Interested Person Sample Clauses

Interested Person. 2 (l) Investment Adviser.............................................. 2 (m) Series.......................................................... 2
Interested Person. 2 (g) Investment Adviser or Adviser................................................................... 2 (h) 1940 Act........................................................................................ 2 (i) Original Declaration of Trust................................................................... 2 (j)
Interested Person. 2 (h) Adviser(s).............................................2 (i) 1940 Act...............................................2 (j) Person.................................................2 (k) Principal Underwriter..................................2 (l) Series.................................................2 (m) Shareholder............................................2 (n) Shares.................................................2 (o) Trust..................................................2 (p) Trust Property.........................................2 (q) Trustees...............................................2
Interested Person. 2 (l) Investment Adviser or Adviser.........................................2 (m) Series................................................................2
Interested Person. 2 (h) Investment Manager or Manager. . . . . . . . . . . . . 2 (i) 1940 Act . . . . . . . . . . . . . . . . . . . . . . . 2 (j) Person . . . . . . . . . . . . . . . . . . . . . . . . 2 (k) Series . . . . . . . . . . . . . . . . . . . . . . . . 2 (1) Shareholder. . . . . . . . . . . . . . . . . . . . . . 2 (m) Shares . . . . . . . . . . . . . . . . . . . . . . . . 2 (n) Trust. . . . . . . . . . . . . . . . . . . . . . . . . 2 (o) Trust Property . . . . . . . . . . . . . . . . . . . . 3 (p) Trustees . . . . . . . . . . . . . . . . . . . . . . . 3
Interested Person. 2 (g) Investment Adviser or Adviser...............................2 (h) 1940 Act....................................................2 (i) Original Declaration of Trust...............................2 (j)
Interested Person a Person who is not a Customer of the Company however he is interested on the Services provided by the Company therefore he is granted with a Trial Account. Introducing Broker – a Person (including its employees, subsidiaries, sub-agent and affiliates) which is remunerated by the Company for referral of Customers to the Company. KYC Process – means any "Know Your Customer" process required to be made by the Company under applicable Laws and Regulations, and which are designed to identify the Customer, verify the identity of the Customer, perform background checks on the Customer, construct an economic profile of the Customer and assess the appropriateness of the Services to the Customer. Laws and Regulations – Cyprus Law 87(I)/2017, which implementedMiFID II’ in Cyprus Law and which provides for the provision of Investment Services, the exercise of Investment Activities, the operation of Regulated Markets and Regulation (EU) 600/2014 (MiFIR), as well as the regulations, arrangements, directives, circulars and customs of the Cyprus Securities and Exchange Commission (CySEC), the Central Bank of Cyprus, the Law 188(Ι)/2007 for the Prevention and Suppression of Money Laundering and Terrorist Financing Law and any other authorities which govern the operation of Cyprus Investment Firms (as defined in such Laws and Regulations), as they are amended or modified from time to time. Lot – “A lot refers to a set amount of a particular asset that is the amount you buy or sell with each transaction. In the financial markets, a lot represents the standardized quantity of a financial instrument as set out by the broker. It means that investors have a standardized contract and always known how much of an asset they are trading when they open a position. A lot can refer to any asset class or financial instrument.” Market Maker - means a person (Company or individual) who is active on the financial markets on a continuous basis as being willing to deal on own account by buying and selling financial instruments against his proprietary capital at prices defined by him. Margin – the necessary guarantee funds to open positions, as determined in the trading conditions. Margin Levelindex characterizing the account, calculated as: Equity/Margin. Negative Target Market - Clients with no understanding of capital markets and derivatives and experience in CFDs or other types of derivatives trading, as per the Company’s Product Governance Policy. Open Position – deal of purchase (...
Interested Person. 2 (l) Investment Adviser..........................................2 (m) Series......................................................2
Interested Person. Any director, principal officer, member of a committee with governing board delegated powers, or any other person who is a “disqualified person” as defined in Section 4958(f)(1) of the Internal Revenue Code and as amplified by Section 53.4958-3 of the IRS Regulations, who has a direct or indirect financial interest, as defined below, is an interested person.