Common use of Code of Ethics Clause in Contracts

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 148 contracts

Samples: Management Agreement (THOR Financial Technologies Trust), Management Agreement (Locorr Investment Trust), Management Agreement (Peak Income Plus Fund)

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Code of Ethics. You hereby certify that you have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 40 contracts

Samples: Management Agreement (TCG Financial Series Trust II), Management Agreement (TCG Financial Series Trust VIII), Management Agreement (TCG Financial Series Trust VII)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 20 contracts

Samples: Investment Advisory Agreement (Mutual Fund Series Trust), Investment Advisory Agreement (Mutual Fund Series Trust), Investment Advisory Agreement (Mutual Fund Series Trust)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 17j-l under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-117j-l) from violating the code.

Appears in 19 contracts

Samples: Management Agreement (Booster Income Opportunities Fund), Management Agreement (Cantor Select Portfolios Trust), Management Agreement (Beacon Pointe Multi-Alternative Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 17 contracts

Samples: Investment Advisory Agreement (Strategy Shares), Management Agreement (Frank Funds), Management Agreement (Frank Funds)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust Directors a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 7 contracts

Samples: Management Agreement (Simplify Exchange Traded Funds), Management Agreement (Simplify Exchange Traded Funds), Management Agreement (Simplify Exchange Traded Funds)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 60 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Mutual Fund Series Trust), Investment Advisory Agreement (Mutual Fund Series Trust), Investment Advisory Agreement (Mutual Fund Series Trust)

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Code of Ethics. You have adopted a written code of ethics (the “Code of Ethics”) complying with the requirements of Rule 17j-1 17j-l under the Act and will provide the Trust Fund with a copy of the code Code of Ethics and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code Code of ethics Ethics since the last report to the Board of TrusteesBoard, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-117j-l) from violating the code.

Appears in 1 contract

Samples: Investment Advisory Agreement (Bluerock Institutional High Income Credit Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Samples: Management Agreement (Strategy Shares)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Fund with a copy of the code and evidence of its adoption. Within 45 60 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees of the Trust Fund a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Samples: Investment Advisory Agreement (Catalyst Strategic Income Opportunities Fund)

Code of Ethics. You have adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust Company with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, you will provide to the Board of Trustees Directors of the Trust Company a written report that describes any issues arising under the code of ethics since the last report to the Board of TrusteesDirectors of the Company , including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that you have adopted procedures reasonably necessary to prevent access persons (as that term is defined in Rule 17j-1) from violating the code.

Appears in 1 contract

Samples: Management Agreement (Ranger Funds Investment Trust)

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