Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea region, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 16 contracts
Samples: Underwriting Agreement (Andina Acquisition Corp. III), Underwriting Agreement (Andina Acquisition Corp. III), Underwriting Agreement (Roth CH Acquisition I Co)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledgeKnowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea region, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 8 contracts
Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp)
Compliance with OFAC. (A) Neither the Company nor any of its subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate affiliate, representative or representative other person acting on behalf of the CompanyCompany or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”)Council, the European Union (“EU”), Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 3 contracts
Samples: Underwriting Agreement (RumbleOn, Inc.), Underwriting Agreement (ClearPoint Neuro, Inc.), Underwriting Agreement (RumbleON, Inc.)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including including, without limitation, the Crimea region, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 3 contracts
Samples: Underwriting Agreement (VectoIQ Acquisition Corp.), Underwriting Agreement (VectoIQ Acquisition Corp.), Underwriting Agreement (VectoIQ Acquisition Corp.)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Korea and Syria).
Appears in 3 contracts
Samples: Underwriting Agreement (GigCapital, Inc.), Underwriting Agreement (GigCapital, Inc.), Underwriting Agreement (GigCapital, Inc.)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject or the target of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject or target of Sanctions (including including, without limitation, the Crimea region, Cuba, Iran, North Korea, Sudan and SyriaSyria (each, a “Sanctioned Country”)).
Appears in 3 contracts
Samples: Unit Purchase Agreement (VectoIQ Acquisition Corp. II), Underwriting Agreement (VectoIQ Acquisition Corp. II), Unit Purchase Agreement (VectoIQ Acquisition Corp. II)
Compliance with OFAC. (A) Neither the Company nor any director, director or officer or employee thereof, nor, to the Company’s knowledge, any employee, agent, affiliate affiliate, or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 2 contracts
Samples: Underwriting Agreement (908 Devices Inc.), Underwriting Agreement (908 Devices Inc.)
Compliance with OFAC. (A) Neither the Company nor any director, director nominee, officer or employee thereof, nor, to the Company’s knowledgeKnowledge, any agent, affiliate or representative of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea region, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 2 contracts
Samples: Underwriting Agreement (Panacea Acquisition Corp. II), Underwriting Agreement (Panacea Acquisition Corp. II)
Compliance with OFAC. (A) Neither the Company nor any of its subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledgeKnowledge, any agent, affiliate affiliate, representative or representative other person acting on behalf of the CompanyCompany or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”)Control, the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 2 contracts
Samples: Underwriting Agreement (Limelight Networks, Inc.), Underwriting Agreement (Limelight Networks, Inc.)
Compliance with OFAC. (A) Neither the Company nor any of its subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the CompanyCompany or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”)Control, the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 1 contract
Compliance with OFAC. (A) Neither the Company nor any directorof its subsidiaries, nor any director or officer or employee thereof, nor, to the Company’s knowledge, any other employee, agent, affiliate or representative of the CompanyCompany or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: is (ix) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”)Control, the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, Libya, North Korea, Sudan Crimea and Syria).
Appears in 1 contract
Samples: Underwriting Agreement (Third Point Reinsurance Ltd.)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate affiliate, representative or representative other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 1 contract
Compliance with OFAC. (Ai) Neither the Company nor any directorof its subsidiaries, officer or employee thereofnor any officer, nor, to the Company’s knowledge, any director, employee, agent, affiliate or representative of the CompanyCompany or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (iA) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”)Control, the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), ; nor (iiB) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 1 contract
Samples: Rovi Corp
Compliance with OFAC. (A) Neither the Company Company, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate affiliate, representative or representative other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 1 contract
Compliance with OFAC. (A) Neither the Company nor any directorof its directors, officer officers or employee thereofemployees, nor, to the Company’s knowledge, any agent, affiliate affiliate, representative or representative other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 1 contract
Compliance with OFAC. (A) Neither the Company nor any directorof its directors, officer officers or employee thereofemployees, nor, nor to the Company’s knowledge, any agent, affiliate affiliate, representative, or representative other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”)Council, the European Union (“EU”), Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized organized, or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Sudan, Syria and Syriathe Crimea).
Appears in 1 contract
Samples: Sales Agreement (Nkarta, Inc.)
Compliance with OFAC. (A) Neither the Company nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agentof its directors, affiliate officers or representative of the Companyemployees agents, affiliates or representatives is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea region, which currently include Cuba, Iran, North Korea, Sudan and Syria).
Appears in 1 contract
Samples: Underwriting Agreement (Nivalis Therapeutics, Inc.)
Compliance with OFAC. (A) Neither the Company nor any director, officer of its directors or employee thereof, officers nor, to the Company’s knowledge, any employee agent, affiliate affiliate, representative or representative other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions a U.S. government embargo (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan Syria and Syriathe Crimea).
Appears in 1 contract
Samples: Common Stock (Sutro Biopharma, Inc.)
Compliance with OFAC. (Ai) Neither the Company nor any of its Subsidiaries, nor any director, officer officer, or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of the CompanyCompany or any of its Subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (iA) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”)Control, the United Nations Security Council (“UNSC”)Council, the European Union (“EU”)Union, Her Majesty’s Treasury (“HMT”)Treasury, or other relevant sanctions authority (collectively, “Sanctions”), ; nor (iiB) located, organized or resident in a country or territory that is the subject of Sanctions (including the Crimea regionincluding, without limitation, Cuba, Iran, North Korea, Sudan and Syria).
Appears in 1 contract
Samples: Purchase Agreement (Egalet Corp)