Common use of AGREED FACTS Registration History Clause in Contracts

AGREED FACTS Registration History. 7. The Respondent has been registered in the securities industry since 2008.

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

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AGREED FACTS Registration History. 76. The Respondent has been was registered in the securities industry since 2008commencing in 1997.

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been became registered in the securities industry since 2008in September 1995.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Commencing in 2005, the Respondent has been was registered in the securities industry since 2008industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been was registered in the securities industry since 2008from 2006 to April 16, 2015. The Respondent is not currently registered in the securities industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Since approximately March 1993, the Respondent has been registered in the securities industry since 2008industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Since approximately 1997, the Respondent has been registered in the securities industry since 2008industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Respondent has been registered in the securities industry since 20082000.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Respondent has been registered in the securities industry since 20082001.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 2008July 1994.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been was registered in the securities industry since 2008from April 1992 to January 2014.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 20081988.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 2008April 1990.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 20081986.

Appears in 1 contract

Samples: Settlement Agreement

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AGREED FACTS Registration History. 7. The Since 1988, the Respondent has been registered in the securities industry since 2008industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 2008November 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Respondent has been was registered in the securities industry since 2008commencing in 1999.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 2008October 2004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Commencing in January 2010, the Respondent has been registered in the securities industry since 2008industry.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Respondent has been registered in the securities industry since 20082004.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 7. The Respondent has been was registered in the securities industry since 2008commencing in 1998.

Appears in 1 contract

Samples: Settlement Agreement

AGREED FACTS Registration History. 76. The Respondent has been registered in the securities industry since 20081987.

Appears in 1 contract

Samples: Settlement Agreement

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