Common use of Changes in Subscription Certificate Clause in Contracts

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Record Date Stockholders in whose names Subscription Certificates are registered but with the prior written consent of the Company, by supplemental agreement or otherwise, make any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions of the Subscription Certificate except insofar as any such change may confer additional rights upon the Record Date Stockholder.

Appears in 4 contracts

Samples: Subscription Agent Agreement (Oxford Lane Capital Corp.), Subscription Agent Agreement (Keating Capital Inc), Subscription Agent Agreement (Oxford Lane Capital Corp.)

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Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Record Date Stockholders in whose names Subscription Certificates are registered but with the prior written consent of the Companyregistered, by supplemental agreement or otherwise, make concur with the Fund in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions provision of the Subscription Certificate or Prospectus except insofar as any such change may confer additional rights upon the Record Date StockholderStockholders.

Appears in 3 contracts

Samples: Subscription Agent Agreement (Ellsworth Convertible Growth & Income Fund Inc), Subscription Agent Agreement (Global Income Fund Inc), Subscription Agent Agreement (Global Income Fund Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Record Date Stockholders Rights Holders in whose names Subscription Certificates are registered but with the prior written consent of the Company, by supplemental agreement or otherwise, make any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions of the Subscription Certificate except insofar as any such change may confer additional rights upon the Record Date StockholderRights Holder.

Appears in 2 contracts

Samples: Subscription Agent Agreement (Oxford Lane Capital Corp.), Subscription Agent Agreement (TICC Capital Corp.)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Record Date Stockholders in whose names Subscription Certificates are registered but with the prior written consent of the Companyregistered, by supplemental agreement or otherwise, make concur with the Fund in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Record Date StockholderStockholders or Prospectus.

Appears in 1 contract

Samples: Subscription Agent Agreement (Dividend & Income Fund, Inc.)

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Changes in Subscription Certificate. The Subscription Agent may, without the consent or concurrence of the Record Date Stockholders in whose names Subscription Certificates are registered but with the prior written consent of the Companyregistered, by supplemental agreement or otherwise, make concur with the Fund in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision provisions or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions provision of the Subscription 9 Certificate except insofar as any such change may confer additional rights upon the Record Date StockholderStockholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Czech Republic Fund Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Record Date Stockholders Shareholders in whose names Subscription Certificates are registered but with the prior written consent of the Companyregistered, by supplemental agreement or otherwise, make concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provisions provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Record Date StockholderShareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Morgan Stanley China a Share Fund, Inc.)

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