Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 112 contracts
Samples: Transfer Agency Interactive Client Services Agreement (Cullen Funds Trust), Transfer Agency (Caldwell & Orkin Funds Inc), Distribution Agreement (Pax World Funds Series Trust I)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 44 contracts
Samples: Transfer Agency (AQR Funds), Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc), Pricing Services Agreement (Financial Investors Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement (Stadion Investment Trust), Transfer Agency and Services Agreement (USCF Mutual Funds Trust), Transfer Agency and Services Agreement (Stadion Investment Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 10 contracts
Samples: Administration, Bookkeeping And (Arbitrage Funds), Transfer Agency and Services Agreement (Whitebox Mutual Funds), Transfer Agency and Services Agreement (Whitebox Mutual Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, or other service providers.
Appears in 8 contracts
Samples: Distribution Agreement (Whitebox Mutual Funds), Distribution Agreement (Whitebox Mutual Funds), Distribution Agreement (Whitebox Mutual Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, or other service providers.
Appears in 7 contracts
Samples: Distribution Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.), Distribution Agreement (NorthStar Real Estate Capital Income Fund-Adv), Distribution Agreement (NorthStar Real Estate Capital Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or the Fund’s investment adviser or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (BBH Trust), Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Cullen Funds Trust)
Advice of the Fund and Service Providers. If ALPS the Distributor is in doubt as to any action it should or should not take, ALPS the Distributor may request directions, advice, advice or instructions from the a Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 6 contracts
Samples: Distribution Agreement (First Trust Alternative Opportunities Fund), Distribution Agreement (Infinity Core Alternative Fund), Distribution Agreement (First Trust Real Assets Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Goehring & Rozencwajg Investment Funds), Form of Transfer Agency and Services Agreement (Harvest Volatility Edge Trust), Transfer Agency and Services Agreement (Harvest Volatility Edge Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, or other service providers.
Appears in 4 contracts
Samples: Distribution Agreement (Mairs & Power Funds Trust), Distribution Agreement (Broadview Funds Trust), Distribution Agreement (Principal Exchange-Traded Funds)
Advice of the Fund and Service Providers. If ALPS the Distributor is in doubt as to any action it should or should not take, ALPS the Distributor may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 4 contracts
Samples: Amidex Funds (Amidex Funds Inc), Distribution Agreement (WP Trust), Distribution Agreement (WP Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Pricing Services Agreement (Harvest Volatility Edge Trust), Administration, Bookkeeping And (Harvest Volatility Edge Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Pricing Services Agreement (RiverNorth Flexible Municipal Income Fund II, Inc.), Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 2 contracts
Samples: Transfer Agency (Cook & Bynum Funds Trust), Distribution Agreement (Cook & Bynum Funds Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Trust on behalf of a Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Pricing Services Agreement (Goehring & Rozencwajg Investment Funds), Pricing Services Agreement (Goehring & Rozencwajg Investment Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s Portfolios’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Financial Investors Trust (Financial Investors Trust), Pricing Services Agreement (Financial Investors Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providersproviders on behalf of the Fund.
Appears in 2 contracts
Samples: Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust), Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust)
Advice of the Fund and Service Providers. If ALPS APSD is in doubt as to any action it should or should not take, ALPS APSD may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 2 contracts
Samples: Distribution Agreement (Clough Funds Trust), Distribution Agreement (Clough Funds Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Pricing Services Agreement (Oak Associates Funds), Bookkeeping And (Sprott ETF Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviserCo-Advisers, custodianFAS, custodian or other service providers.
Appears in 1 contract
Samples: Administration, Bookkeeping And (Boulder Growth & Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or the Fund’s investment adviser or, as applicableapplicable and when authorized by the Fund, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS the Broker is in doubt as to any action it should or should not take, ALPS the Broker may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Samples: Distribution Agreement (VII Peaks Co-Optivist Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may reasonably request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.. (b)
Appears in 1 contract
Samples: Pricing Services Agreement (Axonic Alternative Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 1 contract
Samples: Pricing Services Agreement (Cook & Bynum Funds Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake pursuant to this Agreement, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, custodian or other service providers.
Appears in 1 contract
Samples: Pricing Services Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.. (b)
Appears in 1 contract
Samples: Distribution Agreement (Axonic Alternative Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Administrator or the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 1 contract
Samples: Sub Administration Agreement (Sierra Total Return Fund)