Compliance with Federal and State Laws. (a) Dealer will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar shall be under no liability to Dealer except for lack of good faith and for obligations expressly assumed by Quasar herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.
Appears in 32 contracts
Samples: Dealer Agreement (Artio Global Equity Fund Inc), Dealer Agreement (Julius Baer Global Equity Fund Inc), Dealer Agreement (Artio Global Investment Funds)
Compliance with Federal and State Laws. (a) Dealer will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar shall be under no liability to Dealer except for lack of good faith and for obligations expressly assumed by Quasar herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.. Exhibit e2
Appears in 2 contracts
Samples: Dealer Agreement (Artio Select Opportunities Fund Inc.), Dealer Agreement (Artio Select Opportunities Fund Inc.)
Compliance with Federal and State Laws. (a) Dealer will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar shall be under no liability to Dealer except for lack of good faith and for obligations expressly assumed by Quasar herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.. Exhibit e3
Appears in 2 contracts
Samples: Dealer Agreement (Artio Global Investment Funds), Dealer Agreement (Artio Global Investment Funds)
Compliance with Federal and State Laws. (a) Dealer The DEALER will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer the DEALER will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar QUASAR shall be under no liability to Dealer the DEALER except for lack of good faith and for obligations expressly assumed by Quasar QUASAR herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.
Appears in 2 contracts
Samples: Distribution Agreement (Cullen Funds Trust), Distribution Agreement (Cullen Funds Trust)
Compliance with Federal and State Laws. (a) Dealer will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar Vigilant shall be under no liability to Dealer except for lack of good faith and for obligations expressly assumed by Quasar Vigilant herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.
Appears in 1 contract
Compliance with Federal and State Laws. (a) Dealer Company will not sell any of the Shares except in compliance with all applicable federal and state securities laws. In connection with sales and offers to sell Shares, Dealer Company will furnish or cause to be furnished to each person to whom any such sale or offer is made, at or prior to the time of offering or sale, a copy of the Prospectus and, if requested, the related SAI. Quasar Distributor shall be under no liability to Dealer Company except for lack of good faith and for obligations expressly assumed by Quasar Distributor herein. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with, or to relieve the parties hereto from any liability arising under, the federal securities laws.
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)