Common use of Brokerage Confirmation Waiver Clause in Contracts

Brokerage Confirmation Waiver. Depositor and Recipient acknowledge that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor and Recipient specifically waive receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor and Recipient periodic cash transaction statements that include detail for all investment transactions made by the Escrow Agent.

Appears in 6 contracts

Samples: Escrow Agreement, Escrow Agreement, Escrow Agreement

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Brokerage Confirmation Waiver. Depositor Purchaser and Recipient Seller acknowledge that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor Purchaser and Recipient Seller specifically waive receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor Purchaser and Recipient Seller periodic cash transaction statements that include detail for all investment transactions made by the Escrow Agent.

Appears in 3 contracts

Samples: Stock Issuance and Purchase Agreement (Uqm Technologies Inc), Escrow Agreement (Uqm Technologies Inc), Escrow Agreement (Photomedex Inc)

Brokerage Confirmation Waiver. Depositor and Recipient acknowledge acknowledges that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor and Recipient specifically waive waives receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor and Recipient periodic cash transaction statements that include detail details for all investment transactions made by the Escrow Agent.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Aradigm Corp), Escrow Agreement (Aradigm Corp)

Brokerage Confirmation Waiver. Depositor and Recipient acknowledge acknowledges that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor and Recipient specifically waive waives receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor and Recipient Trustee periodic cash transaction statements that include detail for all investment transactions made by the Escrow Agent.

Appears in 1 contract

Samples: Escrow Agreement (Itron Inc /Wa/)

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Brokerage Confirmation Waiver. Depositor and Recipient Beneficiary acknowledge that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor and Recipient Beneficiary specifically waive receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor and Recipient periodic cash transaction statements that include detail for all investment transactions made by the Escrow Agent.permitted

Appears in 1 contract

Samples: Escrow Agreement

Brokerage Confirmation Waiver. Depositor and Recipient Beneficiary acknowledge that to the extent regulations of the Comptroller of the Currency or other applicable regulatory entity grant either the right to receive brokerage confirmations for certain security transactions as they occur, Depositor and Recipient Beneficiary specifically waive receipt of such confirmations to the extent permitted by law. The Escrow Agent will furnish the Depositor and Recipient periodic Beneficiary periodic, or when requested, cash transaction statements that include detail for all investment transactions made by the Escrow Agent.

Appears in 1 contract

Samples: Escrow Agreement

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