Compliance Policies. Main Street has adopted and implemented written policies and procedures reasonably designed to prevent violation of the Advisers Act by Main Street and its “supervised persons” (as such term is defined in Section 202(a)(25) of the Advisers Act), including the Sub-Adviser, its employees and persons acting on its behalf in accordance with Rule 206(4)-7 of the Advisers Act. Main Street has provided the BDC, and shall provide the BDC at such times in the future as the BDC shall reasonably request, with a copy of such policies and procedures.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement, Investment Sub Advisory Agreement (HMS Income Fund, Inc.), Investment Sub Advisory Agreement (HMS Income Fund, Inc.)
