Common use of Changes in Subscription Certificate Clause in Contracts

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 42 contracts

Samples: Subscription Agent Agreement, Subscription Agent Agreement (SWK Holdings Corp), Subscription Agent Agreement (Simon Worldwide Inc)

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Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company Fund in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 21 contracts

Samples: Subscription Agent Agreement, Subscription Agent Agreement (Gabelli Equity Trust Inc), Subscription Agent Agreement (Gabelli Multimedia Trust Inc.)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Holders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the ShareholdersHolders.

Appears in 8 contracts

Samples: Subscription Agent Agreement (Data Translation Inc /New/), Subscription Agent Agreement (College Television Network Inc), Subscription Agency Agreement (Harken Energy Corp)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate or Prospectus except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 3 contracts

Samples: Subscription Agent Agreement (Liberty All Star Growth Fund Inc /Md/), Form of Subscription Agent Agreement (Liberty All Star Growth Fund Inc /Md/), Subscription Agent Agreement (Liberty All Star Equity Fund)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Stockholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate Certificate, except insofar as any such change may confer additional rights upon the ShareholdersStockholders.

Appears in 2 contracts

Samples: Subscription Agent Agreement (Medis Technologies LTD), Subscription Agent Agreement (Medis Technologies LTD)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Rightholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (New America High Income Fund Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Stockholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the ShareholdersStockholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Chart House Enterprises Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are arc registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (1838 Bond Debenture Trading Fund)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Common Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company Fund in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Common Shareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Avenue Income Credit Strategies Fund)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Equity Security Holders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision provisions of the Subscription Certificate except insofar as any such change may confer additional rights upon the ShareholdersEquity Security Holders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Centerline Holding Co)

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Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyFund) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 1 contract

Samples: Form of Subscription Agent Agreement (Helios Total Return Fund Inc)

Changes in Subscription Certificate. The Agent may, without the consent or ----------------------------------- concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate Certificate, except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Pacholder Fund Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company Equity Trust in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the CompanyEquity Trust) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the Shareholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Gabelli Equity Trust Inc)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Rightsholders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be inconsistent with the applicable provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the ShareholdersRightsholders.

Appears in 1 contract

Samples: Subscription Agent Agreement (Liberty Media Corp /De/)

Changes in Subscription Certificate. The Agent may, without the consent or concurrence of the Shareholders Rights Holders in whose names Subscription Certificates are registered, by supplemental agreement or otherwise, concur with the Company in making any changes or corrections in a Subscription Certificate that it shall have been advised by counsel (who may be counsel for the Company) Company is appropriate to cure any ambiguity or to correct any defective or inconsistent provision or clerical omission or mistake or manifest error therein or herein contained, and which shall not be expressly inconsistent with the provision of the Subscription Certificate except insofar as any such change may confer additional rights upon the ShareholdersRights Holders.

Appears in 1 contract

Samples: Subscription and Information Agent Agreement (Technology Investment Capital Corp)

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