‎ 3.4‎(b), ‎ 3.4(a) Securities Act Modified Financing Practices Schedule 3.6‎(vi) Other Plans ‎ 3.15(a) Owned Real Property ‎ 3.7(a) Owned Real Property Schedule ‎ 3.7‎(c), ‎ 3.7(a) Ownership Schedule ‎ 4.1 Permitted Company Affiliate Agreements Schedule ‎ 8.4‎(e), ‎ 2.3‎(b)‎(v) Permitted Liens Schedule ‎ 1.1 Pro Rata Share Schedule ‎ 1.1 Product Warranty and Product Liability Schedule ‎ 3.21(b) Proprietary Rights Schedule ‎ 3.10‎(e) Proprietary Rights Schedule ‎ 3.10‎(c), ‎ 3.10(a) Proprietary Rights Schedule ‎ 3.10(b) Proprietary Software ‎ 3.10(a) Purchased Shares ‎ 2.1 Purchaser Preamble Purchaser Brokerage Schedule ‎ 5.6 Purchaser Released Claims ‎ 8.4(f) Purchaser Releasing Person ‎ 8.4(f) RCA Seller Schedule ‎ 2.3(b)(xii) Real Property ‎ 3.7(a) Rebates Schedule ‎ 3.20(c) Registered Proprietary Rights ‎ 3.10(a) Released Claim ‎ 8.4(e) Repaid Indebtedness ‎ 2.2(e) Repaid Indebtedness Schedule ‎ 2.2(e) Representative Losses ‎ 9.1‎(d) Restrictive Covenant Agreements ‎ 2.3(b)(xii) Schedule ‎ 8.5 Schedule of Rewards Liabilities ‎ 3.5(h) Scheduled Insurance Policies ‎ 3.26 Schedules ‎ 8.5 Seller Preamble Seller Brokerage Schedule ‎ 4.5 Seller Released Parties ‎ 8.4(f) Seller Representative Preamble Sellers Preamble Shares Recitals Solvent ‎ 5.9 Specified Employee Schedule ‎ 2.3‎(xv) Split Dollar Life Insurance Schedule ‎1,1, 1.1 Stub Period Balance Sheet ‎ 3.5(a) Senior Notes 5.5(bTangible Property Schedule ‎ 3.8 Taxes Schedule ‎ 3.16, ‎ 1.1 Terminated Deferred Compensation Arrangements ‎ 2.3‎(xiv) Share Unit 2.3(bThird Party Claim ‎ 7.4(c) Shares Recitals SOX 3.5(aTrade Secrets ‎ 1.1 Trademarks ‎ 1.1 Transaction Beneficiary Joinder Preamble Transfer Taxes ‎ 8.3 Trenam Law ‎ 9.11(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation Upward Closing Working Capital Adjustment ‎ 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Working Capital Schedule ‎ 1.1

Appears in 1 contract

Sources: Stock Purchase Agreement (Franchise Group, Inc.)

Cross-References. Each of the The following terms is are defined in the section set forth opposite such termsections referenced in the table below. Defined Term Section 2021 Notes 5.5(b2020 Financials 5.4 Acquiror Preamble Acquiror A&R Bylaws Recitals Acquiror A&R Charter Recitals Acquiror Board 1.5(b) 2023 Notes 5.5(bAcquiror Board Recommendation 7.2(f) Acquisition Acquiror Certifications 4.12(c) Acquiror Change in Recommendation Change 5.2(d7.2(f) Acquiror D&O Policy 6.3(b) Acquiror SEC Documents 4.12(a) Acquiror Stockholder Approval 4.26 Acquiror Stockholders’ Meeting 7.2(a) Acquiror Support Agreement Recitals Additional Proposal 7.2(b) Affiliate Transaction 3.21 Agreement Preamble Alternative Proposal 7.1 Amendment Proposal 7.2(b) Antitrust Laws 6.3(d7.4(b) Bonus Amounts 6.9(c) BookAs-Entry Shares Converted Preferred Stock 2.1(a) By-Laws 1.5(bBalance Sheet Date 3.7 Benefit Arrangement 3.19(a) Bonds 3.16(a) Certificate of Merger 1.3 1.2(a) Certificates 2.1(a2.2(b) Change of Recommendation 5.2(e) Claim 6.7(dC-H 4.4 Closing 1.2(b) Closing 1.2 Date 1.2(b) Closing Date 1.2 Form 8-K 7.6(b) Closing Legal Impediment 8.1(a) Closing Press Release 7.6(b) Closing Tax Opinion 7.9(d) Closing Tax Representation Letters 7.9(e) Company Preamble Company Acquisition Agreement 5.2(dBoard 3.5(c) Company Benefit Plan 3.12(a) Company Board 3.2(a) Company Common Stock 3.4(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company Non-Union Employees 6.9(a) Company Permits 3.8 3.7 Company Preferred Stock 3.4(aConversion 2.1(a) Company Recommendation 3.2(cComputer Systems 3.15(h) Company SEC Documents 3.5(aD&O Policy 5.6(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(cD&O Policy 5.6(a) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Recitals Effect 10.13(a) Effective Time 1.3 ERISA 3.12(a1.2(a) Exchange Act 3.3(bElection of Directors Proposal 7.2(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act 3.3(b) Material Contract 3.9(a) Merger 1.1 Merger Consideration 2.1(a) Merger Sub Preamble New Plans 6.9(b) Non-U.S. Equity Compensation Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(b) Option 2.3(a) Option Payment 2.3(a) Outside Date 8.1(b)(i) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Termination Fee 8.2(b) Transaction Litigation 6.11Recitals

Appears in 1 contract

Sources: Merger Agreement (Roth CH Acquisition II Co)

Cross-References. Each As used in this Agreement, each of the following capitalized terms is defined shall have the meaning ascribed to them in the section Section set forth opposite such term. Defined : Term Section 2021 Notes 5.5(b---- ------- 2000 Balance Sheet 3.9 401(k) 2023 Notes 5.5(bPlan 6.10 Acquisition Agreement 5.4(d) Acquisition Recommendation Change 5.2(dProposal 5.4(a) Agreement Preamble Antitrust Laws 6.3(d-4- (a) Bonus Amounts 6.9(c) Book-Entry Shares 2.1(a) By-Laws 1.5(bCap Ex Budget 3.15(a)(i) Certificate of Merger 1.3 Certificates 2.1(a) Change of Recommendation 5.2(e) Claim 6.7(d) 2.2 Class A Common Stock Recitals Class A Directors Recitals Class B Common Stock Recitals Class B Directors Recitals Closing 1.2 2.2 Closing Date 1.2 2.2 Common Stock Recitals Company Preamble Charter Documents 3.2 Company Acquisition Agreement 5.2(dDisclosure Schedule 3 Company Employee Plan 3.11(a) Company Benefit Plan 3.12(aESPP 2.8(b) Company Board 3.2(aIP 3.18(a) Company Common Stock 3.4(aOption 2.8(a) Company Disclosure Letter Article III Company Financial Statements 3.5(a) Company NonCompany-Union Employees 6.9(aOwned IP 3.18(b) Company Permits 3.8 Company Preferred Stock 3.4(a) Company Recommendation 3.2(c3.6(b) Company SEC Documents Reports 3.7(a) Company Stockholders Meeting 3.13 Company Warrant 2.9(a) Confidentiality Letter 6.3 Consideration 2.6(b) Contracts 3.15(a) D&O Insurance 6.5(b) DGCL Recitals Dissenting Shares 2.7 Distribution 2.14(a) Effective Time 2.2 ERISA Affiliate 3.11(a) GAAP 3.7(b) Governmental Authority 3.5(b) Indemnification Agreements 6.5(a) Indemnified Party 6.5(a) Insurance Policies 3.20 Interim Period 5.1 IP Contract 3.20 Laws 3.5(a) Company Subsidiary Organizational Documents 3.1(c) Company Union Employees 6.9(a) Confidentiality Agreement 3.20 Continuing Employee 6.9(a) Covered Employees 3.12(a) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) Debt Financing Source 4.9(a) Debt Transactions 5.5(b) Deferred Payment 2.3(c) Deferred Plans 2.3(c) DGCL 1.1 Dissenting Shares 2.4 Dissenting Stockholder 2.4 Effective Time 1.3 ERISA 3.12(a) Exchange Act 3.3(b) Exchange Agent 2.2(a) Exchange Fund 2.2(a) Existing Credit Facility Terminations 5.5(a) Fee Letter 4.9(a) Financial Advisor 3.17 Foreign Antitrust Laws 3.3(b) GAAP 3.5(a) General Enforceability Exceptions 3.2(a) Governmental Entity 3.3(b) HSR Act Liens 3.3(b) Material Contract 3.9(aContracts 3.15 (a) Merger 1.1 Merger Consideration 2.1(a) Recitals Merger Sub Preamble New Plans 6.9(bCommon Stock 2.6(a) Non-U.S. Plan 3.12(b)(iv)(A) NYSE 3.3(b) Old Plans 6.9(bMinority Investment Documents 3.2 (a) Option 2.3(aNotice 2.8(a) Option Payment 2.3(aPaying Agent 2.10(a) Outside Date 8.1(b)(iPreferred Stock 3.3(a) Parent Preamble Parent Financing 5.4(a) Prior NDA 5.2(a) Prohibited Changes 5.3 Privacy Rights 3.19 Proxy Statement 3.10 Restated Certificate of Incorporation 1.5(a3.13 Reduction Plan 5.2 Requisite Stockholder Approvals 7.1(a) Restraints 7.1(c) Rights 3.4(a) Securities Act 3.5(a) Senior Notes 5.5(b) Share Unit 2.3(b) Shares Recitals SOX 3.5(a) Special Meeting 6.2(a) Stockholder Approval 3.2(bSchedule 13 E-3 3.13 Section 203 3.4 Subsidiary Documents 3.2 Superior Proposal 5.4(b) Surviving Corporation 1.1 Synergy Confidentiality Agreement 3.20 Takeover Statute 3.19 Company 2.1 Termination Fee 8.2(b8.3(a) Transaction Litigation 6.11Underwater Warrants 2.9(a)

Appears in 1 contract

Sources: Merger Agreement (General Electric Co)