Client Accounts. 6.5 The T3IB shall, at the time of the opening of a Client account, advise the Client of its relationship to the T3CB and of the relationship between the T3CB and the Client, in the form attached as Schedule "F". 6.6 The T3IB shall convey all payments and deliveries of cash and securities that it receives in connection with Client accounts to the T3CB on or as of the day received by the T3IB. 6.7 [The T3IB shall ensure that all contracts entered into with Clients and all statements, contracts and other account or trading related correspondence and documentation sent to Clients shall display the name of the T3IB. 6.8 The T3IB shall, at least annually, advise each Client in writing of its relationship to the T3CB and of the relationship between the T3CB and the Client in the form attached as Schedule "G" [- include either sections 6.7 and 6.8 or section 7.1]].
Appears in 2 contracts
Sources: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Client Accounts. 6.5 The T3IB T2IB shall, at the time of the opening of a Client account, advise the Client of its relationship to the T3CB T2CB and of the relationship between the T3CB T2CB and the Client, in the form attached as Schedule "F".
6.6 The T3IB T2IB shall convey all payments and deliveries of cash and securities that it receives in connection with Client accounts to the T3CB T2CB on or as of the day received by the T3IBT2IB.
6.7 [The T3IB T2IB shall ensure that all contracts entered into with Clients and all statements, contracts and other account or trading related correspondence and documentation sent to Clients shall display the name of the T3IBT2IB.
6.8 The T3IB T2IB shall, at least annually, advise each Client in writing of its relationship to the T3CB T2CB and of the relationship between the T3CB T2CB and the Client in the form attached as Schedule "G" [- include either sections 6.7 and 6.8 or section 7.1]].
Appears in 2 contracts
Sources: Uniform Type 2 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement