Common use of Client Instructions Clause in Contracts

Client Instructions. Sponsor is authorized to follow your instructions (e.g. liquidation, portfolio) regarding your Account, whether you provide them directly to Sponsor or through your financial advisor. Sponsor will take action with respect to the underlying securities and other assets in your Account(s) only according to you or your authorized agent’s instructions. Sponsor may reject any instructions given by you or your agent if, in Sponsor’s judgment, implementing those instructions would: (i) violate any applicable federal or state law; (ii) any applicable rule or regulation of any regulatory agency or self-regulatory body; or (iii) be inconsistent with any internal policy maintained by Sponsor, as amended from time to time, relating to effecting transactions with or for customers. Sponsor will promptly notify you or your duly authorized agent, as applicable, of any decision to reject instructions from you or your agent. You will be required to establish a Money Settlement Option (“Sweep Program”) for which you are eligible, as described in Section 38 of the Ameriprise Brokerage Client Agreement and in the Other Important Brokerage Disclosures document. You agree to give Sponsor prompt written notice if you believe any action taken with respect to the underlying assets in your Account is inconsistent with your or your duly authorized agent’s instructions or your Client Information. Notwithstanding the foregoing, you acknowledge and agree to give the Investment Manager of your Account full and complete discretion to manage and full power and authority to act on behalf of your Account.

Client Instructions. Sponsor is authorized to follow your instructions (e.g. e.g., liquidation, portfoliostrategy changes) regarding your Account, whether you provide them directly to Sponsor or through your financial advisor. Sponsor will take action with respect to the underlying securities and other assets in your Account(s) only according to you or your authorized agent’s instructions. Sponsor may reject any instructions given by you or your agent if, in Sponsor’s judgment, implementing those instructions would: (i) violate any applicable federal or state law; (iilaw;(ii) any applicable rule or regulation of any regulatory agency or self-regulatory body; or (iii) be inconsistent with any internal policy maintained by Sponsor, as amended from time to time, relating to effecting transactions with or for customers. Sponsor will promptly notify you or your duly authorized agent, as applicable, of any decision to reject instructions from you or your agent. You will be required to establish a Money Settlement Option (“Sweep Program”) for which you are eligible, as described in Section 38 of the Ameriprise Brokerage Client Agreement and in the Other Important Brokerage Disclosures document. You agree to give Sponsor prompt written notice if you believe any action taken with respect to the underlying assets in your Account is inconsistent with your or your duly authorized agent’s instructions or your Client Information. Notwithstanding the foregoing, you acknowledge and agree to give the Investment Manager Envestnet of your Account full and complete discretion to manage and full power and authority to act on behalf of your Account.

Client Instructions. Sponsor is authorized to follow your instructions (e.g. e.g., liquidation, portfoliostrategy changes) regarding your Account, whether you provide them directly to Sponsor or through your financial advisor. Sponsor will take action with respect to the underlying securities and other assets in your Account(s) only according to you or your authorized agent’s instructions. Sponsor may reject any instructions given by you or your agent if, in Sponsor’s judgment, implementing those instructions would: (i) violate any applicable federal or state law; (ii) any applicable rule or regulation of any regulatory agency or self-regulatory body; or (iii) be inconsistent with any internal policy maintained by Sponsor, as amended from time to time, relating to effecting transactions with or for customers. Sponsor will promptly notify you or your duly authorized agent, as applicable, of any decision to reject instructions from you or your agent. You will be required to establish a Money Settlement Option (“Sweep Program”) for which you are eligible, as described in Section 38 of the Ameriprise Brokerage Client Agreement and in the Other Important Brokerage Disclosures document. You agree to give Sponsor prompt written notice if you believe any action taken with respect to the underlying assets in your Account is inconsistent with your or your duly authorized agent’s instructions or your Client Information. Notwithstanding the foregoing, you acknowledge and agree to give the Investment Manager Envestnet of your Account full and complete discretion to manage and full power and authority to act on behalf of your Account.