Common use of Cash Transactions Clause in Contracts

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Company’s name, address and security position to requesting companies whose stock is owned by the Company. ______ NO U.S. Bank is NOT authorized to provide the Company’s name, address and security position to requesting companies whose stock is owned by the Company. FMI FUNDS, INC. By: __________________________________ Title: ________________________________ Date: ________________________________

Appears in 2 contracts

Samples: Form of Custody Agreement (Fmi Funds Inc), Custody Agreement (Fmi Funds Inc)

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Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. USFS FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. USFS FUNDS TRUST By: __________________________________ Title: ________________________________ Date: ________________________________

Appears in 1 contract

Samples: Custody Agreement (USFS Funds Trust)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E Exhibit C to the Custody Agreement SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDSXXXXX & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyFund’s name, address and security position to requesting companies whose stock is owned by the Company. ______ NO U.S. Bank is NOT authorized to provide the CompanyFund’s name, address and security position to requesting companies whose stock is owned by the Company. FMI FUNDSXXXXX & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. By: __________________________________ Title: ________________________________ Date: ________________________________:

Appears in 1 contract

Samples: Custody Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. RANGER FUNDS INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ___X___ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. RANGER FUNDS INVESTMENT TRUST By: ___/s/ Xxx Thompson_______________________________ Title: ________________________________ Xxx Xxxxxxxx Date: ________________________________Treasurer

Appears in 1 contract

Samples: Custody Agreement (Ranger Funds Investment Trust)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. CXXXXXX MLP FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ____X__ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. CXXXXXX MLP FUNDS TRUST By: __________________________________ /s/ Dxxxxx X. Xxxxxx Title: ________________________________ Executive Vice President and Secretary Date: ________________________________8/30/10

Appears in 1 contract

Samples: Custody Agreement (Cushing MLP Funds Trust)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. CNI CHARTER FUNDS (on file with Custody) The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. CNI CHARTER FUNDS By: __________________________________ /s/ Cxxxxxx Xxxx Title: ________________________________ Vice President & Secretary Date: ________________________________8/1/11

Appears in 1 contract

Samples: Custody Agreement (Cni Charter Funds)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 $ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. WESTCHESTER CAPITAL FUNDS The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. WESTCHESTER CAPITAL FUNDS By: ________:__________________________ Name:________________________ Title: :________________________________ Date: ________________________________

Appears in 1 contract

Samples: Custody Agreement (Westchester Capital Funds)

Cash Transactions. § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50_____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 _____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. TRUST FOR PROFESSIONAL MANAGERS The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ X YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDSTRUST FOR PROFESSIONAL MANAGERS, INC. on behalf of its series listed on Exhibit C By: __________________________________ /s/ Jxxxxx Xxxxxxxxx Title: ________________________________ Jxxxxx Xxxxxxxxx, Chairman Date: ________________________________6/20/11 M.D. Sass

Appears in 1 contract

Samples: Custody Agreement (Trust for Professional Managers)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. USFS FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ X YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. USFS FUNDS TRUST By: __________________________________ /s Mxxx X. Xxxxx Title: ________________________________ President Date: ________________________________1/29/2013

Appears in 1 contract

Samples: Custody Agreement (USFS Funds Trust)

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Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. WALL STREET EWM FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDS, INC. WALL STREET EWM FUNDS TRUST By: __________________________________ /s/ Jxxx Xxxxxxxxx Title: ________________________________ Treasurer Date: ________________________________9/30/2014 29

Appears in 1 contract

Samples: Custody Agreement (Wall Street EWM Funds Trust)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E Exhibit C to the Custody Agreement SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDSXXXXX & STEERS MLP & ENERGY OPPORTUNITY FUND, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyFund’s name, address and security position to requesting companies whose stock is owned by the Company. ______ NO U.S. Bank is NOT authorized to provide the CompanyFund’s name, address and security position to requesting companies whose stock is owned by the Company. FMI FUNDSXXXXX & STEERS MLP & ENERGY OPPORTUNITY FUND, INC. By: __________________________________ Title: ________________________________ Date: ________________________________:

Appears in 1 contract

Samples: Custody Agreement (Cohen & Steers MLP & Energy Opportunity Fund, Inc.)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. TRUST FOR PROFESSIONAL MANAGERS The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ____X__ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDSTRUST FOR PROFESSIONAL MANAGERS, INC. on behalf of its series listed on Exhibit C By: __________________________________ /s/ Xxxxxx Xxxxxxxxx Title: ________________________________ Xxxxxx Xxxxxxxxx, Chairman Date: ________________________________3/10/11

Appears in 1 contract

Samples: Custody Agreement (Trust for Professional Managers)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50_____. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 _____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. TRUST FOR PROFESSIONAL MANAGERS The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ ü YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDSTRUST FOR PROFESSIONAL MANAGERS, INC. on behalf of its series listed on Exhibit C By: __________________________________ /s/ Jxxxxx Xxxxxxxxx Title: ________________________________ Jxxxxx Xxxxxxxxx, Chairman Date: ________________________________5/25/11

Appears in 1 contract

Samples: Custody Agreement (Trust for Professional Managers)

Cash Transactions. 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $50__. Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 __ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION FMI FUNDS, INC. TRUST FOR PROFESSIONAL MANAGERS – Visium The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. ______ NO U.S. Bank is NOT authorized to provide the CompanyTrust’s name, address and security position to requesting companies whose stock is owned by the CompanyTrust. FMI FUNDSTRUST FOR PROFESSIONAL MANAGERS, INC. on behalf of its series listed on Exhibit C By: __________________________________ Title: ________________________________ Xxxx Xxxxxx - President Date: _________________________________ Visium - 04/2013

Appears in 1 contract

Samples: Custody Agreement (Trust for Professional Managers)

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