Common use of Client Categorisation Clause in Contracts

Client Categorisation. 3.1 Based on the information provided and in accordance with the provisions of the Law, the Client has been categorised as a Retail Client and agrees that he will be subject to the rules of professional conduct which govern the Company’s relationship with Retail Client.

Appears in 2 contracts

Samples: Agreement, Agreement

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Client Categorisation. 3.1 Based on the information provided and in accordance with the provisions of the Law, the Client has been categorised as a Retail Retail/Professional Client and agrees that he will be subject to the rules of professional conduct which govern the Company’s relationship with Retail Client/ Professional Clients.

Appears in 2 contracts

Samples: Agreement, Agreement

Client Categorisation. 3.1 Based on the information provided and in accordance with the provisions of the Law, the Client has been categorised as a Retail Retail/Professional Client and agrees that he will be subject to the rules of professional conduct which govern the Company’s relationship with Retail ClientRetail/Professional Clients.

Appears in 1 contract

Samples: Agreement

Client Categorisation. 3.1 Based on In accordance with the information provided supplied and in accordance with the provisions of the Law, the Client has been categorised as a Retail Client and agrees that he will be subject the Company deals with him on that basis in relation to the rules of professional conduct which govern the Company’s relationship with Retail Client.Services mentioned in - 5 - INITIALS:

Appears in 1 contract

Samples: Instructions for Completing the Agreement

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Client Categorisation. 3.1 Based on the information provided and in accordance with the provisions of the Law, the Client has been categorised as a Retail Professional Client and agrees that he will be subject to the rules of professional conduct which govern the Company’s relationship with Retail Professional Client.

Appears in 1 contract

Samples: Agreement

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