Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 439 contracts

Sources: Securities Purchase Agreement (Core AI Holdings, Inc.), Securities Purchase Agreement (SUNation Energy, Inc.), Securities Purchase Agreement (Ocean Power Technologies, Inc.)

Certain Fees. Except for ~~fees~~ compensation payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 120 contracts

Sources: Securities Purchase Agreement (Bluejay Diagnostics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Acurx Pharmaceuticals, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 116 contracts

Sources: Placement Agent Agreement (Sunshine Biopharma Inc.), Placement Agent Agreement (Sunshine Biopharma Inc.), Securities Purchase Agreement (Genius Group LTD)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1.20 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 22 contracts

Sources: Securities Purchase Agreement (Nano Nuclear Energy Inc.), Securities Purchase Agreement (Trident Digital Tech Holdings LTD), Securities Purchase Agreement (Wellchange Holdings Co LTD)

Certain Fees. ~~Except for~~ Other than fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 20 contracts

Sources: Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Clean Vision Corp)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 18 contracts

Sources: Securities Purchase Agreement (Earlyworks Co., Ltd.), Securities Purchase Agreement (Earlyworks Co., Ltd.), Securities Purchase Agreement (Fundamental Global Inc.)

Certain Fees. Except for ~~fees~~ compensation payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 18 contracts

Sources: Securities Purchase Agreement (MediWound Ltd.), Securities Purchase Agreement (Rekor Systems, Inc.), Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 17 contracts

Sources: Securities Purchase Agreement (Veradermics, Inc), Securities Purchase Agreement (Leap Therapeutics, Inc.), Securities Purchase Agreement (Forward Industries, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The~~ Other than to Persons engaged by any Purchaser, the Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 16 contracts

Sources: Securities Purchase Agreement (CNS Pharmaceuticals, Inc.), Securities Purchase Agreement (Globavend Holdings LTD), Securities Purchase Agreement (Nanoviricides, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(u) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 16 contracts

Sources: Securities Purchase Agreement (Virpax Pharmaceuticals, Inc.), Securities Purchase Agreement (Virpax Pharmaceuticals, Inc.), Securities Purchase Agreement (Virpax Pharmaceuticals, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial ~~advisor~~ advisor, or consultant, finder, placement agent, investment banker, ~~bank~~ bank, or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 14 contracts

Sources: Securities Purchase Agreement (Healthcare Triangle, Inc.), Securities Purchase Agreement (SU Group Holdings LTD), Securities Purchase Agreement (bioAffinity Technologies, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The Purchasers~~ Each Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 13 contracts

Sources: Securities Purchase Agreement (Momentus Inc.), Securities Purchase Agreement (Momentus Inc.), Securities Purchase Agreement (Momentus Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 13 contracts

Sources: Securities Purchase Agreement (SharonAI Holdings Inc.), Securities Purchase Agreement (OS Therapies Inc), Securities Purchase Agreement (OS Therapies Inc)

Appears in 12 contracts

Sources: Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.)

Certain Fees. ~~Except for~~ Other than the fees and expenses payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 10 contracts

Sources: Securities Purchase Agreement (InMed Pharmaceuticals Inc.), Securities Purchase Agreement (InMed Pharmaceuticals Inc.), Securities Purchase Agreement (Digihost Technology Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1.15 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 10 contracts

Sources: Securities Purchase Agreement (Polyrizon Ltd.), Securities Purchase Agreement (Cyngn Inc.), Securities Purchase Agreement (Powell Max LTD)

Certain Fees. ~~Except for~~ Other than the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 10 contracts

Sources: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (theMaven, Inc.)

Certain Fees. Except for the fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 10 contracts

Sources: Securities Purchase Agreement (Mingteng International Corp Inc.), Securities Purchase Agreement (High-Trend International Group), Securities Purchase Agreement (Atlas Lithium Corp)

Certain Fees. Except for fees and expenses payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 9 contracts

Sources: Securities Purchase Agreement (Nuwellis, Inc.), Securities Purchase Agreement (Nuwellis, Inc.), Securities Purchase Agreement (Nuwellis, Inc.)

Certain Fees. Except for ~~fees~~ the compensation payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 9 contracts

Sources: Securities Purchase Agreement (Phio Pharmaceuticals Corp.), Securities Purchase Agreement (Phio Pharmaceuticals Corp.), Securities Purchase Agreement (Phio Pharmaceuticals Corp.)

Appears in 8 contracts

Sources: Placement Agency Agreement (Intelligent Living Application Group Inc.), Placement Agency Agreement (Modular Medical, Inc.), Placement Agency Agreement (Atomera Inc)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the ~~Company~~ Company, any Subsidiary or any ~~Subsidiary~~ related entity to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 7 contracts

Sources: Securities Purchase Agreement (Evogene Ltd.), Securities Purchase Agreement (Matinas BioPharma Holdings, Inc.), Securities Purchase Agreement (Motus GI Holdings, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiary, as applicable, to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 7 contracts

Sources: Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (1847 Holdings LLC)

Certain Fees. Except for the fees and expenses payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 7 contracts

Sources: Securities Purchase Agreement (Enlivex Therapeutics Ltd.), Securities Purchase Agreement (Eightco Holdings Inc.), Securities Purchase Agreement (Nano Labs LTD)

Certain Fees. Except for fees payable by the Company to the ~~Placement Agent~~placement agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 7 contracts

Sources: Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the ~~Company or~~ Company, any Subsidiary or Affiliate of the Company to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement (Robin Energy Ltd.), Securities Purchase Agreement (Robin Energy Ltd.), Securities Purchase Agreement (Robin Energy Ltd.)

Certain Fees. ~~Except for~~ Other than the fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement, Securities Purchase Agreement (Alphatec Holdings, Inc.), Securities Purchase Agreement (Apricus Biosciences, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial ~~advisor~~ advisor, or consultant, finder, placement agent, investment banker, ~~bank~~ bank, or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(u) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement (XORTX Therapeutics Inc.), Securities Purchase Agreement (XORTX Therapeutics Inc.), Securities Purchase Agreement (Pineapple Financial Inc.)

Certain Fees. ~~Except for~~ Other than the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement (Scopus BioPharma Inc.), Securities Purchase Agreement (Fuel Tech, Inc.), Securities Purchase Agreement (NewAge, Inc.)

Certain Fees. Except for ~~fees~~ compensation payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement (Sports Entertainment Gaming Global Corp), Securities Purchase Agreement (AtlasClear Holdings, Inc.), Securities Purchase Agreement (Nukkleus Inc.)

Certain Fees. ~~Except for fees~~ Other than as may be payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Sources: Securities Purchase Agreement (Focus Universal Inc.), Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc)

Certain Fees. Except for the fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 5 contracts

Sources: Securities Purchase Agreement (U-Bx Technology Ltd.), Securities Purchase Agreement (One & One Green Technologies. INC), Securities Purchase Agreement (One & One Green Technologies. INC)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1.21 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 5 contracts

Sources: Securities Purchase Agreement (ParaZero Technologies Ltd.), Securities Purchase Agreement (Abits Group Inc), Securities Purchase Agreement (ESS Tech, Inc.)

Certain Fees. Except for ~~fees~~ compensation payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 5 contracts

Sources: Securities Purchase Agreement (Atossa Therapeutics, Inc.), Securities Purchase Agreement (BioXcel Therapeutics, Inc.), Securities Purchase Agreement (BioXcel Therapeutics, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Aqua Metals, Inc.), Securities Purchase Agreement (Seelos Therapeutics, Inc.), Securities Purchase Agreement (Seelos Therapeutics, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the ~~Company or~~ Company, any Subsidiary or Affiliate of the Company to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (PolyPid Ltd.), Securities Purchase Agreement (PolyPid Ltd.), Securities Purchase Agreement (PolyPid Ltd.)

Certain Fees. ~~Except for~~ Other than fees ~~payable by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (NeuroMetrix, Inc.), Securities Purchase Agreement (NeuroMetrix, Inc.), Securities Purchase Agreement (NeuroMetrix, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial ~~advisor~~ advisor, or consultant, finder, placement agent, investment banker, ~~bank~~ bank, or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(u) Certain Fees that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Offerpad Solutions Inc.), Securities Purchase Agreement (Offerpad Solutions Inc.), Securities Purchase Agreement (Tenon Medical, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Rezolve Ai PLC), Securities Purchase Agreement (Ispire Technology Inc.), Securities Purchase Agreement (Ispire Technology Inc.)

Certain Fees. Except ~~for fees payable by the Company to~~ as set forth in the Placement ~~Agent~~Agent Agreement, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Subscription Agreement (MusclePharm Corp), Subscription Agreement (MusclePharm Corp), Subscription Agreement (MusclePharm Corp)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The~~ Other than to Persons engaged by any Purchaser, the Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Cycurion, Inc.), Securities Purchase Agreement (Vsee Health, Inc.), Securities Purchase Agreement (Boxlight Corp)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Eyenovia, Inc.), Securities Purchase Agreement (Eyenovia, Inc.), Securities Purchase Agreement (Eyenovia, Inc.)

Certain Fees. ~~Except for fees~~ Other than the fee payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (ReShape Lifesciences Inc.), Securities Purchase Agreement (Innovus Pharmaceuticals, Inc.), Securities Purchase Agreement (Innovus Pharmaceuticals, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, ~~bank~~ bank, or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Lakewood-Amedex Biotherapeutics Inc.), Securities Purchase Agreement (Roze Ai Inc.), Securities Purchase Agreement (Lakewood-Amedex Biotherapeutics Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The~~ To the Company’s Knowledge, the Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (NuCana PLC), Securities Purchase Agreement (NuCana PLC), Securities Purchase Agreement (NuCana PLC)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement ~~Agent~~Agents, no brokerage or finder’s 's fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by ~~the Transaction Documents~~this Agreement. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by ~~the Transaction Documents~~this Agreement.

Appears in 3 contracts

Sources: Preferred Stock and Warrant Purchase Agreement (Access Pharmaceuticals Inc), Preferred Stock and Warrant Purchase Agreement (Access Pharmaceuticals Inc), Preferred Stock and Warrant Purchase Agreement (Access Pharmaceuticals Inc)

Certain Fees. Except for the fees and expenses of payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Hoth Therapeutics, Inc.), Securities Purchase Agreement (Hoth Therapeutics, Inc.), Securities Purchase Agreement (Hoth Therapeutics, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or ~~any Subsidiary~~ its Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Professional Diversity Network, Inc.), Securities Purchase Agreement (Palladyne AI Corp.), Securities Purchase Agreement (Palladyne AI Corp.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Private Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Fortress Biotech, Inc.), Securities Purchase Agreement (Fortress Biotech, Inc.), Securities Purchase Agreement (Fortress Biotech, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by ~~the Transaction Documents~~this Agreement. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by ~~the Transaction Documents~~this Agreement.

Appears in 3 contracts

Sources: Preferred Stock and Warrant Purchase Agreement (Sco Capital Partners LLC), Preferred Stock and Warrant Purchase Agreement (Sco Capital Partners LLC), Preferred Stock and Warrant Purchase Agreement (Feinberg Larry N)

Certain Fees. Except for the fees ~~payable by the Company~~ paid to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.)

Certain Fees. Except for ~~fees~~ compensation payable by the Company to the Placement ~~Agent~~Agent the Company currently believes that, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 3 contracts

Sources: Securities Purchase Agreement (PicoCELA Inc.), Securities Purchase Agreement (PicoCELA Inc.), Securities Purchase Agreement (HyreCar Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement ~~Agent~~Agent and/or the U.S. Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Agency Agreement (IM Cannabis Corp.), Agency Agreement

Certain Fees. ~~Except for fees payable by the Company to~~ Other than the Placement ~~Agent~~Agent Shares and Placement Agent Warrants as set forth herein, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Xenonics Holdings, Inc.), Securities Purchase Agreement (Xenonics Holdings, Inc.)

Certain Fees. Except for the fees and expenses payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Silo Pharma, Inc.), Securities Purchase Agreement (Inventergy Global, Inc.)

Certain Fees. Except for ~~fees~~ the compensation payable ~~by the Company~~ to the Placement ~~Agent~~Agent , no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Staffing 360 Solutions, Inc.), Securities Purchase Agreement (Staffing 360 Solutions, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s 's fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase and Exchange Agreement (Volcon, Inc.), Securities Purchase and Exchange Agreement (Volcon, Inc.)

Certain Fees. ~~Except for fees~~ Other than the commissions and expenses payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.2.15 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.), Securities Purchase Agreement (Big Tree Cloud Holdings LTD)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s 's fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Largo Inc.), Securities Purchase Agreement (KWESST Micro Systems Inc.)

Appears in 2 contracts

Sources: Securities Purchase Agreement (XCel Brands, Inc.), Securities Purchase Agreement (XCel Brands, Inc.)

Certain Fees. ~~Except for fees payable by the Company to~~ Other than the Placement Agent’s fees, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Investors shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (In8bio, Inc.), Securities Purchase Agreement (In8bio, Inc.)

Certain Fees. ~~Except for~~ Other than fees ~~payable by the Company~~ to be paid to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Soligenix, Inc.), Securities Purchase Agreement (Soligenix, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Apollo Endosurgery, Inc.), Securities Purchase Agreement (Apollo Endosurgery, Inc.)

Certain Fees. Except ~~for fees payable by the Company~~ pursuant to the Placement ~~Agent~~Agent Agreement, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Opgen Inc), Securities Purchase Agreement (Opgen Inc)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s 's fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Placement Agent Agreement (Flora Growth Corp.), Placement Agent Agreement (Flora Growth Corp.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary or Affiliate of the Company to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Cellectar Biosciences, Inc.), Securities Purchase Agreement (Cellectar Biosciences, Inc.)

Certain Fees. Except for the fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Aspen Group, Inc.)

Certain Fees. ~~Except for fees payable by the Company~~ Other than to the Placement Agent (and registered Persons compensated by the Placement Agent), no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)

Certain Fees. Except ~~for fees payable by the Company to~~ as set forth in the Placement ~~Agent~~Agency Agreement, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.. (u)

Appears in 2 contracts

Sources: Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Akari Therapeutics PLC)

Certain Fees. Except for fees and commissions payable ~~by the Company~~ to the Placement ~~Agent~~Agent for the offering of the Securities, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Parkervision Inc), Securities Purchase Agreement (Parkervision Inc)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (AgEagle Aerial Systems Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction ~~Documents~~Documents or the Insider Offering. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Clene Inc.), Securities Purchase Agreement (electroCore, Inc.)

Certain Fees. ~~Except for~~ Other than fees payable ~~by the Company~~ to the Placement Agent, no ~~brokerage~~ brokers’, finders’ or ~~finder’s~~ financial advisory fees or commissions ~~are or~~ will be payable by the Company ~~or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person~~ with respect to the transactions contemplated by ~~the Transaction Documents~~this Agreement. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Derma Sciences, Inc.), Securities Purchase Agreement (Derma Sciences, Inc.)

Certain Fees. Except for ~~fees~~ amounts payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Cocrystal Pharma, Inc.), Securities Purchase Agreement (SELLAS Life Sciences Group, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Cytrx Corp), Securities Purchase Agreement (AzurRx BioPharma, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 8.1.14 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.), Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.)

Certain Fees. Except for ~~fees~~ compensation payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (RenX Enterprises Corp.), Securities Purchase Agreement (RenX Enterprises Corp.)

Certain Fees. ~~Except for~~ Other than fees ~~payable by the Company~~ owed to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The~~ To the Company’s knowledge, the Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Catheter Precision, Inc.), Securities Purchase Agreement (Ra Medical Systems, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ of its subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.)

Certain Fees. Except for the compensation fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Predictive Oncology Inc.), Securities Purchase Agreement (Predictive Oncology Inc.)

Certain Fees. ~~Except for~~ Other than the fees ~~payable by the Company~~ and expenses paid to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Diginex LTD), Securities Purchase Agreement (Chicken Soup for the Soul Entertainment, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Securities Purchase Agreement (Guerrilla RF, Inc.)

Certain Fees. ~~Except for fees payable by the Company to~~ Other than the Placement Agent’s fees, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(t) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (Modular Medical, Inc.)

Certain Fees. Except for fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Rocketfuel Blockchain, Inc.), Securities Purchase Agreement (Rocketfuel Blockchain, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, other placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (Sigma Additive Solutions, Inc.)

Certain Fees. Except for the fees ~~payable by the Company to~~ and expenses of the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section ‎3.1.20 that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Clearmind Medicine Inc.), Securities Purchase Agreement (Bynd Cannasoft Enterprises Inc.)

Certain Fees. ~~Except for fees payable by the Company to~~ Other than the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Pure Bioscience, Inc.), Securities Purchase Agreement (Beamz Interactive Inc)

Certain Fees. ~~Except for fees payable by the Company to~~ Other than the Placement Agent’s fees, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section 3.1(s) that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.)

Certain Fees. Except for the fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction ~~Documents~~Agreements. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction ~~Documents~~Agreements.

Appears in 1 contract

Sources: Securities Purchase Agreement (DARA BioSciences, Inc.)

Certain Fees. Except ~~for fees payable by the Company to the Placement Agent~~as otherwise provided in this Agreement, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, Point Therapeutics, Inc. January 30,2007 placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Placement Agent Agreement (Point Therapeutics Inc)

Certain Fees. Except for fees payable by the Company to the Placement ~~Agent~~Agent , no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ of its subsidiaries to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (Celularity Inc)

Certain Fees. ~~Except for~~ Other than the fees payable ~~by the Company~~ to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or ~~any Subsidiary~~ such Purchaser to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. ~~The Purchasers~~ Such Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (Hecla Mining Co/De/)

Certain Fees. Except for ~~fees~~ compensation paid or payable ~~by the Company~~ to the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company ~~or any Subsidiary~~ to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (Us Geothermal Inc)

Certain Fees. ~~Except for fees payable by the Company~~ Other than payments to be made to the ~~Placement Agent~~Sales Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by ~~the Transaction Documents~~this Agreement. The ~~Purchasers~~ Sales Agents shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by ~~the Transaction Documents~~this Agreement.

Appears in 1 contract

Sources: At the Market Sales Agreement (YY Group Holding Ltd.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The ~~Purchasers~~ Purchaser shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (Boxlight Corp)

Certain Fees. Except for fees payable ~~by the Company~~ to the ~~Placement Agent~~Purchaser Representative, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial ~~advisor~~ advisor, or consultant, finder, placement agent, investment banker, ~~bank~~ bank, or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (KALA BIO, Inc.)

Certain Fees. Except for fees payable by the Company to the Placement Agent, no brokerage or finder’s fees or commissions are or will be payable by the Company or any ~~Subsidiary~~ Controlled Entity to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (FingerMotion, Inc.)

Certain Fees. Except for fees payable ~~by the Company~~ to the Placement ~~Agent~~Agents, no brokerage or finder’s fees or commissions are or will be payable by the Company or any Subsidiary to any broker, financial advisor or consultant, finder, placement agent, investment banker, bank or other Person with respect to the transactions contemplated by the Transaction Documents. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other Persons for fees of a type contemplated in this Section that may be due in connection with the transactions contemplated by the Transaction Documents.

Appears in 1 contract

Sources: Securities Purchase Agreement (DarioHealth Corp.)

Common use of Certain Fees Clause in Contracts