Compliance by the Client. The Broker Member shall have no responsibility for the Client's compliance with any Applicable Regulations governing or affecting the Client's conduct or for the Client's compliance with any Applicable Regulations governing or affecting Transactions.
Appears in 6 contracts
Samples: Member Client Agreement, Member Client Agreement, Member Client Agreement
Compliance by the Client. The Broker Member shall have no responsibility for the Client's ’s compliance with any Applicable Regulations governing or affecting the Client's ’s conduct or for the Client's ’s compliance with any Applicable Regulations governing or affecting Transactions.
Appears in 1 contract
Samples: Client Agreement
Compliance by the Client. The Broker Member shall have no responsibility for the Client's compliance with any Applicable Regulations governing or affecting the Client's conduct or for the Client's compliance with any Applicable Regulations governing or affecting Transactions.
Appears in 1 contract
Samples: Client Agreement
