Common use of Appointment of Qualified Independent Underwriter Clause in Contracts

Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as, and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated hereby confirms its agreement with the Company to render services as, a “qualified independent underwriter” within the meaning of NASD Rule 2720 with respect to the offering and sale of the Securities. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “Independent Underwriter.”

Appears in 2 contracts

Samples: www.imperialcapital.co.com, Purchase Agreement (Imperial Capital Group, Inc.)

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Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Xxxxxxx Merrill Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as, and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Merrill Lynch hereby confirms its agreement with the Company to render services asagreemxxx xxxh xxx Companx xx xxnxxx xervices, as a "qualified independent underwriter" within the meaning of NASD Rule 2720 of the Conduct Rules of the NASD with respect to the offering and sale of the Securities. Xxxxxxx Merrill Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, solely in its capacity as qualified independent underwriter independxxx xxxexxxxxer and not otherwise, is referred to herein as the "Independent Underwriter".

Appears in 1 contract

Samples: Lease Agreement (Gabelli Asset Management Inc)

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Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as, and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated hereby confirms its agreement with the Company to render services as, a "qualified independent underwriter" within the meaning of NASD Rule 2720 of the Conduct Rules of the National Association of Securities Dealers, Inc. with respect to the offering and sale of the International Securities. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the "Independent Underwriter".

Appears in 1 contract

Samples: Blackrock Inc /Ny

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