Common use of Code of Ethics Clause in Contracts

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 155 contracts

Sources: Management Agreement (THOR Financial Technologies Trust), Management Agreement (PFS Funds), Management Agreement (Locorr Investment Trust)

Code of Ethics. You hereby certify that you have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 40 contracts

Sources: Management Agreement (TCG Financial Series Trust VI), Management Agreement (TCG Financial Series Trust IV), Management Agreement (TCG Financial Series Trust X)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 17j-l under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-117j-l) from violating the code.

Appears in 28 contracts

Sources: Management Agreement (Booster Income Opportunities Fund), Interim Management Agreement (Cantor Select Portfolios Trust), Management Agreement (83 Investment Group Income Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 24 contracts

Sources: Management Agreement (RiverNorth Long Prime Unicorn Fund 2028, Inc.), Management Agreement (RiverNorth Short Prime Unicorn Fund 2028, Inc), Investment Advisory Agreement (Mutual Fund Series Trust)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 17 contracts

Sources: Investment Advisory Agreement (Strategy Shares), Management Agreement (Frank Funds), Management Agreement (Frank Funds)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust Directors a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 11 contracts

Sources: Management Agreement (Simplify Exchange Traded Funds), Management Agreement (NEOS ETF Trust), Management Agreement (Simplify Exchange Traded Funds)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 60 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 4 contracts

Sources: Investment Advisory Agreement (Mutual Fund & Variable Insurance Trust), Investment Advisory Agreement (Mutual Fund Series Trust), Investment Advisory Agreement (Mutual Fund Series Trust)

Code of Ethics. You have adopted a written code of ethics (the “Code of Ethics”) complying with the requirements of Rule 17j-1 17j-l under the Act and will provide the Trust Fund with a copy of the code Code of Ethics and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code Code of ethics Ethics since the last report to the Board of TrusteesBoard, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-117j-l) from violating the code.

Appears in 2 contracts

Sources: Investment Advisory Agreement (Bluerock High Income Institutional Credit Fund), Investment Advisory Agreement (Bluerock Institutional High Income Credit Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors of the Company , including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Sources: Management Agreement (Ranger Funds Investment Trust)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Fund with a copy of the code and evidence of its adoption. Within 45 60 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust Fund a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Sources: Investment Advisory Agreement (Catalyst Strategic Income Opportunities Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Sources: Management Agreement (Strategy Shares)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 17j-l under the Act and will provide the Trust Fund with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Fund a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-117j-l) from violating the code.

Appears in 1 contract

Sources: Investment Advisory Agreement (599 Fund LLC)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Sources: Management Agreement (Align Alternative Access Fund)