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Common use of Controlling Persons Clause in Contracts

Controlling Persons. If you have ticked section 1(a)(i) or 1(g) above, then please:

Appears in 2 contracts

Sources: Standard Terms and Conditions of Engagement, Institution Trading Agreement

Related Clauses

  • Indemnified Persons
  • Indemnified Parties
  • CONTROLLING PARTS
  • Trustees, Shareholders, etc. Not Personally Liable; Notice
  • Interested Persons

Parent Clauses

  • Representations, Warranties and Covenants of the Subscriber
  • PARTIES, PROPERTY, AND DEFINITIONS
  • Additional Areas of Concern
  • Securities Law
  • Indemnification
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