Controlling Persons Sample Clauses

Controlling Persons. (please complete for each Controlling Person)
Controlling Persons. Collectively, (a) if Mortgagor is a partnership or joint venture, all general partners or joint venturers of Mortgagor, (b) Guarantor, (c) GC Member, (d) any other party directly or indirectly liable for payment of the Secured Obligations, whether as maker, endorser, guarantor, surety, general partner, or otherwise, and (e) any successor to any of the foregoing.
Controlling Persons. Collectively, (a) Guarantor, (b) any other party directly or indirectly liable for payment of the Secured Obligations, whether as maker, endorser, guarantor, surety, general partner, or otherwise, and (c) any successor to any of the foregoing. Pursuant to the foregoing, River Bend Associates, Inc., a Connecticut corporation, is not a Controlling Person as of the date of this Mortgage. No shareholder, officer, or director of Guarantor shall be considered a Controlling Person.
Controlling Persons. Federal securities laws may impose joint and several liability on “control persons”, or persons in control of or who direct others within their corporation, whether or not such control or direction relates to the purchase and/or sale of that corporation’s securities. For example, Rule 10b-5 of the Exchange Act imposes liability on persons who control other persons who misrepresent or otherwise commit fraud in connection with the purchase or sale of securities. However, it is important to note that such laws generally do not make the controlling person absolutely liable for substantive violations by the persons controlled by them. In fact, under Section 15 of the Exchange Act, a controlling person can avoid liability by proving that “he had no knowledge of or reasonable grounds to believe in the existence of the facts by reason of which the liability of the controlled person is alleged to exist.”
Controlling Persons. Except as indicated on Question 4(i) of Section A of the Subscriber Questionnaire, the Subscriber is not a “controlling personwith respect to the Company.
Controlling Persons. No indemnifying party shall (i) without the prior written consent of the indemnified parties (which consent shall not be unreasonably withheld), settle or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the indemnified parties are actual or potential parties to such claim or action) unless such settlement, compromise or consent includes an unconditional release of each indemnified party from all liability arising out of such claim, action, suit or proceeding or (ii) be liable for any settlement of any such action effected without its written consent (which consent shall not be unreasonably withheld), but if settled with the consent of the indemnifying party or if there be a final judgment of the plaintiff in any such action, the indemnifying party agrees to indemnify and hold harmless any indemnified party from and against any loss or liability by reason of such settlement or judgment.
Controlling Persons. The natural persons who exercise control over an Entity. In the case of a trust, such term means the settlor(s), the trustee(s), the protector(s) (if any), the beneficiary(ies) or class(es) of beneficiaries, and any other natural person(s) exercising ultimate effective control over the trust, and in the case of a legal arrangement other than a trust, such term means persons in equivalent or similar positions. The term “Controlling Persons” must be interpreted in a manner consistent with the Financial Action Task Force Recommendations. (See FATF Recommendation 10 – Customer Due Diligence.) This attachment is considered an integral part of the self-certification to which it is associated. If there is a change in Controlling Persons, please submit an updated attachment within 30 days. CONTROLLING PERSON FIRST NAME FAMILY NAME/SURNAME CURRENT RESIDENCE ADDRESS CITY/TOWN STATE/PROVINCE POSTAL CODE COUNTRY (do not abbreviate) COUNTRY OF TAX RESIDENCE 1 TAXPAYER IDENTIFICATION NUMBER 1 DATE OF BIRTH (DD/MM/YYYY) COUNTRY OF TAX RESIDENCE 2 TAXPAYER IDENTIFICATION NUMBER 2 COUNTRY OF TAX RESIDENCE 3 TAXPAYER IDENTIFICATION NUMBER 3 CONTROLLING PERSON TYPE – TIPO DE PERSONA CONTROLANTE LEGAL PERSON Control by Ownership Senior Managing Official Control By Other Means LEGAL ARRANGEMENT – TRUST Settlor Beneficiary Trustee Protector Other LEGAL ARRAGEMENT – OTHER Settlor – Equivalent Protector – Equivalent Other – Equivalent Trustee – Equivalent Beneficiary – Quivalent CONTROLLING PERSON FIRST NAME FAMILY NAME/SURNAME CURRENT RESIDENCE ADDRESS CITY/TOWN STATE/PROVINCE POSTAL CODE COUNTRY (do not abbreviate) COUNTRY OF TAX RESIDENCE 1 TAXPAYER IDENTIFICATION NUMBER 1 DATE OF BIRTH (DD/MM/YYYY) COUNTRY OF TAX RESIDENCE 2 TAXPAYER IDENTIFICATION NUMBER 2 COUNTRY OF TAX RESIDENCE 3 TAXPAYER IDENTIFICATION NUMBER 3 CONTROLLING PERSON TYPE LEGAL PERSON Control by Ownership Senior Managing Official Control By Other Means LEGAL ARRANGEMENT – TRUST Settlor Beneficiary Trustee Protector Other LEGAL ARRAGEMENT – OTHER Settlor – Equivalent Protector – Equivalent Other – Equivalent Trustee – Equivalent Beneficiary – Quivalent If Account Holder has additional Controlling Persons, provide multiple Controlling Persons attachments.
Controlling Persons. (Complete this part if the entity account holder is a passive NFE)
Controlling Persons. Each person involved in making the investment decision on behalf of the entity is listed below: Name Title ---- ----- ----------------------------------------------------------------------- -----------------------------------------------------------------------
Controlling Persons. (please complete for each Controlling Person who is a natural person)