CONCENTRATION GUIDELINES Clause Samples
The Concentration Guidelines clause sets limits on the amount or proportion of a particular asset, investment, or exposure that a party may hold within a portfolio or agreement. Typically, this clause outlines specific thresholds or percentages that cannot be exceeded, such as capping the investment in a single security or sector to reduce risk. By establishing these boundaries, the clause helps prevent overexposure to any single risk factor, thereby promoting diversification and mitigating the potential for significant losses due to concentration in one area.
CONCENTRATION GUIDELINES. (i) Not more than 5% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities and repurchase agreements that are collateralized fully, as to which there is no limitation.
(ii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages.
CONCENTRATION GUIDELINES. 1. There shall be no concentration limitation on (j), and (k). See section A.
2. For purposes of these guidelines, the term “issuer” means a given entity and its affiliates and an “affiliate” of an issuer means an entity controlling, controlled by, or under common control with, the issuer.
CONCENTRATION GUIDELINES. A maximum of 25% of the Cash Collateral in the Cash Collateral Account may be invested with a single counterparty; provided that there is no concentration limit with respect to U.S. Government Securities; provided further that this concentration limit shall apply only if the Cash Collateral in the Cash Collateral Account exceeds USD 1,000,000.
CONCENTRATION GUIDELINES. 1. The greater of 25 million or 10% of the Fund's total assets, measured at the time of purchase, may be invested in the securities of a single issuer (other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph B, as to which there is no limitation).
CONCENTRATION GUIDELINES. (i) 10% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph B, as to which there is no limitation.
(ii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages.
(iii) The acceptance of non-investment grade collateral for Repurchase Agreements (F.1) shall be limited to 10% of the total assets available for investment (see Section G.1(ii) for the definition of investment grade).
CONCENTRATION GUIDELINES. 1. There shall be no concentration limitation on (f). See section A.1.
CONCENTRATION GUIDELINES. Excluding U.S. Government Securities, repurchase agreements, shares of money market funds and collective investment vehicles, concentration of any Approved Investment in the Cash Collateral Account will not exceed 5% per issuer. • A maximum of 25% of the Cash Collateral in the Cash Collateral Account may be invested in repurchase transactions with a single counterparty; provided that this concentration limit shall apply only if the Cash Collateral in the Cash Collateral Account exceeds USD 1,000,000.
CONCENTRATION GUIDELINES. (i) The greater of 25 million or 10% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph A, as to which there is no limitation.
(ii) The purchase of Second Tier commercial paper shall be limited to 10% of the total assets available for investment, with no one issuer accounting for 2.5% of the available assets.
(iii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages.
(iv) The acceptance of non-investment grade collateral for Reverse Repurchase Agreements (E.1) shall be limited to 10% of the total assets available for investment (see Section F.1(ii) for the definition of investment grade).