Associated Persons. Neither the Selling stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling stockholder and delivered to the Underwriter or to counsel for the Underwriter shall be deemed to be a representation and warranty by such Selling stockholder to the Underwriter as to the matters covered thereby.
Appears in 2 contracts
Sources: Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Standard Diversified Inc.)
Associated Persons. Neither the Selling stockholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling stockholder Stockholder and delivered to the Underwriter Underwriters or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such Selling stockholder Stockholder to the each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Sources: Underwriting Agreement (Shotspotter, Inc), Underwriting Agreement
Associated Persons. Neither the such Selling stockholder Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a the Selling stockholder Shareholder and delivered to the Underwriter Representatives or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such Selling stockholder Shareholder to the each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Sources: Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (WPP PLC)
Associated Persons. Neither the Selling stockholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person of, any member firm of FINRA (within the meaning of Article I, Section 1(ee1(rr) of the By-laws of FINRA) of, any member firm of FINRA). Any certificate signed by or on behalf of a Selling stockholder Stockholder and delivered to the Underwriter Representatives or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such Selling stockholder Stockholder to the each Underwriter as to the matters covered thereby.
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Associated Persons. Neither the such Selling stockholder Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling stockholder Shareholder and delivered to the Underwriter Representative or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such Selling stockholder Shareholder to the each Underwriter as to the matters covered thereby.
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Associated Persons. Neither the such Selling stockholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling stockholder Stockholder and delivered to the Underwriter Representatives or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such Selling stockholder Stockholder to the each Underwriter as to the matters covered thereby.
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Associated Persons. Neither the Selling stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling stockholder and delivered to the Underwriter Representatives or to counsel for the Underwriter Underwriters shall be deemed to be a representation and warranty by such the Selling stockholder to the each Underwriter as to the matters covered thereby.
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