Common use of Advice of the Fund and Service Providers Clause in Contracts

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.

Appears in 116 contracts

Samples: Transfer Agency (Caldwell & Orkin Funds Inc), Transfer Agency Interactive Client Services Agreement (Cullen Funds Trust), Distribution Agreement (Stone Ridge Trust VI)

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Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 44 contracts

Samples: Transfer Agency (AQR Funds), Administration, Bookkeeping and Pricing Services Agreement (Brown Capital Management Mutual Funds), Administration, Bookkeeping And (Heartland Group Inc)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 16 contracts

Samples: Transfer Agency and Services Agreement (Stadion Investment Trust), Transfer Agency and Services Agreement (Stadion Investment Trust), Transfer Agency and Services Agreement (USCF Mutual Funds Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 10 contracts

Samples: Services Agreement (Whitebox Mutual Funds), Pricing Services Agreement (Arbitrage Funds), Transfer Agency and Services Agreement (Whitebox Mutual Funds)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, or other service providers.

Appears in 8 contracts

Samples: Distribution Agreement (Arbitrage Funds), Distribution Agreement (Whitebox Mutual Funds), Distribution Agreement (Whitebox Mutual Funds)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, or other service providers.

Appears in 7 contracts

Samples: Distribution Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.), Distribution Agreement (NorthStar Real Estate Capital Income Fund), Distribution Agreement (NorthStar Real Estate Capital Income Fund-Adv)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or the Fund’s investment adviser or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 6 contracts

Samples: Transfer Agency and Services Agreement (Cullen Funds Trust), Transfer Agency and Services Agreement (BBH Trust), Transfer Agency and Services Agreement (Financial Investors Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 4 contracts

Samples: Transfer Agency and Services Agreement (Goehring & Rozencwajg Investment Funds), Transfer Agency and Services Agreement (Harvest Volatility Edge Trust), Form of Transfer Agency and Services Agreement (Harvest Volatility Edge Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, or other service providers.

Appears in 4 contracts

Samples: Distribution Agreement (BBH Trust), Distribution Agreement (Broadview Funds Trust), Distribution Agreement (Mairs & Power Funds Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.

Appears in 2 contracts

Samples: Pricing Services Agreement (Harvest Volatility Edge Trust), Administration, Bookkeeping And (Harvest Volatility Edge Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Trust on behalf of a Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 2 contracts

Samples: Pricing Services Agreement (Goehring & Rozencwajg Investment Funds), Pricing Services Agreement (Goehring & Rozencwajg Investment Funds)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providersproviders on behalf of the Fund.

Appears in 2 contracts

Samples: Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust), Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.

Appears in 2 contracts

Samples: Pricing Services Agreement (Oak Associates Funds), Bookkeeping And (Sprott ETF Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund Funds or, as applicable, the Fund’s investment adviser, custodian, or other service providers.

Appears in 2 contracts

Samples: Distribution Agreement (LifeX Income Trust 1948F), Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, custodian or other service providers.

Appears in 2 contracts

Samples: Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund), Pricing Services Agreement (RiverNorth Flexible Municipal Income Fund II, Inc.)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.

Appears in 2 contracts

Samples: Transfer Agency (Cook & Bynum Funds Trust), Distribution Agreement (Cook & Bynum Funds Trust)

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Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s Portfolios’ investment adviser, custodian, custodian or other service providers.

Appears in 2 contracts

Samples: Financial Investors Trust (Financial Investors Trust), Pricing Services Agreement (Financial Investors Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviserCo-Advisers, custodianFAS, custodian or other service providers.

Appears in 1 contract

Samples: Administration, Bookkeeping And (Boulder Growth & Income Fund)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.. (b)

Appears in 1 contract

Samples: Distribution Agreement (Axonic Alternative Income Fund)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, custodian or other service providers.

Appears in 1 contract

Samples: Pricing Services Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or the Fund’s investment adviser or, as applicableapplicable and when authorized by the Fund, the Fund’s investment adviser, custodian, or other service providers.

Appears in 1 contract

Samples: Transfer Agency (Heartland Group Inc)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 1 contract

Samples: Pricing Services Agreement (Cook & Bynum Funds Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may reasonably request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.

Appears in 1 contract

Samples: Distribution Agreement (CSOP ETF Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake pursuant to this Agreement, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.

Appears in 1 contract

Samples: Distribution Agreement (Brandes Investment Trust)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.. (b)

Appears in 1 contract

Samples: Pricing Services Agreement (Axonic Alternative Income Fund)

Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Administrator or the Fund’s investment adviser, custodian, custodian or other service providers.

Appears in 1 contract

Samples: Sub Administration Agreement (Sierra Total Return Fund)

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