Conditional Exemptions under FPPR Sample Clauses

Conditional Exemptions under FPPR section 12 The FSP holder is exempt from the FPPR practice requirement sections specified in Table 1.10 by including an applicable result or strategy in this approved FSP: Table 1.10 Conditional Exemptions Paragraph in this FSP FPPR section providing Exemption FPPR Practice Requirement section to which the Exemption Applies 5.2.1 12.2(1) 35 (adopted in strategy) 5.2.1 12.2(2) 36 (adopted in strategy) 5.4.1 12.3(3) 49(2) (replaced by strategy) 5.4.1 12.3(6) 52(2) (adopted in strategy) 5.4.1 12.3(7) 53 (adopted in strategy) 5.9.2 12.4(1) 64(1) (adopted in strategy) 5.9.2 12.4(2) 65(2) (replaced by strategy) 5.10.2 12.5(1) 66 (replaced by strategy) 5.10.3 12.5(2) 67 (replaced by strategy)
Sample 1
AutoNDA by SimpleDocs

Related to Conditional Exemptions under FPPR

  • Certain Conditions to Assignments Assignments shall be subject to the following additional conditions:

  • Conditions to Obligation of the Company to Effect the Merger Unless waived by the Company, the obligation of the Company to effect the Merger shall be subject to the fulfillment at or prior to the Effective Time of the following additional conditions:

  • CONDITIONS TO MERGER Section 7.01 Conditions to Each Party's Obligation To Effect the Merger. The respective obligations of each party to this Agreement to effect the Merger shall be subject to the satisfaction prior to the Closing Date of the following conditions:

  • Conditions to Loan Section 3.1 Conditions to Funding of the Loan on the Closing Date......................................... 33

  • Conditions to Obligation of the Buyer The obligation of the Buyer to consummate the transactions to be performed by it in connection with the Closing is subject to satisfaction of the following conditions:

  • Conditions to Obligations of Parent The obligation of Parent to effect the Merger is further subject to satisfaction or waiver of the following conditions:

  • Certain Conditions Except as otherwise provided in Sections 2.2.4 and 2.3.4 of this Agreement, no Lender shall have an obligation to make any Loan, or to permit the continuation of or any conversion into any LIBOR Loan, and the Issuing Lender shall not have any obligation to issue any Letter of Credit, if an Event of Default or Unmatured Event of Default exists.

  • Additional Conditions to Obligation of the Company The obligation of the Company to effect the Merger is also subject to the following conditions:

  • Conditions for Advance and Conditions to Closing Section 7.1

  • Additional Conditions to Issuance of Stock If at any time the Company will determine, in its discretion, that the listing, registration or qualification of the Shares upon any securities exchange or under any state or federal law, or the consent or approval of any governmental regulatory authority is necessary or desirable as a condition to the issuance of Shares to Participant (or his or her estate), such issuance will not occur unless and until such listing, registration, qualification, consent or approval will have been effected or obtained free of any conditions not acceptable to the Company. The Company will make all reasonable efforts to meet the requirements of any such state or federal law or securities exchange and to obtain any such consent or approval of any such governmental authority. Assuming such compliance, for income tax purposes the Exercised Shares will be considered transferred to Participant on the date the Option is exercised with respect to such Exercised Shares.

Time is Money Join Law Insider Premium to draft better contracts faster.