Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Xxxxxxx Xxxxx as, and Xxxxxxx Xxxxx hereby confirms its agreement with the Company to render services as, a "qualified independent underwriter" within the meaning of Rule 2720 of the Conduct Rules of the National Association of Securities Dealers, Inc. with respect to the offering and sale of the U.S. Securities. Xxxxxxx Xxxxx, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the "Independent Underwriter".
Appointment of Qualified Independent Underwriter. The Issuer hereby confirms its engagement of Xxxxxx Xxxxxxx & Co. LLC (“Xxxxxx Xxxxxxx”) as, and Xxxxxx Xxxxxxx hereby confirms its agreement with the Issuer to render services as, a “qualified independent underwriter” within the meaning of FINRA Rule 5121 (or any successor rule) adopted by FINRA (“Rule 5121”) with respect to the offering and sale of the Securities. Xxxxxx Xxxxxxx, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “QIU.”
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated as, and Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated hereby confirms its agreement with the Company to render services as, a “qualified independent underwriter” within the meaning of Rule 2720 of the Conduct Rules of the National Association of Securities Dealers, Inc. with respect to the offering and sale of the Securities in the United States. Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “Independent Underwriter”.
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Citigroup as, and Citigroup hereby confirms its agreement with the Company to render services as, a "qualified independent underwriter" within the meaning of Rule 2720 of the Conduct Rules of the NASD with respect to the offering and sale of the Securities. Citigroup, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the "Independent Underwriter."
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as, and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated hereby confirms its agreement with the Company to render services as, a “qualified independent underwriter” within the meaning of NASD Rule 2720 with respect to the offering and sale of the Securities. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “Independent Underwriter.”
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Santander Securities Corporation ("Santander Securities"), and Santander Securities hereby confirms its agreement with the Company to render services, as a "qualified independent underwriter" within the meaning of Rule 2720 of the Conduct Rules of the NASD with respect to the offering and sale of the Securities. Santander Securities, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the "Independent Underwriter". The sale of the Securities shall be conducted pursuant to Rule 2720(c) of the Conduct Rules of the NASD because Oriental Financial Services Corp., a registered broker-dealer and member of the NASD, is an affiliate of the Company under the Rule 2720 of the Conduct Rules of the NASD, and is participating as a co-lead managing underwriter for the Securities. Santander Securities will act as joint lead underwriter and book- running manager for the Securities.
Appointment of Qualified Independent Underwriter. The Company and the Selling Shareholders hereby confirm their engagement of Robert W. Baird & Co. Incorporated ("Robert W. Baird") as, and Robert X. Xxxxx xxxxxy confirms its agreemexx xxxx xxx Xxxpany and thx Xxxxxxx Xxxxxholders to render services as, a "qualified independent underwriter" within the meaning of Rule 2720 of the Conduct Rules of the National Association of Securities Dealers, Inc. with respect to the offering and sale of the Securities. Robert W. Baird, solely in its capacity as qualified independent undexxxxxxx xxx xxx otherwise, is referred to herein as the "Independent Underwriter."
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Tudor, Pickering, Xxxx & Co. Securities, Inc. as, and Tudor, Pickering, Xxxx & Co. Securities, Inc. hereby confirms its agreement with the Company to render services as, a “qualified independent underwriter” within the meaning of FINRA Rule 2720 (“Rule 2720”) with respect to the offering and sale of the Securities. Tudor, Pickering, Xxxx & Co. Securities, Inc., solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “QIU.”
Appointment of Qualified Independent Underwriter. The Company hereby confirms its engagement of Credit Suisse as, and Credit Suisse hereby confirms its agreement with the Company to render services as, a “qualified independent underwriter” within the meaning of FINRA Rule 5121 (or any successor rule) adopted by FINRA (“Rule 5121”) with respect to the offering and sale of the Securities. Credit Suisse, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “QIU.”
Appointment of Qualified Independent Underwriter. The Company and the Selling Stockholders hereby confirm their engagement of Xxxxxxx, Sachs as, and Xxxxxxx, Xxxxx hereby confirms its agreement with the Company and the Selling Stockholders to render services as, a “qualified independent underwriter” within the meaning of FINRA Rule 5121 (“Rule 5121”) with respect to the offering and sale of the Securities. Goldman, Sachs, solely in its capacity as qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” As compensation for the services of the QIU hereunder, the Company agrees to pay the QIU $10,000 on the Closing Date.
