Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 64 contracts
Samples: Dealer Manager Agreement (Moody National REIT I, Inc.), Dealer Agreement (NorthStar Real Estate Income II, Inc.), Participating Dealer Agreement (Moody National REIT I, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Shares, including the Dealer Manager, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 35 contracts
Samples: Dealer Manager Agreement (Cim Income Nav, Inc.), Dealer Manager Agreement (Cole Office & Industrial REIT (CCIT III), Inc.), Dealer Manager Agreement (Cim Income Nav, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 31 contracts
Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Clarion Property Trust Inc.), Dealer Manager Agreement (Clarion Property Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 26 contracts
Samples: Dealer Manager Agreement (Behringer Harvard Reit I Inc), Selected Dealer Agreement (Behringer Harvard Opportunity REIT I, Inc.), Selected Investment Advisor Agreement (Hartman Commercial Properties Reit)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 20 contracts
Samples: Dealer Manager Agreement (Brookfield Real Estate Income Trust Inc.), Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.), Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 10 contracts
Samples: Dealer Agreement (Grubb & Ellis Healthcare REIT II, Inc.), Dealer Manager Agreement (Pacific Office Properties Trust, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 10 contracts
Samples: Dealer Manager Agreement (Dividend Capital Trust Inc), Management Agreement (Dividend Capital Trust Inc), Dealer Manager Agreement (Dividend Capital Trust Inc)
Confirmation. The Company hereby agrees and assumes assumes, or will arrange for a party designated by it, to assume the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Selected Dealers, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Selected Dealer Agreement (VII Peaks Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (Keating Capital Inc)
Confirmation. The Company hereby agrees and assumes assumes, or will arrange for a party designated by it, to assume the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Participating Dealers, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Participating Dealer Agreement (Triton Pacific Investment Corporation, Inc.), Dealer Agreement, Participating Dealer Agreement (Triton Pacific Investment Corporation, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs and Selected Institutions who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.), Dealer Manager Agreement (BGO Industrial Real Estate Income Trust, Inc.), Dealer Manager Agreement (J.P. Morgan Real Estate Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers the Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to To the extent the Company is advised of practicable and permitted by law, all such laws in writing by the Dealer Managerconfirmations may be provided electronically.
Appears in 8 contracts
Samples: Dealer Manager Agreement (Prospect Floating Rate & Alternative Income Fund, Inc.), Dealer Manager Agreement (Priority Income Fund, Inc.), Dealer Manager Agreement (Priority Income Fund, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Participating Broker-Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manageras applicable.
Appears in 8 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 7 contracts
Samples: Dealer Manager Agreement (KBS Real Estate Investment Trust III, Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Ares Real Estate Income Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Shares, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Hartman vREIT XXI, Inc.), Dealer Manager Agreement (Hartman vREIT XXI, Inc.), Dealer Manager Agreement (Hartman vREIT XXI, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Cole Credit Property Trust Inc), Selected Dealer Agreement (Cole Credit Property Trust II Inc), Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Cole Credit Property Trust III, Inc.), Dealer Manager Agreement (Cole Credit Property Trust III, Inc.), Selected Dealer Agreement (Cole Retail Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Selected Dealer Agreement (Behringer Harvard Opportunity REIT I, Inc.), Dealer Manager Agreement (Behringer Harvard Opportunity REIT I, Inc.), Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 5 contracts
Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 4 contracts
Samples: Intermediary Manager Agreement (Apollo Debt Solutions BDC), Intermediary Manager Agreement (Blackstone Private Credit Fund), Intermediary Manager Agreement (Blackstone Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, FINRA and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Wells Core Office Income Reit Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Iii Inc), Dealer Manager Agreement (Wells Core Office Income Reit Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Participating Broker-Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Units all orders for purchase of Offered Shares Units accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAFINRA Rules, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (TriLinc Global Impact Fund LLC), Dealer Manager Agreement (TriLinc Global Impact Fund LLC), Dealer Manager Agreement (TriLinc Global Impact Fund LLC)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Klein Retail Centers, Inc.), Klein Retail Centers (Klein Retail Centers, Inc.), Dealer Manager Agreement (Hartman Short Term Income Properties XX, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Selected Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.), Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.), Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 3 contracts
Samples: Managing Dealer Agreement (HPS Corporate Lending Fund), Managing Dealer Agreement (Bain Capital Private Credit), Managing Dealer Agreement (HPS Corporate Capital Solutions Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Bluerock Homes Trust, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (NorthStar/RXR New York Metro Income, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Units all orders for purchase of Offered Shares Units accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to To the extent the Company is advised of practicable and permitted by law, all such laws in writing by the Dealer Managerconfirmations may be provided electronically.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.), Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Bxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 2 contracts
Samples: Managing Dealer Agreement (Kennedy Lewis Capital Co), Managing Dealer Agreement (Golub Capital Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerDistributor.
Appears in 2 contracts
Samples: Distribution Agreement (NorthEnd Income Property Trust Inc.), Distribution Agreement (NorthEnd Income Property Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Wells Real Estate Investment Trust Ii Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 2 contracts
Samples: Form of Managing Dealer Agreement (HPS Corporate Lending Fund), Managing Dealer Agreement (HPS Corporate Lending Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs and Selected Institutions who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 2 contracts
Samples: Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund), Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Participating Dealers and the Offered Shares Dealer Manager all orders for the purchase of Offered Shares accepted by the Company. Such If applicable, such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Manager Agreement (Stirling Hotels & Resorts, Inc.), Participating Dealer Agreement (Stirling Hotels & Resorts, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Distribution Manager.
Appears in 2 contracts
Samples: Distribution Manager Agreement (Oaktree Strategic Credit Fund), Distribution Manager Agreement (Oaktree Strategic Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Grubb & Ellis Healthcare REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, FINRA and will comply with applicable laws of such any other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Managerapplicable jurisdiction.
Appears in 1 contract
Samples: Dealer Manager Agreement (Wells Timberland REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Selected Dealer Agreement (Lanier Capital REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Distribution Manager.
Appears in 1 contract
Samples: Distribution Manager Agreement (Oaktree Strategic Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 1 contract
Samples: Intermediary Manager Agreement (PGIM Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Dividend Capital Total Realty Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm confirm, on its behalf and on behalf of dealers or brokers the Participating Broker-Dealers who sell the Offered Shares Shares, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers, Advisers and the Offered Shares Distributor all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerDistributor.
Appears in 1 contract
Samples: Distribution Agreement (Wells Total Return REIT, Inc.)
