Common use of Compliance with Regulation M Clause in Contracts

Compliance with Regulation M. Until the Representatives shall have notified the Company of the completion of the resale of the Stock, that the Company will not, and will use its commercially reasonable efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Stock, or attempt to induce any person to purchase any Stock in violation of Regulation M under the Exchange Act; and not to, and to use its commercially reasonable efforts to cause its affiliated purchasers not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Stock.

Appears in 2 contracts

Samples: Underwriting Agreement (Aeglea BioTherapeutics, Inc.), Underwriting Agreement (Aeglea BioTherapeutics, Inc.)

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Compliance with Regulation M. Until the Representatives shall have notified the Company of the completion of the resale of the StockOffered ADSs, that the Company will not, and will use its commercially reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any StockOffered ADSs, or attempt to induce any person to purchase any Stock in violation of Regulation M under the Exchange ActOffered ADSs; and not to, and to use its commercially reasonable best efforts to cause its affiliated purchasers not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the StockOffered ADSs.

Appears in 2 contracts

Samples: Underwriting Agreement (COMPASS Pathways PLC), Underwriting Agreement (COMPASS Pathways PLC)

Compliance with Regulation M. Until the Representatives shall have notified the Company of the completion of the resale sale of the StockOffered ADSs, that the Company will not, and will use its commercially reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any StockOffered ADSs, or attempt to induce any person to purchase any Stock in violation of Regulation M under the Exchange ActOffered ADSs; and not to, and to use its commercially reasonable best efforts to cause its affiliated purchasers not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the StockOffered ADSs.

Appears in 1 contract

Samples: Underwriting Agreement (Bavarian Nordic a/S / ADR)

Compliance with Regulation M. Until the Representatives Representative shall have notified the Company of the completion of the resale of the Stock, that the Company will not, and will use its commercially reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Stock, or attempt to induce any person to purchase any Stock in violation of Regulation M under the Exchange Act; and not to, and to use its commercially reasonable best efforts to cause its affiliated purchasers not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the StockStock in violation of Regulation M under the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (BOSTON OMAHA Corp)

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Compliance with Regulation M. Until the Representatives shall have notified the Company of the completion of the resale of the StockSecurities, that the Company will not, and will use its commercially reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any StockSecurities, or attempt to induce any person to purchase any Stock in violation of Regulation M under the Exchange ActSecurities; and not to, and to use its commercially reasonable best efforts to cause its affiliated purchasers not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the StockSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Nkarta, Inc.)

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