Common use of Appropriateness Clause in Contracts

Appropriateness. In order that we can assess whether a service or Transaction is appropriate for you, you are required to provide information regarding your knowledge and experience in the investment field relevant to the specific type of product or service offered. In order that we can carry out this assessment, you must ensure that all information you provide is accurate. Unless you inform us that the information you have previously provided is out of date or inaccurate, we will be entitled to rely on it.

Appears in 7 contracts

Samples: Terms of Business – Client Agreement, Terms of Business – Client Agreement, Terms of Business

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Appropriateness. In order that we can assess whether a service or Transaction is appropriate for you, you are required to provide information regarding your knowledge and experience in the investment field relevant to the specific type of product or service offered. In order that we can carry out this assessment, you must ensure that all information you provide is accurate. Unless you inform us that the information you have previously provided is out of date or inaccurate, we will be entitled to rely on it.

Appears in 1 contract

Samples: Terms of Business – Client Agreement

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