Client Categorisation. 6.1. The Company attaches different levels of regulatory protection to each category and hence to Clients within each category. In particular, Retail Clients are afforded the most regulatory protection; Professional Clients and ECPs are considered to be more experienced, knowledgeable and sophisticated and able to assess their own risk and are thus afforded fewer regulatory protections.
Appears in 5 contracts
Samples: Opening Agreement, Account Opening Agreement, Account Opening Agreement
Client Categorisation. 6.1. The Company attaches different levels of regulatory protection to each category and hence to Clients within each category. In particular, Retail Clients are afforded the most regulatory protection; Professional Clients and ECPs are considered to be more experienced, knowledgeable and sophisticated knowledgeable, sophisticated, and able to assess their own risk and are thus afforded fewer regulatory protections.
Appears in 1 contract
Samples: Account Opening Agreement
Client Categorisation. 6.1. 6.1 The Company attaches different levels of regulatory protection to each category and hence to Clients within each category. In particular, Retail Clients are afforded the most regulatory protection; Professional Clients and ECPs are considered to be more experienced, knowledgeable and sophisticated and able to assess their own risk and are thus afforded fewer regulatory protections.
Appears in 1 contract