Client Contact. (i) The Financial Broker is the advisor to and the primary point of contact for each investor/client. The Firm will therefore contact the Financial Broker in the first instance and where possible, with all information regarding any relevant investment Product. The Financial Broker will thereafter communicate all relevant Investment Product information to its clients (ii) Notwithstanding 7 (i) above, the Firm reserves the right to correspond directly with the Financial Broker’s clients where deemed necessary.
Appears in 3 contracts
Sources: Financial Broker Appointment Agreement, Financial Broker Appointment Agreement, Financial Broker Appointment Agreement