Client Accounts. 9.1 The T1CB shall maintain sufficient financial resources for the operation of each Client account as required pursuant to SRO Requirements. 9.2 The T1CB shall be responsible for ensuring that all Client cash accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements. 9.3 The T1CB shall open margin accounts for Clients wishing to maintain such accounts, and be responsible for ensuring that all Client margin accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
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Sources: Introducer/Carrier Broker Agreement, Uniform Type 1 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Client Accounts. 9.1 The T1CB T2CB shall maintain sufficient financial resources for the operation of each Client account as required pursuant to SRO Requirements.
9.2 The T1CB T2CB shall be responsible for ensuring that all Client cash accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
9.3 The T1CB T2CB shall open maintain margin accounts on the T2CB's books for Clients wishing to maintain such accounts, and be responsible for ensuring that all Client margin accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
Appears in 2 contracts
Sources: Uniform Type 2 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Client Accounts. 9.1 The T1CB T2CB shall maintain sufficient financial resources for the operation of each Client account as required pursuant to SRO Requirements.
9.2 The T1CB T2CB shall be responsible for ensuring that all Client cash accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.Requirements.β
9.3 The T1CB T2CB shall open maintain margin accounts on the T2CB's books for Clients wishing to maintain such accounts, and be responsible for ensuring that all Client margin accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
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