Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 146 contracts
Samples: Underwriting Agreement (RF Acquisition Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (Goal Acquisitions Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledgeSponsor or any executive officer, any director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 88 contracts
Samples: Underwriting Agreement (TLGY Acquisition Corp), Underwriting Agreement (Yucaipa Acquisition Corp), Underwriting Agreement (Haymaker Acquisition Corp. III)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 48 contracts
Samples: Services Agreement (Legato Merger Corp.), Underwriting Agreement (Opes Acquisition Corp.), Underwriting Agreement (Tuscan Holdings Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor the Sponsor or, to the knowledge of the Company’s knowledge, any officer, director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 38 contracts
Samples: Underwriting Agreement (Ahren Acquisition Corp.), Underwriting Agreement (Metals Acquisition Corp), Underwriting Agreement (Brimstone Acquisition Holdings Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledge, Sponsor or any executive officer or director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 16 contracts
Samples: Underwriting Agreement (Pivotal Investment Corp III), Underwriting Agreement (Acropolis Infrastructure Acquisition Corp.), Underwriting Agreement (Acropolis Infrastructure Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the CompanyCompany nor, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 10 contracts
Samples: Underwriting Agreement (GigCapital3, Inc.), Underwriting Agreement (GigCapital4, Inc.), Underwriting Agreement (GigInternational1, Inc.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, Company nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 8 contracts
Samples: Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (China VantagePoint Acquisition Co), Underwriting Agreement (China VantagePoint Acquisition Co)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, the Sponsor, nor to the knowledge of the Company’s knowledge, any executive officer, director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 6 contracts
Samples: Underwriting Agreement (Bullpen Parlay Acquisition Co), Underwriting Agreement (Bullpen Parlay Acquisition Co), Underwriting Agreement (Bullpen Parlay Acquisition Co)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the CompanyCompany nor any officer, nor to the Company’s knowledge, any Company Affiliate, director or Initial Stockholder has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 5 contracts
Samples: Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company or, to the knowledge of the Company, nor to the Company’s knowledgeSponsors or any officer, any director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 5 contracts
Samples: Underwriting Agreement (Capitol Investment Corp. VI), Capitol Investment Corp. VI, Capitol Investment Corp. V
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor the Sponsor or, to the knowledge of the Company’s knowledge, any officer, director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPATRIOT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 5 contracts
Samples: Underwriting Agreement (Investcorp Acquisition Corp.), Underwriting Agreement (Investcorp Europe Acquisition Corp I), Underwriting Agreement (Investcorp India Acquisition Corp)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, Company nor to any officer or director of the Company’s knowledge, any Company Affiliate, has violated: (iA) the Bank Secrecy Act, as amended, (iiB) the Money Laundering Laws or (iiiC) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 4 contracts
Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor nor, to the knowledge of the Company’s knowledge, any officer or director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 4 contracts
Samples: Capitol Acquisition Corp. II, Capitol Acquisition Corp. II, Capitol Acquisition Corp
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledgeSponsors or any officer, any director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 4 contracts
Samples: Underwriting Agreement (Capitol Investment Corp. IV), Capitol Acquisition Corp. III, Capitol Investment Corp. IV
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor any Founding Shareholders, any officer nor, after due inquiry, to the Company’s knowledge, any director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 3 contracts
Samples: North Asia Investment CORP, North Asia Investment CORP, North Asia Investment CORP
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. Imperial Capital, LLC [________], 2020
Appears in 3 contracts
Samples: Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the CompanyCompany nor, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 3 contracts
Samples: Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company nor, to the knowledge of the Company, nor to any officer or director of the Company’s knowledge, any Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 3 contracts
Samples: Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliatedirector, officer, agent, employee or affiliate of the Company, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 3 contracts
Samples: Underwriting Agreement (Union Acquisition Corp.), Services Agreement (Union Acquisition Corp.), Underwriting Agreement (Union Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor or to the knowledge of the Company’s knowledge, the Sponsor or any executive officer, director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Advancit Acquisition Corp. I), Underwriting Agreement (Advancit Acquisition Corp. I)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor the Sponsor or, to the knowledge of the Company’s knowledge, any officer or director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (XPAC Acquisition Corp.), Underwriting Agreement (XPAC Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any of the Company AffiliateAffiliates, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (KLR Energy Acquisition Corp.), Underwriting Agreement (KLR Energy Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. ____________, 2012
Appears in 2 contracts
Samples: Underwriting Agreement (Infinity Cross Border Acquisition Corp), Underwriting Agreement (Infinity Cross Border Acquisition Corp)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPATRIOT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (HL Acquisitions Corp.), Underwriting Agreement (HL Acquisitions Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company nor, to the knowledge of the Company, nor to the Company’s knowledgeany Founder, any Company AffiliateSponsor, director, officer, agent, employee or affiliate has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Prospect Acquisition Corp, Prospect Acquisition Corp
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledgeCompany nor, any Company Affiliate, officer or director has violated: (iA) the Bank Secrecy Act, as amended, (iiB) the Money Laundering Laws or (iiiC) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company or, to the knowledge of the Company, nor to the Company’s knowledgeSponsor or any officer, any director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Gobi Acquisition Corp., Gobi Acquisition Corp.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledgeCompany nor, any Company Affiliate, officer or director has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Navios Maritime Acquisition CORP), Underwriting Agreement (Overture Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. _______, 2021
Appears in 2 contracts
Samples: Underwriting Agreement (Oxus Acquisition Corp.), Underwriting Agreement (Oxus Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPATRIOT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Chavant Capital Acquisition Corp.), Underwriting Agreement (Chavant Capital Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor or, to the knowledge of the Company’s knowledge, the Sponsor or any executive officer, director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Twelve Seas Investment Co IV TMT), Underwriting Agreement (Twelve Seas Investment Co IV TMT)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledgeSponsor or any executive officer, any director or director nominee of the Company Affiliate, has violated: violated (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPATRIOT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Omnichannel Acquisition Corp.), Omnichannel Acquisition Corp.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledgeSponsor or any executive officer, any director or director nominee of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, ; (iib) the Money Laundering Laws Laws; or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: ArcLight Clean Transition Corp. II, ArcLight Clean Transition Corp. II
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor the Sponsor or, to the knowledge of the Company’s knowledge, any executive officer, director or director nominee of the Company Affiliate, has violated: violated (i) the Bank Secrecy Act, as amended, ; (ii) the Money Laundering Laws or Laws; (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, ; and/or (iv) the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Samples: Kernel Group Holdings, Inc., Kernel Group Holdings, Inc.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor to the Company’s knowledgeSponsor or any executive officer, any director or director nominee of the Company Affiliate, has violated: violated (i) the Bank Secrecy Act, as amended, ; (ii) the Money Laundering Laws or Laws; (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, ; and/or (iv) the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (DHC Acquisition Corp.), Securities Subscription Agreement (DHC Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company nor, to the knowledge of the Company, nor to the Company’s knowledge, any Company Affiliate, officer or director has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Triplecrown Acquisition Corp.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. _____, 2020
Appears in 1 contract
Samples: Underwriting Agreement (InterPrivate Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company, nor the Sponsor or, to the knowledge of the Company’s knowledge, any officer, director or director nominee of the Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws Laws, or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: BrightSpark Capitol Corp.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. Broadband Capital Management LLC. ____________, 2011
Appears in 1 contract
Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. ________, 2021
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. _________, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Finnovate Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company nor, to the knowledge of the Company, nor to the Company’s knowledgeany officer, any Company Affiliate, director or Initial Stockholder has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Bank Street Telecom Funding Corp.
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. November 3, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Finnovate Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither None of the Company or the Sponsor or, to the knowledge of the Company, nor to any officer or director of the Company’s knowledge, any Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Highland Acquisition Corp
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. , 2019
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to any officer or director of the Company’s knowledge, any Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (AMERICAN EAGLE ENERGY Corp)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. November 12, 2020
Appears in 1 contract
Samples: Underwriting Agreement (Better World Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. __________, 2021
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. August 25, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Springwater Special Situations Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. December 21, 2020
Appears in 1 contract
Samples: Underwriting Agreement (ACKRELL SPAC Partners I Co.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor any officer of the Company, nor, to the Company’s knowledge, any Company Affiliate, director has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company AffiliateRespondent, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. February 3, 2020
Appears in 1 contract
Samples: Underwriting Agreement (InterPrivate Acquisition Corp.)
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the knowledge of the Company’s knowledge, any officer or director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 1 contract
Samples: Callon Petroleum Co
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, the Founding Stockholder, nor to any officer or director of the Company’s knowledge, any Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor to the Company’s knowledge, any Company Affiliate, has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Laws or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. EarlyBirdCapital, Inc. February 3, 2021
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor any officer of the Company nor, to the Company’s knowledge, any Company Affiliate, director has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 1 contract
Bank Secrecy Act; Money Laundering; Patriot Act. Neither the Company, nor nor, to the Company’s knowledge, the Founders, the Sponsor nor any officer or director of the Company Affiliate, has violated: (ia) the Bank Secrecy Act, as amended, (iib) the Money Laundering Laws Laws, or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Global Brands Acquisition Corp.
