Common use of Client signatures Clause in Contracts

Client signatures. NOTE: THE INVESTMENT ADVISORY AGREEMENT CONTAINS AN ARBITRATION CLAUSE. I/we acknowledge receipt of ▇▇▇▇▇▇▇'▇ Form CRS and I/we hereby certify Part 2A & 2B of ▇▇▇▇▇▇▇'▇ Form ADV, as well as a copy of the Financial Adviser Disclosure Statement describing the arrangements between the Financial Adviser and ▇▇▇▇▇▇▇ as found in Section 1 of the Client Profile. I hereby certify that the information provided and statements contained in this Client Profile and Investment Strategy Selections are complete and accurate and I understand that they will be relied upon by ▇▇▇▇▇▇▇, as investment adviser to my account(s). I certify that (1) I have elected ▇▇▇▇▇▇▇ to act as investment adviser to my account(s) listed herein and I have received a copy of the Investment Advisory Agreement and any supplements or amendments thereto that govern the management of my account(s) and have read, understand, and agree to the terms and conditions contained therein, (2) I agree to pay the Advisory Fees set forth herein, and (3) I have the full legal power and authority to enter into this Investment Advisory Agreement. I hereby authorize my financial representative ("Financial Adviser") identified under the “Financial Adviser Signature” section of the Client Profile to communicate with ▇▇▇▇▇▇▇ to obtain all information regarding my account and to request processing of redemption requests to my address on file. I agree to indemnify and hold ▇▇▇▇▇▇▇ harmless for releasing my information to my Financial Adviser and processing redemption requests to my address of record pursuant to instructions issued by the Financial Adviser. Client Signature (required) Date Co-Client Signature (if more than one, all principals must sign) Date

Client signatures. NOTE: THE INVESTMENT ADVISORY AGREEMENT CONTAINS AN ARBITRATION CLAUSE. I/we acknowledge receipt of ▇▇▇▇▇▇▇'▇ Form CRS and I/we hereby certify Part 2A & 2B of ▇▇▇▇▇▇▇'▇ Form ADV, as well as a copy of the Financial Adviser Disclosure Statement describing the arrangements between the Financial Adviser and ▇▇▇▇▇▇▇ as found in Section 1 of the Client Profile. I hereby certify that the information provided and statements contained in this Client Profile and Investment Strategy Selections are complete and accurate and I understand that they will be relied upon by ▇▇▇▇▇▇▇, as investment adviser to my account(s). I certify that (1) I have elected ▇▇▇▇▇▇▇ to act as investment adviser to my account(s) listed herein and I have received a copy of the Investment Advisory Agreement and any supplements or amendments thereto that govern the management of my account(s) and have read, understand, and agree to the terms and conditions contained therein, (2) I agree to pay the Advisory Fees set forth herein, and (3) I have the full legal power and authority to enter into this Investment Advisory Agreement. I hereby authorize my financial representative ("“Financial Adviser"”) identified under the “Financial Adviser Signature” section of the Client Profile to communicate with ▇▇▇▇▇▇▇ to obtain all information regarding my account and to request processing of redemption requests to my address on fileaccount. I agree to indemnify and hold ▇▇▇▇▇▇▇ harmless for releasing my information to my Financial Adviser and processing redemption requests to my address of record pursuant to instructions issued by the Financial Adviser. Client Client/Trustee Signature (required) Date Co-Client Client/Co-Trustee Signature (if more than one, all principals must sign) DateDate Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do. What? The types of personal information we collect and share depend on the product or service you have with us. This information can include: ● Social Security number ● employment information ● account balances ● risk tolerance ● account transactions ● assets and income ● investment experience ● transaction history and wire transfer instructions When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons ▇▇▇▇▇▇▇ chooses to share; and whether you can limit this sharing. For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations or report to credit bureaus Yes No For our marketing purposes – to offer our products and services to you Yes No For joint marketing with other financial companies Yes No For our affiliates’ everyday business purposes – information about your transactions and experiences Yes No For our affiliates’ everyday business purposes – information about your creditworthiness No We do not share For our affiliates to market to you No We do not share For non-affiliates to market to you No We do not share Who is providing this notice? ▇▇▇▇▇▇▇ Capital Investments, LLC How does ▇▇▇▇▇▇▇ protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. How does ▇▇▇▇▇▇▇ collect my personal information? We collect your personal information, for example, when you: ● open an account ● provide account information ● give us your income information ● give us your contact information ● provide employment information ● enter into an investment advisory contract ● tell us about your investments or retirement portfolio ● seek advice about your investments Why can’t I limit all sharing? Federal law gives you the right to limit only: ● sharing for affiliates’ everyday business purposes – information about your creditworthiness ● affiliates from using your information to market to you ● sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.