Bank Secrecy Act. Neither Purchaser nor any Purchaser Subsidiary has been advised of any supervisory criticisms regarding their compliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (i) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (ii) the maintenance of records and (iii) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Old National Bancorp /In/), Agreement and Plan of Merger (United Bancorp Inc /Mi/)
Bank Secrecy Act. Neither Purchaser nor any Purchaser Subsidiary has been advised notified of any material supervisory criticisms regarding their compliance or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering lawsLaws, regulations and guidelines, including without limitation those provisions of federal regulations 38 requiring (ia) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (iib) the maintenance of records and (iiic) the exercise of due diligence in identifying customers.
Appears in 1 contract
Bank Secrecy Act. Neither Purchaser nor any Purchaser Subsidiary has been advised notified of any material supervisory criticisms regarding their compliance or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering lawsLaws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (ia) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (iib) the maintenance of records and (iiic) the exercise of due diligence in identifying customers.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Wintrust Financial Corp)
Bank Secrecy Act. Neither Purchaser nor any Purchaser Subsidiary has been advised notified of any supervisory criticisms regarding their compliance charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering lawsLaws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (ia) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (iib) the maintenance of records and (iiic) the exercise of due diligence in identifying customers.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Independent Bank Corp /Mi/)
