Advisor Compensation. Your advisor is an employee of ▇▇▇▇▇▇ ▇▇▇▇▇, and all com- pensation to the advisor will be paid, directly or indirectly, through ▇▇▇▇▇▇ ▇▇▇▇▇. The advisor will not bill clients directly for any services. All payments for investments to be pur- chased must be made payable to ▇▇▇▇▇▇ ▇▇▇▇▇ and not to the advisor. Please note that ▇▇▇▇▇▇ ▇▇▇▇▇ does not accept cash deposits. The compensation received by your advisor may include one or more of the following: • A base salary • A share of fees and commissions earned on various securi- ties and insurance products • A share of trailing commissions earned on certain products such as mutual funds and insurance policies • A share of referral fees paid by some product partners • Bonuses and incentives paid by ▇▇▇▇▇▇ ▇▇▇▇▇ based on the profitability of the advisor’s branch, or based on achieving certain goals • A share of profits generated by ▇▇▇▇▇▇ ▇▇▇▇▇ and its affiliated entities if the advisor is a limited partner or general partner of The ▇▇▇▇▇ Financial Companies, L.L.P. A share of profits generated by ▇▇▇▇▇▇ ▇▇▇▇▇ and its affiliated entities deposited to the firm’s deferred profit sharing plan.
Appears in 2 contracts
Sources: Account Agreement, Account Agreement