Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 7. Since 1996, the Respondent has been registered as a Mutual Fund Salesperson (now known as a Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 7. Since 19961994, the Respondent has been registered as a Mutual Fund Salesperson mutual fund salesperson (now known as a Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. Since 1996, the The Respondent has been registered as a Mutual Fund Salesperson mutual fund salesperson (now known as a Dealing Representative)dealing representative) since April 2004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. Since 1996, the The Respondent has been registered as a Mutual Fund Salesperson (now known as a Dealing Representative)mutual fund salesperson since 1994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. Since 19961992, the Respondent has been registered as a Mutual Fund Salesperson mutual fund salesperson (now known as a Dealing Representative).

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 7. Since 19961984, the Respondent has been registered as a Mutual Fund Salesperson (now known as a Dealing Representative)mutual fund salesperson.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. Since 1996, the The Respondent has been registered as a Mutual Fund Salesperson mutual fund salesperson (now known as a Dealing Representative)dealing representative1) since December 2002.

Appears in 1 contract

Samples: Settlement Agreement

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