Common use of Covenant of the Underwriters Clause in Contracts

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 583 contracts

Samples: Underwriting Agreement (CorMedix Inc.), Underwriting Agreement (Navidea Biopharmaceuticals, Inc.), Underwriting Agreement (Ocugen, Inc.)

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Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 44 contracts

Samples: Underwriting Agreement (Quaker Chemical Corp), Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Avanir Pharmaceuticals, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 33 contracts

Samples: Underwriting Agreement (Warren Resources Inc), Terms Agreement (Duke Realty Limited Partnership/), Terms Agreement (Duke Realty Limited Partnership/)

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d).thereunder, but for the action of the Underwriter

Appears in 26 contracts

Samples: Underwriting Agreement (Penford Corp), Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Mercury Computer Systems Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder but for the action of the Underwriters.

Appears in 16 contracts

Samples: Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Intelligent Group LTD), Underwriting Agreement (SQL Technologies Corp.)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 12 contracts

Samples: Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (AMERICAN EAGLE ENERGY Corp), Underwriting Agreement (Sanchez Energy Corp)

Covenant of the Underwriters. (a) Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 12 contracts

Samples: Underwriting Agreement (Kamada LTD), Underwriting Agreement (Sol-Gel Technologies Ltd.), Underwriting Agreement (NeuroDerm Ltd.)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 10 contracts

Samples: Underwriting Agreement (Neurocrine Biosciences Inc), Underwriting Agreement (Ardea Biosciences, Inc./De), Underwriting Agreement (Somaxon Pharmaceuticals, Inc.)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 9 contracts

Samples: Underwriting Agreement (Opko Health, Inc.), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 9 contracts

Samples: Underwriting Agreement (First Mid Bancshares, Inc.), Underwriting Agreement (First Busey Corp /Nv/), Underwriting Agreement (Presbia PLC)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 7 contracts

Samples: Underwriting Agreement (Heartland Financial Usa Inc), Underwriting Agreement (ConnectOne Bancorp, Inc.), Underwriting Agreement (Sterling Bancorp)

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company and the Issuers not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 6 contracts

Samples: Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 5 contracts

Samples: Bilander Acquisition Corp., Galliot Acquisition Corp., Bilander Acquisition Corp.

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 5 contracts

Samples: Underwriting Agreement (Trine II Acquisition Corp.), Underwriting Agreement (AxonPrime Infrastructure Acquisition Corp), Trine II Acquisition Corp.

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 4 contracts

Samples: Underwriting Agreement (Horizon Pharma, Inc.), Underwriting Agreement (Horizon Pharma, Inc.), Underwriting Agreement (Addus HomeCare Corp)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company and Guarantor not to take any action that would result in the Company or the Guarantor being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)or the Guarantor thereunder, but for the action of the Underwriter.

Appears in 4 contracts

Samples: Underwriting Agreement (Tyco International LTD /Ber/), Underwriting Agreement (Tyco International LTD), Underwriting Agreement (Tyco International LTD)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus (other than the Final Term Sheet) prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 4 contracts

Samples: Underwriting Agreement (Piedmont Natural Gas Co Inc), Underwriting Agreement (Piedmont Natural Gas Co Inc), Underwriting Agreement (Piedmont Natural Gas Co Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actionsaction, be required to be filed by the Company under Rule 433(d).

Appears in 3 contracts

Samples: Underwriting Agreement (Fiesta Restaurant Group, Inc.), Underwriting Agreement (Fiesta Restaurant Group, Inc.), Underwriting Agreement (Jefferies Capital Partners Iv Lp)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter and not to use or refer to any free writing prospectus without the prior written consent of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Copa Holdings, S.A.), Copa Holdings, S.A., Copa Holdings, S.A.

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) promulgated under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 3 contracts

Samples: Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d).thereunder, but for the action of the Underwriter

Appears in 3 contracts

Samples: Underwriting Agreement (Ceco Environmental Corp), Underwriting Agreement (Gulfport Energy Corp), Mastec Inc

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of or used by such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 3 contracts

Samples: Underwriting Agreement (Durect Corp), Underwriting Agreement (Zosano Pharma Corp), Underwriting Agreement (CASI Pharmaceuticals, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly The Underwriters covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Vantage Drilling CO), Underwriting Agreement (Vantage Drilling CO), Callon Petroleum Co

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 3 contracts

Samples: Underwriting Agreement (Great Southern Bancorp, Inc.), Underwriting Agreement (Enterprise Financial Services Corp), Underwriting Agreement (Arrowhead Pharmaceuticals, Inc.)

Covenant of the Underwriters. Each Underwriter severally severally, and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Abraxas Petroleum Corp), Underwriting Agreement (Abraxas Petroleum Corp), Underwriting Agreement (Gastar Exploration LTD)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company and each Selling Stockholder not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 3 contracts

Samples: Underwriting Agreement (Acadia Healthcare Company, Inc.), Underwriting Agreement (Acadia Healthcare Company, Inc.), Underwriting Agreement (Acadia Healthcare Company, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter it that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Dendreon Corp), Dendreon Corp

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Chefs' Warehouse, Inc.), Underwriting Agreement (Chefs' Warehouse, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder but for the action of the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Diversified Restaurant Holdings, Inc.), Underwriting Agreement (Diversified Restaurant Holdings, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters through the Representatives covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Velocity Merger Corp.), Underwriting Agreement (Velocity Merger Corp.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities 1933 Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 2 contracts

Samples: Underwriting Agreement (UNIVEST FINANCIAL Corp), Underwriting Agreement (UNIVEST FINANCIAL Corp)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 2 contracts

Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly covenants jointly, agrees with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 2 contracts

Samples: Underwriting Agreement (Triumph Bancorp, Inc.), Underwriting Agreement (Triumph Bancorp, Inc.)

Covenant of the Underwriters. Each Underwriter covenants with the Company, severally and not jointly covenants with the Company jointly, not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d)Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Red Mountain Resources, Inc.), Underwriting Agreement (Red Mountain Resources, Inc.)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Sanchez Energy Corp), Callon Petroleum Co

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 2 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company and the Selling Stockholder not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 2 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Acadia Healthcare Company, Inc.)

Covenant of the Underwriters. Each Underwriter covenants with the Company, severally and not jointly covenants with the Company jointly, not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Comstock Funds Inc), Underwriting Agreement (Comstock Mining Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Atp Oil & Gas Corp)

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company Issuers not to take any action that would result in the Company any Issuer being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by such Issuer thereunder, but for the Company under Rule 433(d)action of the Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Spectranetics Corp), Underwriting Agreement (Limelight Networks, Inc.)

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Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (NPS Pharmaceuticals Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(dthereunder, but for the action of the Underwriter. For the avoidance of doubt, this Section 7 shall not restrict the dissemination by the Underwriters of the June 2 Issuer FWP (as defined below).

Appears in 1 contract

Samples: NRG Energy, Inc.

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a 21 free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Synergy Resources Corp

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company and RGF LLC not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (Real Good Food Company, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prospectus” prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Genmab a/S)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Axsome Therapeutics, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with each of the Company and each Selling Stockholder not to take any action that would result in the Company or such Selling Stockholder being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)or such Selling Stockholder thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Mastec Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter. For the avoidance of doubt, this Section 7 shall not restrict the dissemination by the Underwriters of the January 26 Issuer FWP.

Appears in 1 contract

Samples: Underwriting Agreement (NRG Energy, Inc.)

Covenant of the Underwriters. Each Underwriter The Underwriters, severally and not jointly covenants jointly, covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Pioneer Energy Services Corp)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (TELA Bio, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants The Underwriters covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (National Storage Affiliates Trust)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of such Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Gulfport Energy Corp)

Covenant of the Underwriters. Each Underwriter severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required [PAGE] to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Hardinge Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Targacept Inc)

Covenant of the Underwriters. Each Underwriter Underwriter, severally and not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d).thereunder, but for the action of the Underwriter

Appears in 1 contract

Samples: Underwriting Agreement (Westport Innovations Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).. 20

Appears in 1 contract

Samples: Underwriting Agreement (Glycomimetics Inc)

Covenant of the Underwriters. Each Underwriter The Underwriters, severally and not jointly covenants jointly, covenant with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriters that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Laris Media Acquisition Corp)

Covenant of the Underwriters. Each Unless the Compxxx xxxxxxxx xrior written consent, each Underwriter severally and severally, but not jointly jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter.

Appears in 1 contract

Samples: Alpha Natural Resources, Inc.

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to to, without the prior consent of the Company, take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d).thereunder, but for the action of the Underwriter

Appears in 1 contract

Samples: Underwriting Agreement (Wellcare Health Plans, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company (assuming it was not an ineligible issuer as defined under Rule 405 of the Securities Act) being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (NewAmsterdam Pharma Co N.V.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action without the Company’s prior written consent that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (Array Biopharma Inc)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder, but for the action of the Underwriter. For the avoidance of doubt, this Section 7 shall not restrict the dissemination by the Underwriters of the November 8 Issuer FWP.

Appears in 1 contract

Samples: Execution (NRG Energy, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).. 28

Appears in 1 contract

Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (Green Plains Renewable Energy, Inc.)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to prepare and file a prospectus under Irish or European prospectus law or file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, be required to be filed by the Company under Rule 433(d).

Appears in 1 contract

Samples: Underwriting Agreement (Avadel Pharmaceuticals PLC)

Covenant of the Underwriters. Each Underwriter severally and not jointly covenants with the Company not to take any action that would result in the Company being required to file with the Commission pursuant to under Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not, but for such actions, not be required to be filed by the Company under Rule 433(d)thereunder but for the action of the Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (LHC Group, Inc)

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