Common use of CLIENT’S DECLARATION Clause in Contracts

CLIENT’S DECLARATION. I/We confirm the information provided above is true, complete and correct. I/We will notify you of any material changes to the above information. Client’s Signature(s) Date Please attach certified copies of the following documents:- • HKID or Passport copy • Residential address proof issued within 3 months I/We, the undersigned client, hereby consent to you sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Margin Client’s Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date Name of Client (in Chinese, if any): Private Ltd Co Public Ltd Co Sole Proprietor Partnership Others □ □ □ □ □ Place of Incorporation: Date of Incorporation: Certificate of Incorporation No.: Business Registration No.: Nature of Business: Registered Address: Business Address (if different): Tel No.: Fax No.: E-mail: Correspondence (choose one only, all communications, including client statements, will be sent to): □ E-mail address [please complete “Client’s Consent (Electronic Communication)” of this form] □ Registered Address □ Business Address □ Others: You request us to provide internet services for your account opened with us. You agree that you shall be bound by the Terms in Connection with Internet Services set out in Appendix 2. □ Yes □ No Name HKID/Passport No. Telephone No. Specimen Signature Name HKID/Passport No. Nationality Name HKID/Passport No. Nationality % of Shareholding Authorized Share Capital: Issued Share Capital: Turnover: Gross Profit/(Loss) for the last year: Net Equity: Net Profit/(Loss) for the last year: □ Income □ Capital Gain □ Short Term Growth □ Long Options □ Write Covered Options □ Write Uncovered Options □ Hedging □ Options Speculation □ Options Strategic Investment Experience Stocks Warrants Options Futures No. of Year(s) No. of Transaction per Year Typical Transaction Size (in HK$) Have you traded 5 or more transactions in any derivative or structure products whether traded on exchange or not, within the past 3 years? □ Yes □ No Account Number Address I/We confirm the information provided above is true, complete and correct. Our company will notify your company of any material changes to the above information. Client’s Signature(s): Date: Please attach certified copies of the following documents:– • Memorandum and Articles of Association • Certificate of Incorporation • Certificate of Business Registration • Hong Kong Identity Card or Passport of all Authorized Persons, Directors and Shareholders • The most recent Annual Return I/We, the undersigned client, hereby consent to you sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Margin Client’s Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date To: ▇▇▇▇▇ Securities Limited ▇▇▇▇▇ ▇▇▇▇, ▇▇/▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ (Registered with the Securities and Futures Commission (“SFC”) under The Securities and Futures Ordinance, Cap 571 of the Laws of Hong Kong (“SFO”) to carry on type 1 (dealing in securities), type 2 (dealing in futures contracts). In consideration of your agreeing to act as my/our broker for the purpose of purchasing, investing, selling, exchanging, otherwise disposing of and generally dealing in and with all kinds of securities including but not limited to shares, stocks, warrants, options, bonds, debentures, notes, bills of exchange, certificates and commercial paper of any description whatsoever and wherever issued, quoted, dealt in or located (all of which are referred to as the “Securities”), and (where expressly agreed in writing between you and me/us) in consideration of your extending or continuing to extend credit to us in connection therewith, I/we request you to open and maintain, upon the terms and conditions of this Agreement, a securities dealing account in my/our name and at any time hereafter to open and maintain accounts in my/our name (all of which accounts referred to as the “Account(s)”) as I/we may from time to time direct.) I/We acknowledge and agree that all Account(s) opened, maintained and operated in my/our name(s) or on my/our behalf will be opened, maintained and operated in accordance with my/our oral or written instructions, or to the extent authorized by me/us orally or in writing, at your discretion upon and subject to the following terms and conditions. It is my/our responsibility to ensure accuracy of the aforesaid information and to notify you immediately with regard to any discrepancies. You also would inform me/us of any material change of your information, including but not limited to your name, address, registration status, services and charges. I/we authorize you with full power as my/our true and lawful attorney in fact, to the fullest extent permitted by law, for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instrument, which you deem necessary or advisable to accomplish the purposes of this Agreement. I/we confirm and agree that I/we retain full responsibility for all transactions and you are responsible only for the execution, clearing and carrying of transactions. You (including your directors, employees or agents) have no responsibility or obligation regard ing any conduct, action, representation or statement of any introducing firm, investment advisor or other third party, if any, in connection with the Account or any transaction therein. I/We also acknowledge that you will not provide me/us with advisory services or otherwise advise me/us in relation to any transactions or proposed transactions. I/We will make my/our own judgement and decision with respect to all transactions and you are not responsible to me/us with respect to the suitability, profitability, tax, legal or accounting consequences of any transactions.

CLIENT’S DECLARATION. I/We confirm the information provided above is true, complete and correct. I/We will notify you of any material changes to the above information. Client’s Signature(s) Date Please attach certified copies of the following documents:- • HKID or Passport copy • Residential address proof issued within 3 months I/We, the undersigned client, hereby consent to you sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Cash or Margin Client’s Securities Account Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date Name of Client (in Chinese, if any): Private Ltd Co □ Public Ltd Co □ Sole Proprietor □ Partnership □ Others □ □ □ □ □ Place of Incorporation: Date of Incorporation: Certificate of Incorporation No.: Business Registration No.: Nature of Business: Registered Address: Business Address (if different): Tel No.: Fax No.: E-mail: Correspondence (choose one only, all communications, including client statements, will be sent to): □ E-mail address [please complete “Client’s Consent (Electronic Communication)” of this form] □ Registered Address □ Business Address □ Others: You request us to provide internet services for your account opened with us. You agree that you shall be bound by the Terms in Connection with Internet Services set out in Appendix 2. □ Yes □ No Name HKID/Passport No. Telephone No. Specimen Signature Name HKID/Passport No. Nationality Name HKID/Passport No. Nationality % of Shareholding Authorized Share Capital: Issued Share Capital: Turnover: Gross Profit/(Loss) for the last year: Net Equity: Net Profit/(Loss) for the last year: □ Income □ Capital Gain □ Short Term Growth □ Long Options □ Write Covered Options □ Write Uncovered Options □ Hedging □ Options Speculation □ Options Strategic Investment Experience Stocks Warrants Options Futures No. of Year(s) No. of Transaction per Year Typical Transaction Size (in HK$) Have you traded 5 or more transactions in any derivative or structure products whether traded on exchange or not, within the past 3 years? □ Yes □ No Account Number Address I/We confirm the information provided above is true, complete and correct. Our company will notify your company of any material changes to the above information. Client’s Signature(s): Date: ) Date Please attach certified copies of the following documents:– : • Memorandum and Articles of Association • Certificate of Incorporation • Certificate of Business Registration • Hong Kong Identity Card or Passport of all Authorized Persons, ; Directors and Shareholders • The most recent Annual Return I/We, the undersigned client, hereby consent to you sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Cash or Margin Client’s Securities Account Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date To: ▇▇▇▇▇ Securities Astrum Capital Management Limited ▇▇▇▇▇ ▇▇▇▇Room 2704, ▇▇/▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ (Registered with the Securities and Futures Commission (“SFC”) under The Securities and Futures Ordinance, Cap Cap. 571 of the Laws of Hong Kong (“SFO”) to carry on type 1 (dealing in securities), type 2 (dealing in futures contracts), type 6 (advising on corporate finance), and type 9 (asset management) regulated activities.). In consideration of your agreeing to act open or to operate account(s) and/or sub-accounts(s) (all of which accounts referred to as mythe “Account(s)”) and your acting as an agent for me/our broker for us in the purpose purchase and sale of purchasing, investing, selling, exchanging, otherwise disposing of and generally dealing in and with all kinds of securities securities, including but not limited to to, shares, stocks, warrants, options, bonds, debentures, debentures notes, bills of exchange, certificates and commercial paper of any description whatsoever and wherever issued, quoted, dealt in or located (all of which are referred to as the “Securities”), and (where expressly agreed in writing between you and me/us) in consideration of your extending or continuing to extend credit to us in connection therewith, I/we request you to open and maintain, upon the terms and conditions of this Agreement, a securities dealing account in my/our name and at any time hereafter to open and maintain accounts in my/our name (all of which accounts referred to as the “Account(s)”) as I/we may from time to time direct.) I/We acknowledge and agree that all Account(s) opened, maintained and operated in my/our name(s) or on my/our behalf will be opened, maintained and operated in accordance with my/our oral or written instructions, or to the extent authorized by me/us orally or in writing, at your discretion upon and subject to the following terms and conditions. It is my/our responsibility to ensure accuracy of the aforesaid information and to notify you immediately with regard to any discrepancies. You would also would inform me/us of any material change of your information, including but not limited to your name, address, registration status, services and charges. I/we authorize you with full power as my/our true and lawful attorney in fact, to the fullest extent permitted by law, for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instrument, which you deem necessary or advisable to accomplish the purposes of this Agreement. I/we confirm and agree that I/we retain full responsibility for all transactions and you are responsible only for the execution, clearing and carrying of transactions. You (including your directors, employees or agents) have no responsibility or obligation regard ing any conduct, action, representation or statement of any introducing firm, investment advisor or other third party, if any, in connection with the Account or any transaction therein. I/We also acknowledge that you will not provide me/us with advisory services or otherwise advise me/us in relation to any transactions or proposed transactions. I/We will make my/our own judgement and decision with respect to all transactions and you are not responsible to me/us with respect to the suitability, profitability, tax, legal or accounting consequences of any transactions.

CLIENT’S DECLARATION. I/We confirm the information provided above is true, complete and correct. I/We will notify you of any material changes to the above information. Client’s Signature(s) Date Please attach certified copies of the following documents:- • HKID or Passport copy • Residential address proof issued within 3 months I/We, the undersigned client, hereby consent to you your sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Cash or Margin Securities Account Client’s Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date Name of Client (in Chinese, if any): Private Ltd Co □ Public Ltd Co □ Sole Proprietor □ Partnership □ Others □ □ □ □ □ Place of Incorporation: Date of Incorporation: Certificate of Incorporation No.: Business Registration No.: Nature of Business: Registered Address: Business Address (if different): Tel No.: Fax No.: E-mail: Correspondence (choose one only, all communications, including client statements, will be sent to): □ E-mail address [please complete “Client’s Consent (Electronic Communication)” of this form] □ Registered Address □ Business Address □ Others: You request us to provide internet services for your account opened with us. You agree that you shall be bound by the Terms in Connection with Internet Services set out in Appendix 2. □ Yes □ No Name HKID/Passport No. Telephone No. Specimen Signature Name HKID/Passport No. Nationality Name HKID/Passport No. Nationality % of Shareholding Authorized Share Capital: Issued Share Capital: Turnover: Gross Profit/(Loss) for the last year: Net Equity: Net Profit/(Loss) for the last year: □ Income □ Capital Gain □ Short Term Growth □ Long Options □ Write Covered Options □ Write Uncovered Options □ Hedging □ Options Speculation □ Options Strategic Investment Experience Stocks Warrants Options Futures No. of Year(s) No. of Transaction per Year Typical Transaction Size (in HK$) Have you traded 5 or more transactions in any derivative or structure products whether traded on exchange or not, within the past 3 years? □ Yes □ No Account Number Address I/We confirm the information provided above is true, complete and correct. Our company will notify your company of any material changes to the above information. Client’s Signature(s): Date: ) Date Please attach certified copies of the following documents:– : • Memorandum and Articles of Association • Certificate of Incorporation • Certificate of Business Registration • Hong Kong Identity Card or Passport of all Authorized Persons, ; Directors and Shareholders • The most recent Annual Return I/We, the undersigned client, hereby consent to you your sending all consolidated daily statements, monthly statements and other communications (the “Communications”) to my/our designated e-mail address as specified below through electronic communication. My/Our designated e-mail address: I/We acknowledge and accept the risks of receiving the Communications via electronic communication, including but not limited to the risks as set out in the Cash/Cash or Margin Client’s Securities Account Agreement and agree and undertake to hold you harmless from and against all losses, damages, interests, costs, expenses, actions, demands, claims or proceedings of whatsoever nature which I/we may incur, suffer and/or sustain as a result of your provision of the Communications via electronic communication. I/We understand that I/we can only choose receiving the Communications either via physical mail or via electronic communication. Once chosen electronic communication, I/we will not receive any Communications by physical mail. During this period, I/we undertake to immediately notify you of any change in my/our e-mail address. If you receive two successive messages in relation to the failure of sending the Communications to my/our e-mail address electronically, you have the right to use physical mail instead of electronic communication. In the event of any difference in the interpretation or meaning between the English and Chinese version of this Consent, I/we agree that the English version shall prevail. You have explained this Consent to me/us. I/We declare that I/we fully understand the contents of this Consent. Client’s Signature(s) Date ): Date: To: ▇▇▇▇▇ Securities Limited ▇▇▇▇▇ ▇▇▇▇, ▇▇/▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ (Registered with the Securities and Futures Commission (“SFC”) under The Securities and Futures Ordinance, Cap Cap. 571 of the Laws of Hong Kong (“SFO”) to carry on type 1 (dealing in securities), type 2 (dealing in futures contracts), type 6 (advising on corporate finance), and type 9 (asset management) regulated activities.). In consideration of your agreeing to act open or to operate account(s) and/or sub-accounts(s) (all of which accounts referred to as mythe “Account(s)”) and your acting as an agent for me/our broker for us in the purpose purchase and sale of purchasing, investing, selling, exchanging, otherwise disposing of and generally dealing in and with all kinds of securities securities, including but not limited to to, shares, stocks, warrants, options, bonds, debentures, debentures notes, bills of exchange, certificates and commercial paper of any description whatsoever and wherever issued, quoted, dealt in or located (all of which are referred to as the “Securities”), and (where expressly agreed in writing between you and me/us) in consideration of your extending or continuing to extend credit to us in connection therewith, I/we request you to open and maintain, upon the terms and conditions of this Agreement, a securities dealing account in my/our name and at any time hereafter to open and maintain accounts in my/our name (all of which accounts referred to as the “Account(s)”) as I/we may from time to time direct.) I/We acknowledge and agree that all Account(s) opened, maintained and operated in my/our name(s) or on my/our behalf will be opened, maintained and operated in accordance with my/our oral or written instructions, or to the extent authorized by me/us orally or in writing, at your discretion upon and subject to the following terms and conditions. It is my/our responsibility to ensure accuracy of the aforesaid information and to notify you immediately with regard to any discrepancies. You would also would inform me/us of any material change of your information, including but not limited to your name, address, registration status, services and charges. I/we authorize you with full power as my/our true and lawful attorney in fact, to the fullest extent permitted by law, for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instrument, which you deem necessary or advisable to accomplish the purposes of this Agreement. I/we confirm and agree that I/we retain full responsibility for all transactions and you are responsible only for the execution, clearing and carrying of transactions. You (including your directors, employees or agents) have no responsibility or obligation regard ing any conduct, action, representation or statement of any introducing firm, investment advisor or other third party, if any, in connection with the Account or any transaction therein. I/We also acknowledge that you will not provide me/us with advisory services or otherwise advise me/us in relation to any transactions or proposed transactions. I/We will make my/our own judgement and decision with respect to all transactions and you are not responsible to me/us with respect to the suitability, profitability, tax, legal or accounting consequences of any transactions.