Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledge, its officers and directors (in such capacity) are in compliance with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 34 contracts
Samples: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Capital Southwest Corp), Equity Distribution Agreement (Main Street Capital CORP)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company andis, to its knowledge, its officers and directors (in such capacity) are in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and the Commission’s published rules promulgated thereunder that are applicable to the Company as and regulations of the date hereofCommission that have been adopted and are effective thereunder.
Appears in 10 contracts
Samples: Underwriting Agreement (McCormick & Co Inc), Underwriting Agreement (McCormick & Co Inc), Underwriting Agreement (McCormick & Co Inc)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledgethe knowledge of the Company, its respective officers and directors (in such capacity) ), are in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 7 contracts
Samples: Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Equity Distribution Agreement (FIDUS INVESTMENT Corp)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledge, its officers and directors (in such capacity) are is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and the Commission’s published rules promulgated thereunder that are applicable to the Company as and regulations of the date hereofCommission that have been adopted and are effective thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Avon Products Inc), Underwriting Agreement (Avon Products Inc), Underwriting Agreement (Avon Products Inc)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to and its knowledge, its respective officers and directors (in such capacity) are in compliance with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (CM Finance Inc), Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.), Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledgethe knowledge of the Company, its respective officers and directors (in such capacity) ), are in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended (the “Xxxxxxxx-Xxxxx Act”), and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledge, its officers and directors (in such capacity) are in compliance with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Capital Southwest Corp)
Compliance with the Xxxxxxxx-Xxxxx Act of 2002. The Company and, to its knowledgethe knowledge of the Company, its the executive officers and directors (of the Company in such capacity) their capacities as such, are in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the Commission’s published rules and regulations promulgated thereunder that are effective and applicable to the Company as of the date hereof.
Appears in 1 contract
