Common use of Assignment and Transfer of Warrant Clause in Contracts

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (a) in a transaction registered under the Act, or (b) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 9 contracts

Samples: Credit Agreement (Abtech Holdings, Inc.), Credit Agreement (Abtech Holdings, Inc.), Credit Agreement (Abtech Holdings, Inc.)

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Assignment and Transfer of Warrant. This Warrant may be assigned ---------------------------------- by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except with the prior consent of the Company and (ai) in a transaction registered under the Securities Act, or (bii) in a transaction pursuant to an exemption, if available, from such registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 8 contracts

Samples: Storm Technology Inc, Storm Technology Inc, Krause L William

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the Securities Act of 1933, as amended (the "Act"), or (bii) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 4 contracts

Samples: Common Stock Warrant Agreement (iCURIE, INC.), Common Stock Warrant Agreement (iCURIE, INC.), Common Stock Warrant Agreement (iCURIE, INC.)

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the Act, or (bii) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 4 contracts

Samples: Common Stock Purchase Warrant (Lone Star Value Management LLC), Common Stock Purchase Warrant (AMERI Holdings, Inc.), Common Stock Purchase Warrant (AMERI Holdings, Inc.)

Assignment and Transfer of Warrant. This Warrant may be assigned in whole or in part by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the ActSecurities Act of 1933, as amended (the "ACT"), or (bii) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 3 contracts

Samples: Plato Learning Inc, Plato Learning Inc, Zymetx Inc

Assignment and Transfer of Warrant. This Warrant may be assigned by ---------------------------------- the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (aI) in a transaction registered under the 1933 Act, or (bii) in a transaction pursuant to an exemptionexemption under the 1933 Act, if available, from such registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 2 contracts

Samples: Yeung Howard P L, Yeung Howard P L

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the ActSecurities Act of 1933, as amended, or (bii) in a transaction pursuant to an exemption, if available, from such registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 2 contracts

Samples: Registration Rights Agreement (View Systems Inc), Ashton Technology Group Inc

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except with the prior consent of the Company and (ai) in a transaction registered under the Securities Act, or (bii) in a transaction pursuant to an exemption, if available, from such registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 2 contracts

Samples: Registration Rights Agreement (Ecotyre Technologies Inc), Sciclone Pharmaceuticals Inc

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Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the Securities Act of 1933, as amended (the β€œAct”), or (bii) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 2 contracts

Samples: Registration Rights Agreement (iCURIE, INC.), Common Stock Warrant Agreement (Celsia Technologies, Inc.)

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the ActSecurities Act of 1933, as amended (the "ACT"), or (bii) in a transaction pursuant to an exemption, if available, from registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Liquidmetal Technologies Inc), Securities Purchase Agreement (Liquidmetal Technologies Inc)

Assignment and Transfer of Warrant. This Warrant may be assigned ---------------------------------- by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company it may designate by notice in writing to the registered Holder holder hereof at the address of such Holder holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (ai) in a transaction registered under the Securities Act, or (bii) in a transaction pursuant to an exemption, if available, from such registration under the Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder holder of this Warrant to the effect that the transaction is so exempt.

Appears in 1 contract

Samples: Consilium Inc

Assignment and Transfer of Warrant. This Warrant may be assigned by the surrender of this Warrant and the Assignment Form annexed hereto duly executed at the office of the Company (or such other office or agency of the Company or its transfer agent as the Company may designate by notice in writing to the registered Holder hereof at the address of such Holder appearing on the books of the Company); provided, however, that this Warrant may not be resold or otherwise transferred except (a) in a transaction registered under the Securities Act, or (b) in a transaction pursuant to an exemption, if available, from registration under the Securities Act and whereby, if reasonably requested by the Company, an opinion of counsel reasonably satisfactory to the Company is obtained by the Holder of this Warrant to the effect that the transaction is so exempt.

Appears in 1 contract

Samples: Escrow Agreement (Islet Sciences, Inc)

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