Common use of Blue Sky Compliance Clause in Contracts

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 76 contracts

Samples: Fund Administration Servicing Agreement (Wisconsin Capital Funds Inc), Fund Administration Servicing Agreement (Angel Oak Dynamic Financial Strategies Income Term Trust), Fund Administration Servicing Agreement (Stone Ridge Trust VI)

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Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 47 contracts

Samples: Keeley Small Cap Value (Keeley Small Cap Value Fund Inc), Fund Administration Servicing Agreement (Fmi Funds Inc), Fund Administration Servicing Agreement (New Covenant Funds)

Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 11 contracts

Samples: Fund Administration Servicing Agreement (Monetta Trust), Fund Sub Administration Servicing Agreement (Aristotle Funds Series Trust), Sub Administration Servicing Agreement (Tidal ETF Trust II)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states b. Monitor status and applicable U.S. territories.maintain registrations in each state

Appears in 9 contracts

Samples: Fund Administration Servicing Agreement (Grand Prix Funds Inc), Fund Administration Servicing Agreement (Legacy Funds Inc), Fund Administration Servicing Agreement (KPM Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 8 contracts

Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios), Fund Administration Servicing Agreement (Zodiac Trust), Fund Administration Servicing Agreement (Alternative Investment Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 8 contracts

Samples: Fund Administration Servicing Agreement (Pic Balanced Portfolio), Fund Administration Servicing Agreement (Blue & White Funds Trust), Fund Administration Servicing Agreement (Pic Small Cap Portfolio)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.shares

Appears in 6 contracts

Samples: Administration Servicing Agreement (Holland Trust), Fund Administration Servicing Agreement (Simms Funds), Fund Administration Servicing Agreement (Hotchkis & Wiley Variable Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.shares

Appears in 6 contracts

Samples: Fund Administration Servicing Agreement (Burridge Funds), Fund Administration Servicing Agreement (Thurlow Funds Inc), Fund Administration Servicing Agreement (Hotchkis & Wiley Funds)

Blue Sky Compliance. a. (1) Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 5 contracts

Samples: Power Funds Trust (Mairs & Power Funds Trust), Fund Administration Servicing Agreement (Mairs & Power Funds Trust), Fund Administration Servicing Agreement (Mairs & Power Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance or notice filings relating to the sales, qualification or registration of the securities of the each Fund so as to enable the each Fund to make a continuous offering of its shares in all states the fifty states, Puerto Rico, U.S. Virgin Islands, and applicable U.S. territoriesGuam ("Blue Sky Jurisdictions").

Appears in 5 contracts

Samples: Fund Administration Servicing Agreement (Igam Group Funds), Fund Administration Servicing Agreement (Jacob Internet Fund Inc), Fund Administration Servicing Agreement (Olstein Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 3 contracts

Samples: Fund Administration Servicing Agreement (Brandywine Blue Fund Inc), Fund Administration Servicing Agreement (Brandywine Fund Inc), Fund Administration Servicing Agreement (Prospector Funds, Inc.)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Trust, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 3 contracts

Samples: Fund Administration Servicing Agreement (Guinness Atkinson Funds), Fund Administration Servicing Agreement (Alpine Income Trust), Fund Administration Servicing Agreement (Kensington Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering offerings of its shares the Units in all states and applicable U.S. territoriesstates.

Appears in 3 contracts

Samples: Administration Servicing Agreement (Rochdale Structured Claims Fixed Income Fund LLC), Administration Servicing Agreement (Rochdale High Yield Advances Fund LLC), Administration Servicing Agreement (City National Rochdale Structured Claims Fixed Income Fund LLC)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the each Fund so as to enable the each Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 3 contracts

Samples: Fund Administration Servicing Agreement (RBB Fund, Inc.), Fund Administration Servicing Agreement (Leuthold Funds Inc), Fund Administration Servicing Agreement (RBB Fund, Inc.)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Company and Fund so as to enable the Company and Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 2 contracts

Samples: Master Servicing Agreement (Angel Oak Funds Trust), Master Servicing Agreement (Angel Oak Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the each Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (DoubleLine Funds Trust), Fund Administration Servicing Agreement (DoubleLine Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares b. Monitor status and maintain registrations in all states and applicable U.S. territories.each state

Appears in 2 contracts

Samples: 1a Fund Administration Servicing Agreement (LKCM Fund), Fund Administration Servicing Agreement (Leuthold Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering offerings of its their shares in all states and applicable U.S. territories.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Oaktree Funds), Fund Administration Servicing Agreement (Oaktree Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance or notice filings relating to the qualification sales, qualifications or registration of the securities of the each Fund so s o as to enable the each Fund to make a continuous offering of its shares in all states the 50 states, Puerto Rico, U.S. Virgin Islands, and applicable U.S. territoriesGuam ("Blue Sky Jurisdictions").

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Assetmark Funds), Fund Administration Servicing Agreement (Assetmark Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide updates regarding material developments in state securities regulation.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Academy Funds Trust), Fund Administration Servicing Agreement (Brandes Investment Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares b. Monitor status and maintain registrations in all states and applicable U.S. territories.each state

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Rockland Funds Trust), Fund Administration Servicing Agreement (Amquest Matrix Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories, and to make available to the Trust such related information as the Trust may reasonably request from time to time.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Brown Advisory Funds), Fund Administration Servicing Agreement (Hotchkis & Wiley Funds /De/)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance or notice filings relating to the sales, qualification or registration of the securities of the each Fund so as to enable the 880093.1 each Fund to make a continuous offering of its shares in all states the fifty states, Puerto Rico, U.S. Virgin Islands, and applicable U.S. territoriesGuam ("Blue Sky Jurisdictions").

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Jacob Internet Fund Inc)

Blue Sky Compliance. a. Prepare Oversee preparation and file filing with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.states

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (SCM Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Company, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Company to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Leuthold Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required registration and compliance filings relating to the qualification of the securities shares of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Aegis Value Fund Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of the Funds, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (PRIMECAP Odyssey Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares b. Monitor status and maintain registrations in all states and applicable U.S. territories.each state

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Internet Fund Inc)

Blue Sky Compliance. a. Prepare Preparing and file filing with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the each Fund so as to enable the Fund to make a continuous offering of its shares in all states states; b. Monitoring status and applicable U.S. territories.maintaining registrations in each state c. Providing information regarding material developments in state securities regulation

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Jundt Growth Fund Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Merger Fund Vl)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states b. Monitor status and applicable U.S. territories.maintain registrations in each state c. Provide information regarding material developments in state securities regulation

Appears in 1 contract

Samples: Administration Agreement (Berkshire Funds)

Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its their shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Sub Administration Servicing Agreement (Aristotle Funds Series Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering offerings of its their shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Keeley Funds, Inc.)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Corporation so as to enable the Fund Corporation to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Kinetics Mutual Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesshares.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Homestate Group)

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Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesFund, if applicable.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (MVC Capital, Inc.)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Cushing MLP Total Return Fund)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Company, the Fund, or class of shares of the Fund, as applicable, so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Perritt Funds Inc)

Blue Sky Compliance. a. 1. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Intrepid Capital Management Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territories.states

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Light Index Fund Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Administration Agreement (Vantage Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares b. Monitor status and maintain registrations in all states each state 3. SEC Registration and applicable U.S. territories.Reporting

Appears in 1 contract

Samples: Administration Servicing Agreement (Bremer Investment Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (MVC Capital, Inc.)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Trust, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Country Mutual Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.shares

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Potomac Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of offer its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (KKR Credit Opportunities Portfolio)

Blue Sky Compliance. a. Prepare Preparing and file filing with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the each Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.states;

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (American Eagle Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain registrations in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 1 contract

Samples: Form of Agreement (PRIMECAP Odyssey Funds)

Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., “blue sky” filings) relating to the qualification of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Jensen Quality Growth Fund Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.shares

Appears in 1 contract

Samples: Form of Fund Administration Servicing Agreement (Ramirez Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification of Company or the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states b. Monitor status and applicable U.S. territories.maintain registrations in each state

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Legacy Funds Inc)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Hotchkis & Wiley Funds /De/)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territories.shares

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Rockland Funds Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares b. Monitor status and maintain registrations in all states and applicable U.S. territories.each state

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Granum Series Trust)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the each Fund so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Steben Alternative Investment Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states states. b. Monitor status and applicable U.S. territoriesmaintain qualifications in each state. c. Provide information regarding material developments in state securities regulation.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Brazos Mutual Funds)

Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares b. Monitor status and maintain registrations in all states and applicable U.S. territories.each state

Appears in 1 contract

Samples: Administration Servicing Agreement (Tocqueville Trust)

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