Common use of Affiliated Persons Clause in Contracts

Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1▇▇▇ ▇▇▇) of the Company or an “affiliated person” (as defined in the 1▇▇▇ ▇▇▇) of the Agent.

Appears in 6 contracts

Sources: At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)

Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no No person is serving or acting as an officer, director or investment adviser advisor of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1▇▇▇ ▇▇▇) of the Company or an “affiliated person” (as defined in the 1▇▇▇ ▇▇▇) of the Agentany Underwriter.

Appears in 2 contracts

Sources: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)

Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1▇▇▇ ▇▇▇) of the Company or an “affiliated person” (as defined in the 1▇▇▇ ▇▇▇) of the Agent.

Appears in 1 contract

Sources: At Market Issuance Sales Agreement (MONROE CAPITAL Corp)

Affiliated Persons. Except as disclosed in the Registration Statement and the Prospectus (i) no person is serving or acting as an officer, director or investment adviser of the Company, except in accordance with the provisions of the 1940 Act and the Advisers Act, and (ii) to the knowledge of the Company, no director of the Company is an “interested person” (as defined in the 1▇19▇▇ ▇▇▇) of the Company or an “affiliated person” (as defined in the 1▇19▇▇ ▇▇▇) of the Agent.

Appears in 1 contract

Sources: At Market Issuance Sales Agreement (MONROE CAPITAL Corp)